' Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 6795
SECOND DIVISION Docket No.
6607
2-N&W-CM-' 74
The Second Division consisted of the regular members and in
addition Referee Dana E. Eischen when award was rendered.
( System Federation No.
16,
Railway Employes'
( Department, A. F. of L. - C. I. 0.
Parties to Dispute: ( (Carmen)
(
( Norfolk and Western Railway Company
Dispute: Claim of Employes:
1. That the Carrier violated the Current Working Agreement when
they unjustly dealt with Carman P. Miskow by holding him out
of service from May 24, 1972, and subsequently dismissing him
from all services with the Carrier on July
5,
1972, as a
result of an investigation held on June
8,
1972.
2. That the Carrier be ordered to return Carman P. Miskow to
service with seniority rights unimpaired, make him whole for
all wages lost from May 24, 1972 until restored to service,
make him whole for all health and welfare benefits, vacation
rights, pension benefits including Railroad Retirement and
IJ
Unemployment Insurance, and make him whole for any other
benefits that he would have earned during the time he is
unjustly held from service.
3.
That the Carrier be ordered to pay Claimant an additional
compounded annually from the anniversary date of being
withheld from service on all wages lost.
Findings:
The Second Division of the Adjustment Board, upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in
this dispute are respectively carrier and employe within the meaning
of the Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing
thereon.
rr_
t
i
Form 1 Award No.
6795
Page
2
Docket No.
6607
2-N&W-CM-'74
Claimant Philip Miskow, an upgraded carman in the employ of Carrier
at Lorain, Ohio, received the following letter under date of July
5,
1972:
"As a result of the investigation held at Bellevue,
Ohio June
8, 1972
you are hereby notified that you
are dismissed from the services of the Norfolk and
Western Railway Company for claiming time for work
not performed on time card dated May
22, 1972.
J: G. Foos
Car Foreman"
By letter-dated August
28, 1972,
Petitioner on behalf of Claimant
appealed the dismissal on both procedural and substantive grounds. On
the property and before this Board Petitioner contends that the hearing
was not fair and impartial and that the penalty assessed was unreasonably
harsh in the circumstances.
Carrier asserts that procedural objections were not timely raised
at the hearing and are in any event unfounded. Moreover, Carrier
maintains that record evidence supports the finding of guilt and that
dismissal is warranted by Claimant's past discipline record.
The scope of our Board's authority to review discipline cases
has often been stated. A concise summary of these principles is found
in Third Division Award
13179
(Dorsey) as follows:
"In discipline cases the Board sits as an appellate
forum. As such our function is to determine whether:
1) Claimant was afforded a fair and impartial hearing;
2)
the finding of guilty as charged is supported by
substantial evidence; and
3)
the discipline imposed is
reasonable."
In pursuit of the first of these lines of appellate inquiry we
turn to the question of fair hearing.
Carrier contends that procedural objections were waived at the
hearing on June
8, 1972
and untimely raised in the Petitioner's appeal
letter on the property August
28, 1972.
We have reviewed the record in
this connection and cannot agree that the procedural objections raised
at the first appeal step were barred by any express or implied waiver
at the hearing. The hearing transcript shows clearly that Claimant
and his representative reserved the right to raise post hearing
objections upon review of the transcript of the investigation.
Form 1 Award No.
6795
Page
3
Docket No.
6607
2-N&W-CM-'74
The question remains whether the hearing was so tainted with
procedural irregularities as to nullify Claimant's right to a fair and
impartial hearing. Careful review of the transcript convinces us that
the hearing officer did not function as an objective fact finder but
rather evinced a clear prejudgement of the Claimant's guilt. This was
evidenced by excessively restrictive limits on cross examination and
by direct assertions by the hearing officer on the record regarding
Claimant's guilt, to wit:
Hearing Officer B. L. Booth:
"Mr. Miskow, I will read a notice to you dated
April
2, 1971:
"'To all employees: Employees will not leave company
premises during working hours without permission of
their supervisor unless in the performance of
their duties. Signed: B. L. Booth, General Foreman'
"Mr. Miskow, by leaving ,your job before your quitting
hour, you not only violated company policy, you also
violated m instructions of long standing." (Emphasis
added
Further close analysis of this record sustains the Petitioner's
assertion of serious procedural impropriety in yet another respect, i.e.,
Mr. James Foos, the Carrier supervisor who proferred the charges against
Claimant, was the chief witness against Claimant at the hearing; yet
Mr. Foos also weighed the evidence and assessed the penalty of dismissal
following the investigation.
This Board has not infrequently sustained claims in discipline
cases where Carrier has deprived claimants of a fair hearing either by
prejudice and prejudgement of the hearing officer, see Second Division
Awards
4988
(Weston),-6158 (McGovern) and
6225
(Dugan); or by having the
same Carrier official perform the several functions of complainant,
witness, jury and judge. See Second Division Awards
4536
(Seidenberg),
5642
(Ritter)and Fourth Division Award
2150
(Seidenberg). We have read
carefully the awards cited by Carrier herein, including
6196
(Quinn),
and find nothing inconsistent with the foregoing principles therein.
On this record we have both hearing officer prejudgement at the
hearing and an improper overlapping of prosecutorial and judgemental
roles, the net effect of which is to deprive claimant of a fair hearing.
Carrier bears the serious responsibility of assuring an accused employe
a fair and impartial hearing. This responsibility is ignored only at the
p*1 that serious and prejudicial procedural defects may prove fatal
eri
ice;
to Carrier's substantive case. Such is the case herein and we shall
sustain Part 1 of the claim to the extent that Claimant was unjustly
dismissed from all services on July
5, 1972
as a result of the
investigation held on June
8, 1972.
Form 1
Page
Award No. 6795
Docket No. 6607
2-N&W-CM-'74
As to the question. of damages claimed in Part 2, we must be guided
by the controlling Agreement language at Rule 28(e): "If the charge
against the einploye is not sustained, it shall be stricken from the
record. If by reason of such unsustained charge the employe has been
removed from the position held, reinstatement will be made and payment
allowed for the assigned working hours actually lost, less any earnings
in or out of the service." Accordingly, Carrier shall return Claimant
to service with vacation rights and pay him for the assigned working
hours actually lost since June 8, 1972, less any earnings in or out
of service. Finally, the record herein does not support Part 3 of
the claim and it is hereby denied.
AWARD
Claim sustained in part and denied in part in accordance with the
Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
BY 1.
o~emarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 3rd day of December, 197+.