Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 7063
SECOND DIVISION Docket No. 6907
2-C&o-FO-'76
The Second Division consisted of the regular members and in
addition Referee Louis Norris when award was rendered.
( System Federation No. 4, Railway Employes'
( Department, A. F. of L. - C. 1.0.
Parties to Dispute: ( (Firemen & Oilers)
(
( Chesapeake and Ohio Railway Company
Dispute: Claim of Employes:
1. That under the current agreement Jack E. Taylor, Laborer, was
unjustly dismissed from the sexes ice of the Carrier effective at
the regular starting time at 11:00 P. M., December
14,
1973.
2. That accordingly the Carrier be ordered to reinstate Jack E.
Taylor with seniority unimpaired, made whole for all wages lost
from December
14,
1973, protected for health and welfare rights,
Railroad Retirement benefits, and other benefits of the agreement
be protected from December
14,
1973, date of dismissal.
3. That the Carrier be ordered to pay Claimant
6°%o
interest
annually
on the wages lost.
Findings:
The Second Division of the Adjustment Board, upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employe within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
On November
14,
1973, the date involved in this dispute, Claimant was
employed as laborer in Carrier's Roundhouse qt Stevens, Kentucky, and assigned
to the third shift, 11:00 P.m. to 7:00 a.m. Carrier asserts that at about
11:30 P.m. on said date Foreman Eads instructed Claimant to blow out and
wash the flues on a wreck crane; but that Claimant "mumbled something about
his back", refused to comply with these instructions and then "proceeded
to go home."
x.
Form 1 Award No. 7063
Page
2
Docket No.
6907
2-C&O-FO-'76
As a result, Claimant was noticed to attend formal Investigation on
November
21, 1973
on a charge of insubordination "by reason of your refusal
to obey instructions" of Foreman Eads. The Investigation was actually held
on December
6, 1973,
Claimant was found guilty as charged and dismissed
from service on December
14, 1973.
Petitioner's contentions are several. In essence, these are that the
hearing was improperly conducted; that the Hearing Officer prejudged
Claimant's guilt and assessed the discipline; that the evidence was insufficient
to sustain the charge of insubordination; and that, in any event, claimant
was justified in "refusing to obey", assuming that he did, in view of his
physical condition and his fear of bodily harm. Carrier disputes each of
these contentions and asserts to the contrary.
Petitioner contends initially that a two-member Board of Inquiry
conducted the hearing, rather than one "designated Carrier officer" as
provided in Rule
44
of the controlling Agreement. We consider this objection
to be rather technical in nature and to be without substance. In point of
fact, only one Carrier officer conducted the Investigation, Master Mechanic
Long. Nor did the fact that a two-member Board presided, prejudice
Claimant's rights of due process in any manner.
We acknowledge that the Hearing Officer did in some instances ask
leading or conclusory questions of the witnesses. However, we have examined
the transcript carefully and cannot conclude that the Investigation was
unfairly conducted. Claimant was fully apprised of the exact nature of the
charge, was represented by organization officials (whose assistance he
d2clined), was allowed full latitude to cross-examine witnesses and to
present his version of what occurred.
In view of the latter findings, therefore, we cannot sustain Petitioner's
contentions as to the alleged impropriety of the Investigation.
See, for example, Awards
6004, 6538,
and Third Division Awards
4-840
and
8725.
Nor do Awards
6329, 6439,
and
6795,
cited as precedent by Petitioner,
hold to the contrary. In each of these cases the Hearing Officer acted as
a witness and showed marked bias sufficient to violate the employee's rights
of due process. This is not the case here.
Petitioner asserts further that the same Carrier officer conducted
the hearing and assessed the discipline. We find no Rule in the Agreement,
however, rendering such procedure improper or setting forth specifically
who shall prefer charges, conduct the hearing or assess discipline. Hence,
we do not sustain Petitioner's objection on this issue.
See First Division Award 18119, and Third Division Awards
10015, 12001,
12138, 13383, 14021, 15714
and
20828,
among others. ,,
Form 1 Award No. 7063
Page
3
Docket No.
6907
2-C&0- FO-'
76
Proceeding, therefore, to the merits of this dispute, Claimant
testified that Foreman Eads requested him to perform certain duties consisting
of cleaning flues out of a crane, "which I felt was unsafe, therefore I
disobeyed, due to accident which occurred on C & 0 property this year." He
testified further:
"Q. Mr. Taylor, you state you disobeyed?
A. Yes.
Q. Did you tell Mr. Eads why you wouldn't perform these
duties?
A. I said something like this; if I did that I would probably
be off a week, I would rather take a night off than lose a week."
Mr. Eads corroborated Claimant as to the reasons stated by him for not
wishing to do the assigned work. However, Mr. Eads was not quite so conclusive
as to whether or not Claimant had disobeyed a direct order. He testified,
in response to a leading question asking whether Claimant "refused to do the
work", by saying "Yes, that's right." But he testified further as follows:
"Q. Mr. Eads did you tell him to go home?
A. I told him, this was after the time cards had been changed
from 11:00 p.m. to 12 Midnight, I told him if he didn't want to
perform work I had assigned him the best thing for him to do was to
go home, because we didn't have any engines to work."
Thus, the testimony is inconclusive as to whether Claimant was given a
direct order to do the work in question or whether he was given the option
of doing the work or going home "because we didn't have arty engines to
work. "
Assuming, however, that Claimant did refuse to do the work, was his
refusal of such nature as to justify his dismissal on a charge of insubordination. That is precisely the issue which confronts us here.
The record indicates that Claimant did in fact suffer a back injury
and that Carrier had knowledge thereof. As'stated by Mr. Long:
"The Company is aware that on January
16, 1973,
Mr. Taylor
alleged that he hurt his back while on duty."
This "allegation" of back injury is buttressed factually by two of
Petitioner's Exhibits in the file, to which Carrier has raised no objection.
Dr. Berning's letter of October
9, 1973
(Exhibit "L") states, in essence,
that Claimant "had a fall on
16
jan.
73
while on the job" and that "he is
Form 1 Award No. 7063
Page 4 Docket No. 6907
2-C&O-FO-'76
presently being treated by Drs. Carothers and Le Van. He was sent to these
physicians by the railroad physician, Dr. Foglia." Dr. Berning stated
further
"...
I think his situation is one in which he has injury to the
lower lumbar and lumbo sacral regions." And that "His past medical history
is entirely negative and does not include any previous low back troubles."
Dr. Berning"s letter of April 19, 1974 (Exhibit "M") states that
Claimant "is still seeing Dr. LeVan of the Carothers, LeVan office" and
that Claimant was suffering from a "continuing back strain problem with a
left sciatica" and that excessive physical exertion would be "hazardous to
his back and he would have an acute episode which would temporarily lay him
low. "
We acknowledge that the latter report is dated several months after
the incidents here involved. We cite both letters to indicate that Claimant's
hack injury was real, that he was being treated by Carrier physicians,
among others, and that the condition was serious enough to continue in
duration from January 16, 1973 to at least April 19, 1974, at which time
he was no longer employed by Carrier.
Faced with the serious reality of Claimant's back injury, are we
justified in concluding that his refusal to do the assigned work was without
good reason; that it was feigned and merely an excuse to avoid doing "a dirty
job", as contended by Carrier.
We think not. We find that Claimant was reasonably in fear of serious
injury and that this constituted proper justification for his "disobedience."
In short, that he was not guilty of insubordination in these circumstances.
The following principles, well established by past Awards in this and
other Divisions, are pertinent to the issues here involved:
1. Absent such reasons as health or safety, an employee must comply
with Management's instructions and, if the propriety of the instructions
are disputed, submit his grievance thereafter.
See Award 7032 and Third Division Awards 16744, 16286, 16074, 17771,
20030 and 20769.
2. This Board will not require an employee needlessly to place his
life in jeopardy as a condition of continuing employment, nor require him
to execute a specific assignment when faced with an immediate danger to
himself. See Awards 251-+0, 4023, 4742, 5861, 6033, 6547 and 6910, as well
as Third Division Awards 17021, 17398, 18799, 17045, 20651 and 20769.
Applying these principles to the particular facts and circumstances of
this case, we reach the following conclusions:
Form
1 Award No. 7063
Page 5 Docket No.
6907
2-C&o-FO-'76
a) Manifestly, in view of the causal relationship of the assigned
work to Claimant's fear of aggravated physical injury, the principle of
"comply and grieve later", is obviously inapplicable.
b) Claimant was faced with danger in the prospect of immediate
aggravated injury due to his back condition and this clearly related to his
"health and safety". Under the principles and supporting precedent cited
above, these reasons justified his refusal to do the assigned work and did
not render him guilty of insubordination.
Awards
2007, 2401,
3568,
4782,
5360 and 20030 (3rd.. Div.), all cited
as precedent by Carrier do not hold to the contrary and are clearly
distinguishable. In each of these cases insubordination was established as
fact, but in none of them was any physical, danger involved or fear of physical
injury. Additionally, in Award
5747
Claimant first refused to comply, then
"feigned illness and marked off sick". This is not the situation which
confronts us here.
c) At the time of this incident, Claimant had been in Carrier's
employ for approximately five years. There is no showing in this record
that Claimant had ever been insubordinate or guilty of any rule infraction
during the entire period of his service. We find, therefore, that within
the particular circumstances of this case, Claimant's fear of personal
injury was neither unreasonable nor unfounded, and that these considerations
as well as Claimant's prior unblemished service record, were not given
sufficient weight when dismissal from service was deemed an appropriate
punishment.
See Third Division Award 11172.
In short, that the discipline of dismissal here imposed was unreasonable
and arbitrary, and unduly harsh in the circumstances. Accordingly, we will
sustain the claim, subject to the following on the measure of "damages".
Rule 44 specifically provides that "If the judgment be in his favor,
he shall be compensated for the wage loss, if any, suffered by him".
Impliedly, the "wage loss, if any" is subject to offset to the extent of
any earnings by Claimant in other employment during the period claimed.
We find and hold, therefore, that Claim~Ant should be restored to
service with all rights unimpaired; that the instant charge should be
stricken from his record; and that he should be compensated for all wage
loss "suffered by him", less earnings in other employment during the period
claimed.
In all other respects, including the demand for interest, the claim is
denied, there being no Rule in the Agreement supporting such demands.
Additionally, the overwhelming weight of authority in this and other
Divisions of the Board is to the contrary.
Form 1 Award No. 7063
Page
6
Docket No.
6907
2-C&O-FO-'76
See Awards
4866, 4793, 5467, 5672,
and
6261
(citing many supporting
Awards); as well as First Division Awards
12989,13098
and
13099;
and Third
Division Awards
8088, 18464
and
18660,
among many others.
A W A R D
Part "1" of claim sustained.
Part
"2"
of claim sustained in accordance with above findings; otherwise
denied.
Part
"3"
of claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
By "'
~, r
/Z
'-"Rfsemarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 4th day of June, 1976.
v