Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 7277
SECOND DIVISION . Docket No. 7098-I
2-D&TS-I-177
The Second Division consisted of the regular members and in
addition Referee C. Robert Roadley when award was rendered.
( Roy Keeling
Parties to Dispute:
(
( Detroit and Toledo Shoreline Railroad Company
Dispute: Claim of Employes:
Petitioner Roy Keeling, claims that he should be returned to full
duty as a caiman for the carrier, the Detroit and Toledo Shoreline
Railroad Company. Mr. Keeling was injured while on the job with the
carrier on February 1, 1969. Said injuries resulted in a disability
which did not allow him to do his fall duties as a carman for the
carrier. On March 3, 1969, Mr. Keeling was placed on a formal leave of
absence which continued through April 15, 1969. On April 16, 1969,
Mr. Keeling reported back. to work on a full duty basis, however, on
June 4, 1969, he was again placed on leave until January 4, 1970.
On January
5,
1970, petitioner returned to actual service with the
carrier on a light duty t asis and remained in this position until
October 14, 1970, when the carrier eliminated all light duty positions.
On February 16, 1971, Mr. Keeling was again placed on light duty
status and remained in same until February 11, 1972, when the light duty
status was again eliminated. The carrier's letter of February 11, 1972,,
which is marked as "Exhibit A" stated in part as follows:
"At any time you feel that you are capable of fulfilling
all of the duties of a carman, it will be necessary to
have a physical examination from Dr. Stockwell in
Detroit and release."
The removal of Mr. :reeling from light duty status on February 11,
1972, was a subject of a grievance which this Board heard in case number
73-256 which rejected petitioner's position because of procedural errors.
Petitioner now claims that he is medical2y and physically able to do
fall duty as a carman and carrier's refusal to allow him to work in full
duty capacity is an arbitrary and capricious decision and petitioner now
asks this Board to allow him to return to his position as carman for the
carrier.
Findings:
The Second Division of the Adjustment Board, upon the whole record and
all the evidence, finds that:
Form 1 Award No. 7277
Page 2 Docket No. 7098-I
2-D&TS-I-'77
The carrier or carriers anal the employe or employes involved in this
dispute are respectively carrier and employe within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute were given due notice of hearing thereon.
This dispute emanates from the Carrier's denial of Claimant's request for
reinstatement to full duties as a Cayman on the grounds of physical disqualification. Claimant's physical ability to perform his normal duties as a Cayman has
been the subject of considerable exchange between the parties resulting from
an on the job injury sustained in February, 1969. Subsequent to the injury,
and after numerous visits to doctors for examination and/or treatment, Claimant
continued to experience back pain, was returned to service on light duty as
provided by Rule 13, of the Agreement, was then layed off account no further
light duty available. On January 25, 1972, Claimant accepted an out of court
settlement of a lawsuit he filed in 1971 against the Carrier for damages
resulting from the 1969 accident.
On February 4, 1972, Claimant was advised by letter from the Carrier that
he was disqualified from further employment account "light duty" being no
longer available. This notification became the subject of a grievance which
was progressed to this Board as Docket No. 6630-I and was dismissed in November,
1974 on the basis of a procedural defect without consideration of the merits.
The record shows that, during Olhe interim, Claimant applied for disability
annuity from the Railroad Retirement Board and began drawing disability payments
as of December 15, 1972. This action was granted on the basis of the report to
the RRB from the Carrier's Chief Medical Officer, dated November 24, 1972, to
the effect that Claimant had been examined by one Dr. F. E. Foss and was found
to be unfit for return to service. Claimant
continues to
receive his disability
annuity.
Under date of February 18, 1974, Claimant's physician, Dr. Ira Weiden,
issued a statement that he had examined Claimant on that date and that he now
felt "he could return to his normal job as a welder at this time." This
statement became the subject of a request upon the Carrier, by Claimant's
attorney, dated March 21, 1974, for immediate re-evaluation of Claimant's
disqualification from employment. This letter request opened a chain of
correspondence with the Carrier resulting in Claimant being directed to report
to Dr. Foss (doctor designated by Carrier) for another examination which was
conducted on December 30, 1974. Dr. Foss' report of even date simply stated:
"May return to work."
The report of Dr. Foss was presented to the Carrier as the basis for
reinstatement to service on fu.Ll duty status. From this point forward there
is no further request of record for reinstatement on the basis of light duty,
as covered by Rule 13 of the Agreement, captioned "Faithful Service".
Form 1 Award No. 7277
Page
3
_ Docket No. 7098-I
2-D&TS-I-'77
By letter dated January 8, 1975, from Chief Mechanical Officer Warner,
Claimant was advised as follows:
"Dear Mr. Keeling: This is to advise that your request to
return to work cannot be granted by
this office."
The next letter of record is one from the Manager, Labor Relations and
Personnel to Claimant's attorney, dated February 25, 1975, which reads as
follows:
"I regret that due to arbitration proceedings and other
committments, both in and out of the city, I was unable
to either return your telephone call or to reply to your
letter until this time.
This is relative to the matter of your client Roy E.
Keeling.
Please be advised that at the present time no final decision
has been made on Mr. Keeling, however, as soon as it is
finalized you will b e so informed."
The record fails to show any further exchange between the parties until,,
by letter dated March 14, 1975, the Chief Mechanical Officer advised the
Claimant as follows:
"After careful consideration of your entire record, it is this
Carrier's position that you are not qualified to return to work
in your regular position as Carman."
There followed an exchange of correspondence between Claimant's attorney
and the Chief Mechanical Officer regarding the subject of the January 8 and
March 14, 1975 letters and then on April 28, 1975, Claimant's attorney wrote
to General Car Foreman Bowman, the officer of the carrier authorized to
receive the initial presentation of a claim and/or grievance, and formally
served notice "of Mr. Keeling's grievance and claim pursuant to Rule 19 of the
bargaining agreement." Said letter closes with the following:
"Mr. Keeling submits that in light of the most recent medical
opinions, his seniority, and faithful service that he is
qualified to return to his regular position as carman and that
the carrier's refusal to allow him to do so as set forth in
Mr. Warner's letter of March 14, 1975 violates the collective
bargaining agreement and the Railway Labor Act.
Mr. Keeling therefore makes demand upon you to qualify him
for return to work and to pay him such compensation due
him under the collective bargaining agreement and the
Railway Labor Act.
Form 1 Award No. 7277
Page 4 Docket No. 7098-I
2-D&TS-I-'77
"We also make demand on you for you to be scheduled a
conference on the property pursuant to the Railway Labor
Act and Circular No. 1 of the National Railroad Adjustment
Board.
If you reject said grievance and claim that you advise us
of the name of the,indivi.dual to whom to appear pursuant
to Rule 19 (a) 2."
This letter was acknowledged by the General Car Foreman on May 13, 1975,
in which it was stated, in part:
"You are correct in that I am the officer of the carrier
authorized to receive the initial presentation of a claim
and/or grievance, and, in that sense, this matter is
properly before me.
Said letter then refers to the letters of January 8 and March 14, 1975
and then, in that regard, states:
"The First letter was dated January 8, 1975 and that date
was the incident or 'occurrence' on which this 'grievance
and claim' must necessarily be based. Given this fact
your filing of the 'grievance and claim' was not submitted
within the sixty
(60)
days provided for in Rule 19(a) of
the collective bargaining agreement and, therefore, it
is procedurally defective and need not be considered on
its merits."
The letter then denied the claim on the grounds that the Carrier did not
agree that Claimant should be considered qualified to return to work and,
further, that the claim was procedurally defective. The letter closed with the
following statement:
"The individual next in line in the appeal procedure is Mr.
D. C. Warner, Chief Mechanical Officer."
This exchange of correspondence, beginning with the January 8, 1975,
letter, gave birth to the dispute as presented to this Board for a
determination.
The Carrier, at the hearing before this Board, strongly argued that this
dispute should be dismissed on the grounds of a procedural defect, i.e. that
the occurrence or incident that gave rise to the grievance or claim was the
January 8, 1975 letter frcan the Chief Mechanical Officer and that, therefore,
the claim should have been made on or before sixty
(60)
days from that date;
the formal notice of the claim having been served upon the Carrier on April 28,
1975 exceeded the sixty day time limit, so averred the Carrier.
Form 1 Award No. 7277
Page 5 Docket No. 7098-I
2-D&TS-I-'77
Assuming, arguendo, that this position of the Carrier is sound then how does
one with any element of logic successfully assert that the Carrier letters of
February 25, 1975 and March 14, 1975 should be ignored insofar as the orderly
progressing of the claim is concerned. Additionally, it is noted that the
January 8, 1975 letter was written by the officer "next in line in the appeal
procedure" and not by the officer authorized to receive, and who did receive,
the initial presentation of the claim. The denial by the initial officer, the
General Car Foreman, was rendered on May
13,
1975!
Nor can one ignore the Carrier letter of February 25, 1975, advising that
no decision had yet been made and that "as soon as it is finalized you will
be so informed." It would be naive, indeed, to argue that such letter was
merely a continuation of the chain of correspondence initiated by letter of
March 21, 197!+, in light of the intervening events, as asserted by the Carrier
at the hearing or to, by inference at least, have one assure that the existarce
of the January 8th letter was not known when the Carrier wrote to Claimant's
attorney on February 25, 1975. In the same vein, why then was it necessary
for the Chief Mechanical Officer to write the letter of March 1!+, 1975, if,
in fact, the January 8th letter was to have been construed as the controlling
denial letter since he had not, as the individual next in line in the appeal
procedure, received an appeal as such, as of that date?
We are persuaded by the foregoing circumstances that the February 25, 1975
letter carried with it, at least, a tacit waiver of time limits and that a
dismissal of this dispute on the grounds of a procedural defect would be
improper.
As was previously noted, this dispute is based on a claim for reinstatement by Claimant to full duty status. The matter of light duty, as contemplated
by Rule
13,
of the Agreement, is not before us. Therefore, this claim asserts
that Claimant is, or was as of early 1975, physically qualified to perform the
duties of a Carman, previous physical impairments notwithstanding. Rule 81,
Classification of Work, of the controlling Agreement, sets forth in detail the
work functions allocated specifically to the craft or class of Carmen on this
property. We have reviewed this Rule in detail and find it to be reasonably
standard in scope, comparably similar to such rules in most other like agreements on rail carriers in general, and find that the Rule covers a multitude
of duties or work, one of which is welding.
It is also noted that Rule 80, Qualifications, of the Agreement, states
in pertinent part:
"Any man
...
who with the aid of tools, with or without
drawings, can lay out, build, or perform the work of
his craft or occupation in a mechanical manner, shall
constitute a carman."
Form 1 Award No. 7277
Page
6
Docket No. 7098-I
2-D&TS-I-t77
It is clear fran a review of the foregoing that the work or duties of a
Carman encompasses more than welding even though certain employees perform
welding functions as a portion of their duties depending on the needs of the
service. In any event, a carrier has the right to expect that such employee is
capable to "perform the work of his craft or occupation" as assigned.
In order to reach any logical determination in this dispute one must
recognize the events preceding the date of claim since the dispute centers
on
Claimant's physical qualifications. It is clear from the record that ever
since the incident in 1969 Claimant has consistently been unable to function on
the job to the fu11, or acceptable, capacity of a Caiman, as set forth above.
This is evidenced by his self-imposed limitation to light duty, if nothing
else. His remittent complaint of back pain is attested to in the various
medical reports of record. There can b e no question that during the period
prior to early 1975 the Carrier was justified in not returning Claimant to
full duty status. The record shows that as late as May 21, 197!+, the Claimant
stated to the Railroad Retirement Board that he was, as of that date, still
disabled for work in his regular railroad occupation, which statement was
supported by a report from his personal physician. Based upon this report
Claimant continued to receive his disability benefits. It is of interest to
note that this medical confirmation was supplied to the RR$ approximately three
months after Claimant's doctor issued a statement, February 18, 1971+, that
Claimant was then physically able to return to his normal job.
It was the position of Claimant's attorney, at the hearing before this
Board, that the medical report of February 18, 197!+, should be read in consort
with that doctor's report to Dr. Foss, dated November 26, 197!+, which was
considered by Dr. Foss in his examination, and resulting release, of December
30,
197!+. Accepting that urging on the part of counsel one would then have to
consider the November 26, 197!+ report as part and parcel of the December
30,
197!+ medical report which consisted, in total, of one sentence, "May return
to work." The record of medical findings is replete with vacillating opinions
as to Claimant's physical condition as it relates to his ability to work on a
full duty basis. The report of November 26, 197!+, the latest comprehensive
report - which spanned a period of approximately four years history of treatment
and/or examinations - closed with the following summation to add to the
confusion:
"He (Claimant) felt that he was well enough to go back to
work as a welder on the railroad and from his performance
the past year it certainly would be worth a try as he
seems to be anxious to go to work and heavy work did not
aggravate his pain during the past year. I felt that
it would be worth his trying to return to his normal
job as welder." (emphasis added) Carrier Exhibit "V" .
If this report was intended to be persuasive upon the Carrier it obviously
fell short of the mark! There is
nothing in
the record before us, or in the
controlling Agreement, that places a burden upon the Carrier to seek further
Form 1 Award No. 7277
Page 7 Docket No.
7098-I
2-D&TS-I-'77
medical opinion in reaching its conclusions. Nor is there anything in this
record that demonstrates, even by inference, that the procedures followed by
the Carrier in reaching its conclusions were at variance with, or a departure
from, the usual and customary procedures followed in such cases on this property.
It should be noted that nowhere in the Petitioner's submissions, or at the
hearing, has any allegation been made of
a
Rule violation. The Statement of
Claim. merely says, in pertinent part:
"... carrier's refusal to allow him (Claimant) to work in
full duty capacity is an arbitrary and capricious decision
and petitioner now asks this Board to allow him to return
to his position as carman for the carrier." (emphasis
added)
Nor is there any allegation of record that this dispute is a discipline
case. Carrier's refusal to reinstate Claimant to full duty work status is,
and has been from the inception of this dispute, based solely upon the question
of Claimant's physical qualifications to perform such work.
Petitioner has cited Second Division Award No.
6561
in support of his
position. We have reviewed that award in detail and find that the facts and
circumstances are sufficiently at variance with the subject dispute as to make
it distinguishable. For example, in that dispute:
1. The Organization cited the Discipline Rule of the agreement as
being applicable;
2. The facts and circumstances concerning the background of claimant's
state of health were significantly different;
3.
The medical findings furnished by the claimant were conclusive and
positive;
4. The Referee noted that claimant was eligible for assignment to
light work which, by inference, should have been offered him; and
5.
That the carrier's finding of physical disqualification was not
absolute, under the facts and circumstances in that case.
Had Claimant, in the subject dispute, furnished the Carrier a conclusive
and positive medical report clearing him for f`ull duty then, in that event,
we agree that the burden of proof would have shifted to the Carrier to show
by substantial evidence of probative value that Claimant was physically
disqualified, as in Award
6561.
Such was not the case herein.
Form 1 Award No. 7277
Page 8 Docket No. 7098-I
2-D&TS-I-'77
Petitioner, in his submission to this Board, and at the hearing, made the
following observation:
"The decision by management has no current medical opinion
behind it and relies solely upon past medical opinions which
are outdated and said decision also does not recognize the
medical concept that people 'do get better'."
Carrier readily admitted that the Claimant's past medical history, stemming
from the 1969 accident, was reviewed in reaching its determination, which
included the medical reports of November 26 and December
30,
1974 - the latest
such reports of record. We do not find, in the light of all the circumstances
extant in this dispute, that it was improper for the Carrier to review such
medical history, especially in view of the fact that just six months prior to
the November 26 report the same physician had substantiated Claimant's statement
to the Railroad Retirement Board that Claimant was "disabled for work".
Carrier's Exhibit "BB".
Nor do we agree that the one sentence medical report of December
30,
1974,
in and of itself, was of sufficient substance to cause the Carrier to accept
it at face value as being conclusive under the circumstances. Again, at the
risk of repetition, it was the rejection of that report that precipitated the
case at bar.
We are cognizant of the grave responsibility placed upon this Board by
statute and by the parties, particularly in matters involving a claimant's
continuity of employment. However,it is well established that the Board's
deliberations and determinations are limited, and confined, to the issues,
facts and evidence as developed by the parties on the property and presented
to the Board in due form.
Based upon a thorough review of all the facts and evidence contained in
the record before us, including testimony presented at the hearing before this
Board, and for the reasons set forth herein, we are, therefore, constrained to
deny the claim. The claim is being denied rather than being dismissed because
of the possibility that this claimant may, at some future date, be in position
to submit a new request to the Carrier for reinstatement based upon facts and
circumstances then present. In anticipation of that eventuality it is urged
that the parties meet, at the request of Claimant, and reach an understanding
as to the conditions under which such request for reinstatement would receive
action favorable to Claimant.
A W A R D
Claim disposed of per Findings.
NATIONAL
RAILROAD ADJUSTMENT
BOARD
By Order of Second Division
Form 1
Page 9
Attest: Executive Secretary
National Railroad Adjustment Board
i''r
By
L--~
r
earie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 5th day of April, 1977
Award No. 7277
Docket No. 7098-I
2-D&TS-I-'77