Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 6968
SECOND DIVISION Docket No. 6829
2-BN-CM-'75
The Second Division consisted of the regular members and in
addition Referee David P. Twomey when award was renedered.
( System Federation No. 7, Railway Employes'
( Department, A. F. of L. - C. I. 0.
Parties to Dispute: ( (Carmen)
(
( Burlington Northern Inc.
Dispute: Claim of Employes:
1. That Havre Carman G. Gerstenberger was unjustly treated and the
provisions of the Controlling Agreement were violated when he
was suspended from service for a period from August 7, 1973 to
August 16, 1973, inclusive, and a mark of censure was placed on
his personal record.
2. That accordingly the Burlington-Northern, Inc. be ordered to
compensate Carman G. Gerstenberger for the period from August .
7, 1973 through August 16, 1973, inclusive, in the amount he lost
in wages at the pro rata rate during that period due to his
suspension from service. Further, that the Burlington-Northern
be ordered to remove the mark of censure from Carman G.
Gerstenberger's personal record.
Findings:
The Second Division of the Adjustment Board, upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employe within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
This claim is presented on behalf of Claimant Carman G. Gerstenberger.
The Claimant was notified of Carrier's intent to conduct an investigation to
determine his responsibility in connection with conduct unbecoming an employee
concerning
his
arrest on January 25, 1973, and his absence from duty without
permission on January 29, 1973. Delays in conducting the investigation were
requested by Claimant and granted by Carrier up to July 20, 1973, when Carrier
refused further delays pending the outcome of criminal charges against
Claimant for alleged possession of certain drugs. The investigation was
held on July 20, 1973 and the Carrier, on August
3,
1973, notified the Claimant
Form 1 Award No. 6963
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that a censure had been placed on his record and that he was suspended for
10 days for absenting himself from duty without permission from proper
authority on January 29, 1973. The criminal charges against the Claimant
referred to above were ultimately dropped.
The Organization contends that the discipline was improper for the
reasons listed below:
The Organization contends that the Carrier did not furnish a copy of the
transcript of the investigation to the Claimant or his authorized representative
as required by Rule 35(e). There is conflict in the record concerning the
furnishing of a copy of the transcript of the investigation to the Local
Chairman and the Vice General Chairman. It is clear that four and a half
months transpired before the General Chairman received a copy of the transcript.
The Organization does not show that the case before this Board has been prejudiced because of the, transcript problem. There is no time limits issue in
the instant case (the Organization appealed the case within 32 days): had
there been a showing that because of not being furnished a transcript, the
Organization was unable to prepare and file an appeal within the time limits
of Rule 34 we would have rendered an appropriate ruling. In the instant
case we do not find prejudice to the Claimant's case on the matter of
transcripts: the case is well prepared and presented and all possible
arguments that could be made for the Claimant have been made.
The Organization contends that the appeal was to Mr. J. W. Craig,
Master Mechanic, the authorized officer for such an appeal, yet the appeal
was declined by Mr. J. G. Edwards, Superintendent. The Organization thus
contends that the appeal was not properly declined and therefore it should be
allowed as presented. We disagree.
Rule 34(a) states in pertinent part:
"(a) All Claims or Grievances must be presented in
writing by or on behalf of the employee involved,
to the officer of the Carrier authorized to receive
same, within sixty 0 days from the date of the
occurrence on which the claim or grievance is based.
Should any such claim or grievance be disallowed, the
Carrier shall ...notify whoever filed the claim..."
Emphasis supplied)
The rule states, that the "Carrier" shall notify the person filing the claim.
The notification from Mr. J. G. Edwards is sufficient notification from the
Carrier to comply with Rule 34(a); and we thus find no violation of the rule.
(See Second Division Awards 4464 and 5312. )
Farm 1 Award No. 6968
Page 3 Docket No. 6829
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The Claimant was found guilty of one charge only, that of failing to
protect his assignment on January 29, 1973. Concerning this charge the
Claimant testified as follows:
Q. In connection with your being absent from duty without permission
on January 29th, did you obtain permission to be off on that day?
A. I did not, myself, report that
I would
not be in on January 29th
but
I did
have somebody else report that I would not be in on that
date.
Q. The other person you had call for you, was this on the 29th, the
morning of the 29th?
A. No, it wasn't, it was the day after.
Q. On January 30th, then?
A. Yes.
The Claimant thus admitted that he did not call to protect his assignment on
January 29, 1973. Later in the investigation he changed his story to the
contention that his wife did call in on January 29, 1973, however Carrier
showed that no such call ever was received.
This Board realizes that under certain circumstances an individual may
be unable to call or have someone else call the Carrier to obtain permission
to be off. The Claimant was asked why he did not call in and he chose not
to give a reason as follows:
Q. Aren't you required to ask for permission to be off duty when you
know that you cannot be there?
A. There are certain times when you cannot ask for permission. There
is no way I could have got permission on that date to be off.
Q. Why was this, Mr. Gersterberger?
A. No answer.
Q. In what position were you in that you were not able to call on the
telephone to receive permission to be off, Mr. Gerstenberger?
A. That is a long tame back.
The Claimant had authorized absences on the days of January 25, 26 and 27.
He worked his assignment on January 28th and January 29th is the date in
question. January 30 and 31st were his regular days off. The Claimant had
been arrested on January 25, 1973, on the charge of possession of certain
drugs (which charges were dropped sometime after the investigation was held).
He worked his assignment on January 28th. The record is clear beyond any
doubt that the claimant did not protect his assignment on January 29, 1973.
The record is barren of any reason why he did not protect it. He had every
opportunity to give a reason at the investigation, yet he chose not to. We
must point out that this is not the case of a person who was incarcerated by
authorities and thus could not call to protect his assignment: the Claimant
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worked the day before the date in question. The Claimant gives us no reason
for his unauthorized absence, and unless precluded from doing so by other
Organization contentions we shall be required to deny the claim.
The Organization contends that the Claimant.did not receive a fair and
impartial investigation because the Claimant was not allowed the presence
of Mr. Barron, a witness under Rule 35(c) who could have given testimony as
to the cause of the absence from work. The record shows the contrary. The
evidence of record shows that Mr. Morrison of Mr. Barron's law firm wrote the
Carrier advising that Mr. Barron planned to appear at the investigation as
the designated representative of the Claimant (Carrier's Exhibit No. 10,
p 2). The Organization contends further that it was error not to allow
Mr. Barron to be in the room during the investigation to protect the Claimant
from incriminating himself in his civil case. The Referee is of the opinion
that where a criminal action is pending against an individual, then it would
be best for the parties to allow the individual access to counsel. He
perceives the role of the outside attorney in a counseling as opposed to an
advocacy role, allowing the individual to confer with his attorney either
inside or outside
of
the hearing room. It must be made clear, however,
that the Agreement of the parties does not require what the Referee suggests.
The Claimant is entitled to be represented only as provided by the Agreement;
and this does not include, an attorney. (See Awards
1821
and
6381.)
The Organization contends further that a fair and impartial investigation
was not held because the Claimant was not afforded proper time to present
his defense or witnesses at the time the investigating officer closed the
hearing. We disagree. The investigating officer gave the Claimant, his
representative and his witnesses the opportunity to question all of the
witnesses and in fact many questions were asked concerning the testimony
of each witness. The representative was given the opportunity to question
the Claimant and he did so question him on pages 15, 16, 17,
18, 19,
20, 23
and 24. No reason or excuse for not protecting his assignment on January
29th came forth during the questioning. Having allowed broad questioning
by the Claimant, his representative and witnesses, the investigating officer
individually asked the representative Mr. Smart, the Claimant's brother David
and the local chairman Mr. Danell if they had any further statements, they all
answered no. He then closed the hearing. The investigating officer did
not ask the usual question, "Was this investigation held in a fair and
impartial manner?" It certainly is usual and good form for an investigating
officer to ask such a question, but not to ask such a question does not
render the investigation any more
or
less fair or impartial. Such a question
is not required by the Agreement of the parties. From the entirety of the
record we find that the investigation was fair and impartial.
A W A R D
Claim denied.
Form 1
Page
5
Award No. 6963
Docket No.
6829
2-BN-.CM-'
75
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
By
semarie Brasch Administrative Assistant
Dated at Chicago, Illinois, this
14th day of November, 1975.