(Advance copy. The usual printed copies will be sent later.)
Fore 1 NATIONAL RAIMQAD ADJUSTBOARD Award
No. 65110
SECOND DIVISION Docket No. 6361
2-LI-EW·'?3
The Second Division consisted of the regular members and in
addition Referee John J. McGovern when award was rendered.
( System Federation No. 156, Railway Employes#
( Department, A. F. of L. ·- C. I. O.
Parties to Dispute: ( (Electrical Workers)
(
( The Long Island Rail,'Road Company
Dispute: Claim of Enloyes:
1. That the
Lang Island Rail Road, in violation of the current Agreement,
improperly denied Electrician Helper Third Railman F. D. Campbell the
right to perform service for the Long Island Rail Road.
2, That, accordinglyt the Long Island Rail Road be ordered to reinstate
Electrician Helper Third Railman F. D. Ceaapbell with all benefits,
vacation and seniority rights unimpaired sod with compensation for all
time lost as a result of said action.
Findings
The Second Division of the Adjustment Board, upon the whole
record and
all the eYIdence, finds that:
The carrier or carriers and the employe or employes involved
in
this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act
as approved June 21,
1934.
This Division of the Adjustment Board has
jurisdiction over the dispute
involved herein.
Parties to said dispute were given due notice of
hearing thereon.
This is a disciplinary case in which claimant, after having been charged
by the Carrier and afforded a hearing as well is an appeal
hearing on the original
hearing, was dismissed from
the
service.
On July ?, 1971., claimant suffered an injury to his
neck while being
transported in the back of Carrier's truck on the Prong Island expressway near the
Cross Island Parkway in a road
construction area. The truck hit a pothole in the
road resulting in claimant twisting his
neck and
farther aggravating a similar
injury sustained in the same set of
circumstances on June 7, 1971.
By letter under date of July 15, 1971, Claiaxnt was notified to report for
trial on July 22, 1971, having been charged with "inability to properly perform
your assigned tasks safely."
Form 1 Award No. 650o
page 2 Docket No. 6361
2-LI-gW-_73
Ccnplainant bas beet employed by this
Carrier since 1959. At the beginning
of the hearing, the hearing officer began to read a list of injuries sustained by
the Complainant from 1960 to 1971. Canplainant's representative at the hearing
objected to a reading of these incidents of injuries as reflected in Organisation's
exhibit B-? of the record which
reads as follows:
"JJB - As to all. of this here, I would like to make a protest
pertaining to these statements, that have been read into the
record by the
Carrier. These should have no bearing on Mr.
Campbell'a present trial.
LRC - To clarify for the record, a
written record of the
accidents previously read into the record will be included
as part of the record of
this trial..
JJB - I would like to protest the statement
that Mr. Compton
just made relevant to the prior cases."
After
reviewing the transcript of the hearing as well as
the exchange of
correspondence on
the property, we
find the: the charge against the complainant
eras much too broad in order to enable him to properly
prepare his defense. It is
quite evident - from
the record that he grass not
prepared to answer in detail. every
incident mentioned by the hearing officer ovnr a 12 year span. It is true indeed
that the charge as originally presented, ire order to
over-came
the
objection of
it being
vague and Indefinite,, need not attain the specificity of a ctftinal
indictment, but it should be sufficiently precise and definite so that the
accused easy
respond with h1s version of the
facts Involved to
constitute a
reasonably adequate defense from his
point of vice. He should not
appear at
the hearing and be surpaised et the detailed charges levelled against him.
Elemental rules of
fair
pay
militate
sgaimt broad general,
indefinite and
imprecise
charges.
We will sustain the claim.
AWARD
Claim sustained.
fiATIOMAL RAMCAD ADJUSTMENT BOARD
By Order of Second Division
Attest:
~t;.,~'~...~f'%'z.-.r
&ecutive Secretary
Dated at Chicago, Illinois, this 30th day of
May, 7.973.
=TATIONA?, RAILROAD ADJTJSTIIENT BOARD Serial No. 74
DIVISION
(The Second Division consisted of the regular members and in
addition Referee Nicholas H. 7.umas when the interpretation
was rendered.)
Li1TERE~,`TATIOH -;0. 1 TO AWARD f0.
6500
OF ORGANIZATION: System Federation No. 1j6, Railway Employes'
Department, A.F. of L. - C.I.O. (Electrical Workers)
'TAME OR CARRIER: I'he Long Island Rail Road
QUESTION FOR INTERPRETATION:
Award Ho. 6500 Haas rendered by this Board (sitting with another
Neutral) on May 30,
1973.
`she claim was sustained and Carrier reinstated
the Claimant, but refused to compensate Claimant for time lost until
Carrier was furnished with proof of outside earnings for deduction
pzu poses. The Organization refused.
After several discussions and exchanges of correspondence had failed
to resolve the matter, the Organization requested an interpretation from
this Board as follows:
Does the language contained in Item 2 of the Claim of Employes in
Award Ho.
6500,
reading:
"That, accordingly, the Long Island Rail Road be ordered to
reinstate Electrician Helper Third Railman r^. D. Campbell
with all benefits vacation and seniority rights unimpaired
and with compensation for all. time lost as a result of
said action."
and the Award reading:
"Claim sustained."
allow the Carrier to deduct from Claimant's wage loss any outside earnings?"
The agreement provision involved is ?pule 26-D that reads:
"When
an employe is held out of service in connection with an
offense and thereafter is exonerated, the charge shall be stricken
fron his record, he shall be reinstated with seniority unimpaired,
and shall
re
compensated for the amount ire would have earned
:ad he not been held out of service."
As
noted, neither the Findings nor the Award included any mention of
deduction for outside employment.
FT,ige
2
='RPRET. TTON N0. 1 TO AIWA-RD 6500 (DOCKET '_`70.
0361)
Serial No. 70
initially, the Organization asserts that Carrier is precluded from
arguing that it has e, right to deduct outside earnings because that issue
was raised for the first time in warrier's
Reb1_zwtal.
In its : ebuttal,
Carrier stated:
"rf for some reason not readily evident to the Carrier, your
Board should overrule the Carrier's position and order it to
restore Claimant to its employ, Carrier, in conforming with
'ZUndreds of awards rendered by your Board over the years,
claims the right to deduct any outside earnings Claimant may
have had in the interim from the gross amount due him."
While the question of mitigation was raised belatedly, almost as
an afterthought, it was presented to the Board for its consideration prior
to its Award. Moreover, Rule 26-D was cited by the Organization in its
Ex Parte Suomission as being applicable to this dispute.
The Crganization urges that Award No. 2 of P. L. Board No.
852 must
be followed since it involved the same parties and identical issues.
There, however, the Board refused to consider the question of mitigation
because that auestion was never raised until after the Board had rendered
its Award. The Board stated;
"The Referee finds that it is improper for either party to seek
by way of an interpretation a ruling ors an issue which was not
raised ab initio when the case was being argued before the
Board. For one or both of the parties to seek an Interpretation
:ere of the .:ward is not to seek an Interpretation of the present
Award, but rather to seek a new award on a nets dispute not properly
raised.
`his is the reason why this Neutral must hold that the question
of money damages, if any, and the mitigation thereof, must be
pleaded and argued in the proceedings before the Adjustment
Board or the Public Law Board, and it must be done timely, i.e.,
before the Board has rendered its Award and Order."
Award
'No.
2 of P. L. Board No. 852 is, therefore, not applicable.
C,n this property there are three awards holding that language identical
to Rule 26-D allows the ;1a;-rier to deduct earnings from outside employment.
They are Second Division Award No.
1398,
Third Division Award No. 10878,
and Award No. 1 of P.L. Board '?o. 1173. i1ccordingly, the Board shall, in
the interests of consistency and precedent, follow such awards on this
property. A~iard No. t`500 is interpreted to allow Carrier to deduct earnings
_°rom outside employment.
Page
3
=RPRETATION N0. 1 TO AWARD 6500 (DOCKET No.
6361)
Serial No. 70
2eferee John J. McGovern sat with the Division as a Member when
Award No.
6500
was rendered, and Referee Nicholas H. Zumas participated
with the Division in making this interpretation.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order
of
Second
Division
Attest: Executive Secretary
National Railroad Adjustment Board
Rsemarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 12th day
of September, 1995.
DISSENT Off' LABOR MEMBERS INTERPRETATION N0. 1 TO AWARD No. 6500
This Interpretation is in violation of the Railway Labor
Act, the Agreement and the Rules of the Board and the Referee
knew this as the following appears on page two of his findings:
"While the question of mitigation was raised
belatedly, almost as an afterthought, it was
presented to the Board for its consideration
prior to its Award."
The employes in their submission for an Interpretation
stated the following:
"No issue was raised by the Long Island Rail
Road Company in the handling of the claim on
the property relative to Item 2 of the Claim of
the Employes. The Carrier was content to premise
its disallowance of the claim solely cn the
defense that its action complained of was not a
violation of the agreement. In Award No. 6500,
the Board found this defense without merit; and,
no other issues having been raised nn the property,
it sustained the claim of the ermployes as presented.
The employes are urgently requesting this Neutral
to support its initial decision in Second Division
Award No. 65(30.
As previously stated, the issue of outside earnings
was never discussed, either orally or in writing,
on the property while the dispute was being progressed in the usual and customary manner. The
only reference to any outside earnings, as previously reported, is contained in the Carrier's
rebuttal statement as shown in the penultimate
paragraph of the Carrier's rebuttal. The Board
has consistently held that such late invocation
of any matter could not be considered by the Board
in making its decision. Neither can it be considered
by the Board as having been handled in the 'usual
manner' when such issue is back before this same
Board for an interpretation to its previous Award.
"Pursuant to the Board's rule making power vested
by Section 3 First (v) of the Act, as amended,
the Board, on October 19, 1934, duly promulgated
its Circular No. 1 'Organization and Certain Rules
of Procedure'. This Circular has stood unamended
during the 39 years existence of the Board. Under
'Classes of Disputes' the Board reproduced Section
3 First (i) of the Act, supra, which inter alia
provides: 'The disputes--shall be handled in the
usual manner' on the property 'but failing to
reach an adjustment in this manner, the disputes
may be referred by petition of the parties or by
either party to the appropriate division of the
Adjustment Board with a full statement of the facts
and all supporting data bearing upon the disputes.'
The Board followed this with a paragraph in which
it enunciated the rule:
'No petition shall be considered by any
division of the Board unless the subject
ratter has been handled in accordance with
the provisions of the Railway Labor Act,
approved June 21, 1934.'
There follows under the caption 'Form of Submission:
'POSITION OF CARRIER: Under this caption the
Carrier must clearly and briefly set forth
all relevant, argumentative facts, including
all documentary evidence submitted in exhibit
form, quoting the agreement or rules involved,
if any; and all data submitted in support of
Carrier's position must affirmatively show
the same
to have been presented to the employes
or duly authorized
re,,resentative
thereof and
made a mart
of the aarticular
trzesti^n in
jjspute. (Emphasis supplied)'
A like provision is prescribed for 'Position of
Employes'.
The rules have the force and effect of
law. The Board has consistently applied them in
the interest of protecting the respective due
process rights of the parties, to bar the parties
from: (1) introducing evidence before the Board
which wa4 not introduced in the handling of the
(2 )
"dispute on the property and recorded in the
submissions;
and (2)
raising issues before the
Board which were not drawn in the record on the
property. The rules remove the element of either
party being taken by surprise before the Bcard.
The trial court under the Act is on the property-'the handling of disputes in the usual manner'.
There is where the record is made. It is too
late for either party 'to mend its hold' after the
record is closed on the property. The Act
constitutes the Board as an appellate body-- it is
not designed to function as a trial tribunal. This
accords with 'custom, usage and practice' of 39
years of interpretation and application of Section 3
of the Act. The experienced sophisticated experts
in railroad labor law, on both sides, recognize this.
The parties herein are parties to a National Agreement of August 21, 1954, Article V of which prescribes:
(1) the indispensable contents of a claim; (2) with
whom the claim must be filed; (3) handling on the
property to and including the Chief Operating
officer designated to handle such disputes; (4)
time limitations with penalties for failure to
meet them, including barring recourse to this Board
unless petition is filed with the Board, as provided
for in Section 3 First (i) 'within nine months
from the date' of the decision of Carrier's highest
officer. The volume of disputes that arose throughout the industry as to interpretation and application
of Article V and other provisions c"f the Agreement
caused the parties to it, on May 31, 1963, to
establish a National Disputes Committee, on which
carriers and employes are equally represented, to
resolve the disputes. The Committee, relative to
Article V disputes, unanimously, in NDC Decisions
3, 5, 17, 20, 22, 23 and 24 held that issues not
raised on the property could not be introduced before
this Board.
Article V of the August 21, 1954 Agreement gives
each party ample time in which to perfect its
record in the dispute on the property. If the
parties were permitted to introduce new ev
and new issues before this Beard, it would vitiate
"the August 21, 1954 Agreement; and, such is beyond
the jurisdiction of the Board. The Board has no
power to add to or subtract from agreements entered
into by the parties. Such a permissive action would,
under Section 3 First (p) and (q) of the Act, as
amended June 20, 1966, constitute a failure of the
Board to 'confine itself, to matters within the
scope of the division's jurisdiction' and vest a
court with jurisdiction to grant relief to an
aggrieved party.
Since 1934, including the June 20, 1966 amendments,
Section 3 first (m) has provided that: 'in ease a
dispute arises involving an interpretation of the
award the division of the Board u,Eon
rer-:uest of
either party shall interpret the award in the light
of the dispute.' The Board has held that such a
proceeding does not permit the parties to enlarge
upon the record upon which the award was predicated
or to raise issues not in that record. Instead the
Board has held that an interpretation is, by contemplation of the statute, confined to dissipating
ambiguities, real or imagined, in the wording of
the award. See the following interpretations
identified by their serial number and the name of
the participating Neutral sitting as a member of
the Board:
Serial No. Neutral Serial No. Neutral
38 Youngdahl 202 Weston
63 Carter 205 Dorsey
67 Messmore 208 Rinehart
79 Carter 209 Dorsey
91
Whiting 211 Ives
106 Coffey 212 Rinehart
144 McMahon 221 Dugan
146 V?enke 223 Encjelstein
175 McMahon 224 House
177 Rader 227 Heskett
1135 Tiornbeck
The application of the 'make whole' theory, which
in reality is the common law of damages, in this
case sounds eminently reasonable at first hearings
"But, it is to be noted that this Board has no
equity or other inherent powers. It is a creature
of statute. it has no jurisdiction other than
that vested in it by the statute. If, in the
exercise and application of its statuatory mandated
jurisdiction a claimant is the beneficiary of a
monetary award that appears, to be a windfall,
application for a cure should be addressed to the
Congress or to the parties for negotiation; and
not to the Adjustment Board or the courts, neither
of whom can invade the powers reserved to the
legislature by the Constitution.
There is no mandate in the Act that the Board apply
the common law rule of damages -- the 'make whole
principle'. There is a mandate, as shown, supra,
that the Board decide issues raised on the property
on the basis of the record made on the property.
In the instant case, as stated previously, the record
before this Board upcn which the Award No. 6500 was
made, shows that the only defense to the claim made
by the Carrier on the property was that it had not
violated the Agreement. No defense was proffered
to the
allegation of
the claim relative to claimed
monetary damages if the Carrier's sole defense of
no agreement violation was found wanting. The
Carrier's sole defense having failed, the measure
of monetary damages payable to the Claimant is
that computed by the uncontroverted, unambiguous
language set forth in Item 2 of the Claim.
obviously, the Carrier is attempting to negate
the findings of Award No. 6500, and for the reasons
shown above, the Carrier's arguments are without
foundation, and must fall." (Emphasis supplied)
The question of mitigation was raised before the Board
prior to the Award. The Board in their Award did not grant
the Carrier the right to deduct outside earnings as they
requested. Therefore, the Interpretation is in error when it
permits the Carrier to deduct outside earnings when Rule 26 (d)
reads in part:
(5)
"...shall be compensated for the amount he would
have earned had he not been held out of service."
and the claim reads in part:
"...with compensation for all time lost..."
and the Award reads:
"Claim sustained."
Therefore, we most vigorously dissent.
D. S. Anderson
- ~VL/ , -I "
M. J . llen
L
G. R. DeHague