Award No. 5318
Docket No. 5057
2-NYNH&H-FO-'67
NATIONAL RAILROAD ADJUSTMENT BOARD
SECOND DIVISION
The Second Division consisted of the regular members and in
addition Referee Howard A. Johnson when award was rendered.
PARTIES TO DISPUTE:
SYSTEM FEDERATION NO. 17, RAILWAY EMPLOYES'
DEPARTMENT, AFL-CIO (Firemen & Oilers)
THE NEW YORK, NEW HAVEN AND HARTFORD
RAILROAD COMPANY
DISPUTE: CLAIM OF EMPLOYES:
1. It is the claim of the employes that the carrier violated the
provisions of Rule No. 4 of the current agreement when they arbitrarily denied Mr. Carroll W. Dearborne compensation at the rate of
time and one-half for working Labor Day, September 7, 1964, which
is considered a holiday as per Rule No. 4.
2. Therefore, Mr. Carroll W. Dearborne, employed at the New
Haven Motor Storage, must be compensated for eight hours' pay at
the rate of time and one-half for working Labor Day, September
7, 1964.
EMPLOYES' STATEMENT OF FACTS: Classified Laborer C. W.
Dearborne, hereinafter referred to as the Claimant, is regularly employed by
the New York, New Haven and Hartford Railroad Company, hereinafter
referred to as the Carrier, at its New Haven Motor Storage facility and
regularly assigned as an engine preparer with a work week having Monday
as a regularly assigned rest day.
Claimant was called and requested by Carrier to work on Monday,
September 7, 1964, which was his rest day and a legal holiday, Labor Day. He
was paid eight (8) hours at time and one half rate for service performed on
his rest day, but claims he is entitled to an additional eight (8) hours' pay at
time and one half rate for service performed on a holiday.
The above stated facts are verified by copy of letter dated May 4, 1965
addressed to the Vice General Chairman, G. J. Francisco by Director of Labor
Relations and Personnel, J. J. Duffy attached hereto as Exhibit A.
These exhibits are representative only and do not constitute a complete
record of all such payments. No claims were made for additional penalty payments for this service, as has been done in the instant case.
While the Employes have not so stated, we believe that they have been
prompted to enter such claim because of sustaining Awards in similar circumstances involving another organization and different rules, and probably are
acting under the theory that they have nothing to lose.
But a later Award of Third Division, Award No. 14240 (Referee B. E.
Perelson), points out the distinction between the rules of the agreement
involved in those sustaining awards and rendered a denial award in the case
at .hand.
We subscribe to that principle and impress upon your honorable Board
that the agreement rules with the Firemen and Oilers on this Property likewise differ from the rules upon which the decision in Award 10541 was
predicated.
For all of the reasons herein stated we respectfully request that the claim
be denied.
All of the facts and evidence herein have been affirmatively presented to
or are known by the Employes.
Carrier does not request an oral hearing. However, in the event the
Employes request hearing, Carrier desires the opportunity to be heard as well.
(Exhibits not reproduced.)
FINDINGS: The Second Division of the Adjustment Board, upon the
whole record and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this dispute are respectively carrier and employe within the meaning of the Railway
Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
This case is a companion claim to Award No. 5317, involving the same
parties, rules and facts, except that the holiday in question was Labor Day
instead of Christmas.
What has been said in that award is fully applicable here, including the
fact that these two claims are the first of their kind to be presented here since
the rule in question became effective on September 1, 1949, indicating a longstanding interpretation consistent with these Awards.
AWARD
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of SECOND DIVISION
ATTEST: Charles C. McCarthy
Executive Secretary
Dated at Chicago, Illinois, this 26th day of October, 1967.
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LABOR MEMBERS' DISSENT TO AWARDS 5317 - 5318 - 5319
The majority is in fundamental and harmful error in Awards 5317, 5318
and 5319. In laying down their foundation for their final decision, they state
among other things:
"The employes rely upon a series of Third Division Awards
beginning with Award No. 10541, which found as follows:
'It is coincidental that the rest day and holiday occurred
on the same day, but there are no exceptions to these articles,
the payment for such work is provided in the Agreement.
The Claimants herein were seeking compensation pursuant to the terms of two specific articles, relative to two
specific employment situations.' (Emphasis ours.)
Similarly, in Award No. 11899 the Third Division said:
'Carrier has bound itself by the Agreement to pay compensation under two separate rules of the Agreement.'
In the present case, at least, that interpretation is clearly
erroneous. The Carrier has not bound itself to pay compensation
under two separate rules or provisions; if it had, it would have
bound itself to pay compensation under three separate provisions;
Rule 2 binds it to pay the compensation for a day's work. What the
Carrier has bound itself to, under each of these provisions of Rule 4,
is that the rate to be paid for the work is the time and one-half rate;
and the work to be paid for is one day's work whether the day on
which it is performed happens to be a holiday, a rest day, or both."
The statement, "The Carrier has not bound itself to pay compensation
under two separate rules," is an unsupported conclusion on the part of the
majority and to say the least, is a theoretical error. However, when coupled
with the following additional mistakes, it becomes harmful and prejudicial to
the claimants' entire case.
The Shop Craft rules have a long historical background which gives
weight and meaning to their application, even in the present amended agreement state. It is not in the same posture or premise that it must be governed
by common law principles which control private contracts between two private
parties. Therefore, to resort to highly technical or irrational legal gymnastics
is improper here.
This point is supported by the U. S. Supreme Court Decision TCEU v.
Union Pacific Railroad, 12/5/66, when Mr. Justice Black delivered the opinion
of the court and stated among other things:
" * * * This contention rests on the premise that collective bargaining agreements are to be governed by the same common-law
principles whch control private contracts between two private parties.
On this basis it is quite naturally assumed that a dispute over work
assignments is a dispute between an employer and only one union.
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thing apart from all others and each dispute over work assignments must be decided on the language of a single such agreement
considered in isolation from all others.
We reject this line of reasoning. A collective bargaining agreement is not an ordinary contract for the purchase of goods and services, nor is it governed by the same old common-law concepts which
control such private contracts."
We have shown here the evident lack of consideration or perhaps knowl,edge of the background of these rules on the part of the referee and Carrier
members when they state in pertinent part:
"Rule 2 binds it to pay compensation for a day's work."
This is a standard rule appearing in all shop craft agreements difering
only in some instances in number for identification. When this rule stands
alone, it only binds the Carrier and Employe to what its unambiguous language
factually says-that is, the establishment of hours of service and rest days.
This historical rule was amended in 1949, in order to establish the 40 hour
work week. Prior to that time, even as far back as the old national agreement in 1919, it set out the 8 hour day.
Rule 2, speaking for itself, states:
"RULE 2.
Eight (8) hours shall constitute a day's work. All employes
coming under the provisions of this Agreement, except as otherwise
provided in this schedule of rules, or as may hereafter be legally
established between the carrier and employes, shall be paid on the
hourly basis.
Except as to weeks in which holidays as specified in Rule 4
occur, regular employes will not be reduced below five days per
week."
"RULE 2-A.
ESTABLISHMENT OF SHORTER WORK WEEK
NOTE: The expressions `positions' and `work' used in this Rule
2-A refer to service, duties, or operations necessary to
be performed the specified number of days per week,
and not to the work week of individual employes.
(a) General.
The Carrier will establish, effective September 1, 1949, for all
employes, subject to the exceptions contained in this Rule 2-A,
a work week of forty hours, consisting of five days of eight hours
each, with two consecutive days off in each seven; the work weeks
may be staggered in accordance with the carrier's operational require-
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ments; so far as practicable the days off shall be Saturday and Sunday. The foregoing work week rule is subject to the provisions of
this agreement which follow:
(b) Five-Day Positions.
On positions the duties of which can reasonably be met in five
days, the days off will be Saturday and Sunday.
(c) Six-Day Positions.
Where the nature of the work is such that employes will be
needed six days each week, the rest days will be either Saturday
and Sunday or Sunday and Monday.
(d) Seven-Day Positions.
On positions which are filled seven days per week any two consecutive days may be the rest days with the presumption in favor of
Saturday and Sunday.
(e) Regular Relief Assignments.
All possible regular relief assignments with five days of work
and two consecutive rest days will be established to do the work
necessary on rest days of assignments in six or seven-day service
or combinations thereof, or to perform relief work on certain days
and such types of other work on other days as may be assigned.
Assignments for regular relief positions may on different days
include different starting times, duties and work locations for employes of the same class in the same seniority district, provided they
take the starting time, duties, and work locations of the employe or
employes whom they are relieving.
(f) Deviation from Monday-Friday Week.
If in positions or work extending over a period of five days per
week, an operational problem arises which the carrier contends cannot be met under the provisions of Rule 2-A, paragraph (b) above,
and requires that some of such employes work Tuesday to Saturday
instead of Monday to Friday, and the employes contend the contrary,
and if the parties fail to agree thereon, then if the carrier nevertheless puts such assignments into effect, the dispute may be processed
as a grievance or claim under the rules agreement.
(g) Non-consecutive Rest Days.
The typical work week is to be one with two consecutive days
off, and it is the carrier's obligation to grant this. Therefore, when
an operating problem is met which may affect the consecutiveness of
the rest days of positions or assignments covered by paragraphs
(c), (d) and (e), the following procedure shall be used.
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(1) All possible regular relief positions shall be established
pursuant to Rule 2-A, paragraph (e).
(2) Possible use of rest days other than Saturday and Sunday, by agreement or in accordance with other provisions
of this Agreement.
(3) Efforts will be made by the parties to agree on the
accumulation of the rest time and the granting of longer
consecutive rest periods.
(4) Other suitable or practicable plans which may be suggested by either of the parties shall be considered and
efforts made to come to an agreement thereon.
(5) If the foregoing does solve the problem, then some of
the relief men may be given non-consecutive rest days.
(6) If after all the foregoing has been done there still
remains service which can only be performed by requiring employes to work in excess of five days per week,
the number of regular assignments necessary to avoid
this may be made with two non-consecutive days off.
(7) The least desirable solution of the problem would be
to work some regular employes on the sixth or seventh
days at overtime rates and thus withhold work from
additional relief men.
(8) If the parties are in disagreement over the necessity
of splitting the rest days on any such assignments, the
carrier may nevertheless put the assignments into effect
subject to the right of employes to process the dispute as
a grievance or claim under the rules agreements, and in
such proceedings the burden will be on the carrier to
prove that its operational requirements would be
impaired if it did not split the rest days in question and
that this could be avoided only by working certain
employes in excess of five days per week.
(h) Rest Days of Furloughed Employes.
Furloughed employes recalled to take the place of regular
employes will have as their days off the regular days off of that
assignment.
(i) Beginning of Work Week.
The term `work week' for regularly assigned employes shall
mean a week beginning on the first day on which the assignment
is bulletined to work."
Clearly, this is an hours of service rule, not a pay rule or a rate of pay
rule. To attempt to implicate this rule into the specific overtime rules or
holiday rules is wrong.
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The Third Division Awards previously cited and relied upon by the
employes clearly laid down the proper principles and application of the rules
applicable in this instant dispute. Such precedents should have held here.
The majority further cites from the Employes' record in part:
"The Employes deny the Carrier's assertion that there has been
no difference of opinion .between the .parties in the matter. They say
in their rebuttal:
`While it may be true that only one payment at time
and one half has been made over the years for service performed on a rest day on which a legal holiday also occurred,
and that no claims have been made for anything more until
the instant claim, as discussed here and above, this cannot
serve to prove that the Agreement between the parties does
not provide for the payment claimed in this dispute.'
Thus, they admitted that these are the first such claims to be
asserted since the rule was adopted. While it is true that this does
not prove the Carrier's contention concerning the meaning of the
rule, it does prove that for a period of 15 years, both parties had the
same understanding of its meaning; which, if Rule 4 can now be
considered ambiguous in meaning must necessarily be determinative
of the issue. Certainly, the Employes have not for 15 years intentionally foregone what they consider a contractual right to two days'
pay at time and one-half under the conditions involved."
The foregoing citation from the Employes' record, and the Referee and
Carrier Members' conclusion of this situation, to say the least, is unreasonable double-talk. For example, there is no bar in the entire agreement, four
square, which would prevent the Employes from filing a grievance at any
time that they so choose to do so. To misconstrue and to give such false
weight and meaning to the Employes' statement, merely reflects a prejudiced
and eager attitude to defeat the claimants' original dispute.
A further glaring refiection, as to a calculated misunderstanding of Rule
4 itself, is when the majority with full knowledge of Rule 4 and all its subsequent amendments, attempts to lead the public to believe that Rule 4 has
been in existence for 15 years in its original Agreement state. This is not so.
The majority certainly lacked prudent judicial restraint in this statement.
Rule 4, 15 years ago, merely provided for seven legal holidays. In the
event an individual worked on these legal holidays, he would be paid time
and one-half pro rata rate. However, if a holiday fell on his work week and
he did not work, he was just out that day's pay. This rule was amended in
1954 on the theory of a keep-whole-take-home pay basis. It was again amended
in 1960 and further amended in December 1964 and February 1965, inclusive.
Based on this fact alone, it is unreasonable to conclude or even expect
the public to believe that both parties had the same understanding or application of Rule 4 for a 15 year .period. Even if they had, it is irrelevant to this
instant claim. The majority has created its own conclusion without supporting
facts or substantive evidence to establish or fortify this conclusion.
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Further, Article V, of the August 21, 1954 (Grievance Procedure Rule)
Agreement, specifically stipulates the time limits for filing grievances on particular episodes or alleged violations, and further states that a continuing
violation may be filed at any time. It merely provides the maximum retroactivity allowed.
Keeping these foregoing facts in mind, which we contend are certainly the best evidence before this Division insofar as the amended rules
are concerned in the specific dispute and the grievance procedure rules, this
Division has certainly gone beyond its authority of attempting to rule on
what individuals may or may not have thought on the property. Such pure
assumptions and interpretations of thought are never considered to be evidence,
valid or of substance, under contract law or any place else, other than in an
intersanctum or Extra Sensory Perception seances. The Railway Labor Act
nor this Agreement does not provide for this type of participation and
judgment.
Further, this Division with and without a Referee recognized the facts
in Awards No. 5218, 5259 through 5296 and 5326, with quote as follows (only
holiday changes in Award findings)
"Claimant was required to work 8 hours on
Memorial Day, which
was not only a holiday, but also his Birthday. He received 8 hours'
pay for the holiday, as well as a like amount for his birthday and 8
hours' pay at time and one-half for working that day."
(Emphasis ours.)
This shows that payment for a day worked, holiday pay and birthday pay
could be all inclusive in one day's pay, and that each of the payments was
made under a separate rule providing specifically for that pay.
In face of these sound principles, the Referee and Carrier Members' conclusions to these three awards are a complete reversal of our own determinations. It is a discarding of sound, uniform principles, in favor of ambiguity
and absurd conclusions, completely lacking in substance, projecting merely
obvious, deliberate error.
We dissent.
R. E. Stenzinger
E. J. McDermott
C. E. Bagwell
O. L. Wertz
D. S. Anderson
Keenan Printing Co., Chicago, Ill. Printed in U.S.A.
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