i-'orm 1 _ NATIONAL
PATLRMD
ADJUSTMENT
i30ARD
Award No. 7001
SECOND DIVISION Docket No. 6833
The Second Division consisted of the regular members and in
addition Referee Dana E. Eischen when award was rendered.
( System Federation No. 16 (formerly System Federation
( No. 57) Railway Employes' Department, AFL-CIO
Parties to Disnute: ( (Carmen)
( Norfolk and Western Railway Company
Dispute: Claim of Employes:
1. That under the Current Working Agreement Carmn R. Rodriguez
was unjustly assessed a thirty (30) day deferred suspension
on October 18, 1973, as a result of an investigation held on
September 19, 1973.
2. That the Carrier be ordered to
remove: from
Carman Rodriguez's
service record
the
thirty (30) day deferred suspension.
_1 The Second Division of the Adjustment Brard, upon the whole record
~_~and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employe within tile r-,aaning of
the:
Railway
Labor'Act as approved June 21, 1934.
This Division of the Adjustmeint Board has jurisdiction
over
the
dispute involved herein.
Parties to said dispute waived right of appearance a t hearing thereon.
. Claimant R. Rodriguez is a carman work inspector on the rip track at
.
Calumet Yard in Chicago, Illinois. His responsibilities include marking equipment for repairs and then following up to insure that required repairs
are made.
On August 19, 1973 a car (TTX 478593) came. into Calumet for repairs
including removal of couplers a t both ends. Repairs were
completed
under Claicant' s
supervision and the car was released on that same date. Some five hundred (500)
miles later a t Swanville, Pennsylvania, the train in which the car was traveling,
was involved in a derailment. Suspicion pointed to the pulling out of the east
end coupler on car TTa 478593 as the cause of t3)n Oerailment.
Porm 1 Award No. 7001
Page 2 Docket No. 6833
2-N &A'-CM-' 7 6
On August 23, 1973 Claimant received the following notice of investiga
tion:
"You are hereby requested to report to the office of General
Foreman, on Tuesday, August 280, 1973, at 3:00 P.M., to
determine your responsibility, if any, in the improper perfor
mance of your duties on Sunday, August 19th. 1973, in that
improper repair was made to the East End coupler retainer
pin
plate, on car TTX 478593, resulting in the coupler pulling
out and causing derailment of train AP-2, at Swanville, Pa.,
on August 21st, 1973.
Should you desire to have your duly authori~ed repres~lnfatives
and/or witnesses present, please arrange for their attendance."
Following several postponements the herring was he 1 d on Sentember 19, 1973 and
thereafter on October 18, 1973 Claimant was advised as follows:
"This is to advise that you are being assessed a 30 day
deferred suspension against your service reword as a
result of `-he investigrtion held on Sente~ber 19th, 1973."
~.,1' By letter dated November 26, 1973 Petitioner appealed the 30 day deferred
suspension on the grounds of insufficient evidence, violation of due process
and condonation of the repair tcchnique by Carrier.
'the
Carrier denied the
appeal and asserted that Claimant was affarded the due notice and impartial
hearing required by the Agreement, that sufficient evidence exists to support
a finding of guilt and that the penalty assessed was not arbitrary, unreasonable
or capricious.
Review of the record facts shows that in coupler repairs the retainer
pin plates should be secured by four (4) 7/8 r. 3 bolts with a lock nut or unit
lock nut, a s required by A.A.R. Rule 74. Uncontroverted tr:=ti mony
~t
'hC. he-''
afy
ing
indicates that on August 19, 1973 Carrier did not have lock nuts available or in
stock for the repairs on car TTX 478593 and that car repair employees used regular
nuts and then spoiled the threads. Petitioner asserts and Carrier nowhere denies
that this practice was followed with the knowledge and tacit ae-ui-:ieencn of C=.r.rier's
supervisory per..^,onnel. The record shows that since the derailment ill this case
Carrier has jur6iFc-c:,d and is using lock nuts to secure bolts on retainer
Dili
plates.
Claimant concedes that no lock nuts were used to affect re,airs to
TTX 478593 but states that the bolts were tight and secure when he inspected same
before the car left Calumet.
Form 1 _ Award No. 7001
page 3 Pocket No. 6833
2-N&W-CM-' 76
In
our
judgment Carrier erred in assessing any discipline in this case
because
the
evidence does not support the implicit accusation that the lack of
lock nuts seas the proximate cause of the derailment 500 miles
0,".-ay
and 5 day:;
later.
Equally important, however, is th-- fact that Carrier condoned and participated in the practice of spoiling threads and failing to use lock nuts by riot
providing
the
required materials for the employees to use. In this situation
where Carrier is :'.r~°~_:x°
~li.,a5~,
if arguendo Claimant is at fault, it ill
behooves
management to punish an employee for alleged improper work performance
it had effectively encouraged and abetted. We shall sustain the claim.
A W A R D
Claim sustained.
NATIONAL RAILROAD ADJUSTMENT BMD
By Order of. Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
Is
~~By
semarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this
loth
day of February, 1976.