Form 1 MTIONAL RAILROAD ADJUSTMENT
BOARD Award No. 6995
SECOND
DI'JISION
Docket No. 6710
The Second Division consisted of the regular members and in
addition Referee Dana E. Eischen when award was rendered.
( System Federation No. 45, Railway Employes'
( Department, A. F. of L. - C. I. 0.
Parties
to Dispute: ( (Carmen)
{ St. Louis Southwestern Railway Company
Dispute: Claim of
Emploves
1. That the
St. Louis Southwestern Railway Line unjustly suspended
Temporary Carman Faye Edward Richard. Pine. Bluff, ArICunsas, from
' service on October 28, 1972 and subsequently dismissed him on
January 18, 1973 in violation of the controlling agreement.
2. That
Carman F. E. Richard be restored to service with seniority
rights unimpaired; made whole for all vacation rights; made
whole for all health and welfare and insurance benefits; made
whole for pension
benefits including Pail-road Retirement and
Unemployment Insurance and; made whole for any other benefits
that he would have earned during the time he was held out
or
service in line with Rule
24
reading in pertinent part:
"24-1. No employee shall be disciplined without
a fair hearing by a designated officer of the Carrier:
"24-4. If it is found that an employee has been
unjustly suspended or dismissed from the service, such
employee shall be reinstated with his seniority rights
unimpaired and compensated for the wage loss, if any,
resulting from said suspension or dismissal."
Findings:
. .
The Second Division of the Adjustment Board, upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employe within the meaning of the Railway
Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
Form 1 Award No. 6995
Page 2 Docket No. 6710
2-SLSW-CM-1 76
Claimant, Mr. Faye Edward Richard, was employed as a Temporary Carman,
by Carrier at Pine Bluff, Arkansas. On October 28, 1972 Claimant was notified
of his suspension from service as follows:
"Mr. F.E. Richards: '
Effective this date, you are being witheld from service
of the St. Louis Southwestern Railway pending formal investigation.
You will receive further information of date, time, and place of
investigation through United States Registered Mail.
W. J. KUGLER
DCH"
Thereafter by letters dated November 2, 1972 Claimant was cited for separate
investigations into two (2) charges: 1) That he failed to complete his assignment on October 24, 1972 and absented himself without permission on October 24
and 25, 1972 and 2) That he violated Rules "G" and "N" by allegedly entering
Carrier property while intoxicated and abusively threatened other employees and
a vocational instructor from Pines Vocation School. After several postponements
by both Petitioner and Carrier the hearings went forward on January 3 and 8, 1973.
Subsequently, by lctter of January 18, 1973 Claimant was advised as follows:
"For your failure to complete your assignment, for absenting
yourself from duty without proper authority and for your violation
of rules 'G' and 'N' of the Uniform Code of Safety Rules as developed
in these investigations, you are hereby dismissed from the service
of this company."
The petitioning Organization on March 15, 1973 filed the instant claim on behalf
of Claimant.
. With reference to the first charge the undisputed record shows that
Claimant was arrested at work by a deputy sheriff on October 24, 1972. The arrest
was affected in the presence of Claimant's Foreman and the Assistant Terminal
Superintendent and Claimant was led away in handcuffs: The record indicates
that the arrest and incarceration of Claimant on October 24 and 25, 1972 was
pursuant to a Bench Warrant because he had jumped bail and had not paid a fine
for DWI and an improper turn traffic violation of which he had been found
guilty on October 9, 1972. Claimant was in jail and did not report for work
the balance of October 24 and 25. He was released on October 26 and contacted
his employer and was told to report for discussion with his foreman on October
27, 1972 his regularly scheduled rest day.
When Claimant reported on October 27 he was told his foreman was not
available but that Mr. Kugler, Carrier's Assistant Superintendent wished to see
him. Claimant reported to Kugler who first inquired about his absences on October
24 and 25 and then asked him if he had been on Carrier property on August 21,9.97
3
Form 1 Award No. 6995
Page 3 Docket No. 6710
2-SLSW-CM-1 76
an evening on which an unidentified individual had disrupted and threatened a
welding class of apprentice carmen and their welding instructor Mr. Jack Johnson.
Claimant denied
any knowledge
of the incident,
whernupc:1
Kugler asked Claimant
if he had any objection to being identified. Claimnt agreed to participate
in an identification procedure and returned to Kugler's office at which time
he was identified by Johnson and all six (6) of the students from the welding
class as being the individual who had come to the welding class on August 21,
1972. When the identifying witnesses left the room bugler again asked Claimant
if he had been on Company property on August 21 and Clairiant
denied
any knowledge
thereof
and
left. The next day, October 28, 1972 the charges cited supra were
served upon Claimant.
The facts relative to the first charge of absence without authority and
failure to complete assignment are set forth supra. Careful review of the record
including the transcript of hearing shows that the facts relative to the second
charge are in sum and substance as follows: On August 21, 1972, Claimant's
regularly assigned rest day, an unidentified man appeared at a welding class of
apprentice carmen a t Carrier's base shop area in Pine Bluff, Arkansas. All of
the students and the instructor testified that the individual had difficulty
speaking and staggered when he walked. The man spoke to several of the students
and
tried to show-them how to weld - - taking the
;.,elder's
hood of one student
and using his tools. That student testified that the man swelled of alco'ciol. All
of the witnesses- testified that the man had a knife'which he swung about and several
were threatened directly by him. Several others testified that he picked up a
chipping hammer and made threatening gestures and suggested that he would strike
the instructor with it. After several a ttempts by students and instructor to
persuade the man to leave the instructor sent for authorities, whereupon the
individual got into an automobile and departed. One of the students testified
that he had known
Claimant
prior to the August 21, incident, one was equivocal
on this point and all of the other participants said they did not know who he
was on August 21, 1972. All of the students and the instructor, however, positively
identified Claimant at the hearing as being beyond a doubt the man who appeared
a t the class on August 21.
Relative to August 21, 1972 Claimant testified. and the record confirmed
that he was that day discharged from a hospital in which he had been convzlescing
from personal injuries suffered in a traffic accident in early August. He testified further that he has no recall of his actions or whereabouts on August 27.
or for that matter on August 22, 1972. On August 23,1972 Claimant sought readmission to the hospital. Under cross-examination he conceded that he could gave
been on Carrier property on August 21 but that he has no memory whatsoever of the
events of that day.
Petitioner asserts at the outset that Claimant's rights to
a
fhia zindl
impartial investigation under Rule 24
have been violated in
several respects_
to wit: no prompt
hearing, deficient and inpLeeise notice of charges,
bias and
prejudgment
by hearing
officer. Petitioner also alleges that the October 27;, 1972
dentification investigation was a "clandestine ~a~ring" held in violz,ta©n of.-' Rule
s Form 1 Award No. 6995
Page 4 Docket No. 6710
2-SLSW-CM-176
24. Several other procedural objections were raised at the Board level but
being untimely will not be considered herein. We have reviewed the procedural
objections with care and on balance are unable to find in these particular facts
and circumstances that Claimant was denied a fair and impartial investigation.
We are aware of the potential damage and likelihood of prejudice in intensive
investigating techniques prior to a hearing. We do not concur in Carrier's view
that its investigation in discipline cases are immune from examination in cases
where rights guaranteed by the Agreement may be transgressed thereby. Against
this is balanced the need for Carrier to develop sufficient information to avoid
haphazard accusations of employees based upon hearsay, assumption and innuendo
which similarly could violate Agreement rights. We are not persuaded on balance
that the identification procedure hera used was fatally prejudical to Claimant's
hearing rights. Nor does the record support the other. procedural objections
raised by Petitioner herein. The hearing was relatively prompt following knowledge
of the incidents and two of the hearing delays were a t Claimant's request, the
notice was sufficiently precise under standards announced by this Board in Awards
3270, 11443, 17163 et al (Third Division) and the record does not support the
allegations of bias. Notwithstanding able advocacy by the Petitioner on the
property and before our Board these objections must fail.
In our considered judgment the record contains substantial evidence to
support the charges against Claimant. There is some support in 4uthor iti -s cited
~)y Petitioner for the view that dismissal is disproportionately severe for culpability on the first charge in the facts of this case. But in consideration
of the seriousness of the proven violation on the second charge we cannot conclude
that dismissal on the two charges taken together is arbitrary, unreasonable and
capricious discipline. We must deny the claim.
A WA R D
Claim denied.
_ NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
Rosemarie Brasch - Administrative Assis,;ant
Dated at Chicago, Illinois, this 30th day of January, 1976.