Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 7+1+1
SECOND DIVISION Docket No. 7260
2-AT&SF-FO-'78
The Second Division consisted of the regular members and in
addition Referee Walter C. Wallace when award was rendered.
( System Federation No. 97, Railway Employes'
( Department, A. F. of L. - C. 1.0.
Parties to Dispute: ( (Firemen & Oilers)
(
( Atchison, Topeka & Santa Fe Railway Company
Dispute: Claim of Employes:
(1) That the Carrier erred and violated the contractual rights of
Mr. Joe D. Nevarez when they removed him from service as a result
of an investigation held on January 22, 1975·
(2) That, therefore, Mr. Nevarez be restored to service with all rights,
privileges and benefits restored and that he b e compensated for
lost time from January 16, 1975 and to continue on the same basis
until he is returned to service.
Findings:
The Second Division of the Adjustment Board, upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employe within the meaning of the
Railway Labor Act as approved June 21, 193+.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
The Claimant entered Carrier's service as a Laborer at San Bernardino,
California on November
6,
1973. At the time of the events which lead to this
dispute he was Relief Motor Truck Operator at the San Bernardino Shop temporarily
assigned to the position of Lye Vat Attendant fox approximately one week and
one day prior to January
16,
1975. On that date he arrived on shift at
7:00 a.m. and learned the other employee who worked with him had not reported.
in. Claimant then sought safety equipment which was not available because
his locker was locked.
Meanwhile, Labor Foreman Fortino found the lye vat urnnanned and he
requested Machine Shop Forman Sizemore to help him look for the Claimant.
At approximately 8:00 a.m. they located Claimant at the lye vat area where hey
was changing his work boots. In reply to questions where he had been,
Claimant indicated it was none of their business and he had been to the Safety
Hall for safety equipment. Claimant indicated further he worked for Supervisor
Form 1 Award No.
7441
Page 2 Docket No. 7260
2-AT&SF-FO-'78
Martinet, not Sizemore. Thereafter, Sizemore requested that Claimant accompany
him to the General Foreman's Office to answer questions there. Claimant
stated he would not go to the office with Sizemore and generally questioned
what he had on him. Claimant then went back to work until
3:15
P.m. that day
when an attempt was made to deliver to Claimant a written notice that a
formal investigation would be held on January 22, 1975 in connection with
alleged insubordination and possible violation of Rule 17 of "General Rules
for the Guidance of Employes, Form 2626 Standard, 1966 Edition." The same
notice advised Claimant of his immediate suspension pending outcome of the
investigation. Claimant refused to acknowledge receipt or accept said
notice and it was read to him in the presence of a witness. Claimant then was
escorted off the property.
Rule 17 of the Rules provides:
"17. Employes must not be careless of the safety of themselves
or others, indifferent to duty, insubordinate, dishonest,
immoral, quarrelsome, or vicious. They must conduct themselves
in a manner that will not bring discredit on their fellow
employes or subject the railroad to criticism and loss of
good will."
On January 22, 1975 the investigation was held on schedule and Claimant
was represented by Local Chairman Castanon and he had the opportunity to
testify on his own behalf. The Carrier's witnesses included Machine Shop
Foreman Sizemore; Labor Foreman Fortino; and Assistant Superintendent of the
Shop, P. A. Jones. Based upon this investigation record, Claimant thereafter
received notice of his dismissal from the Carrier's service by letter dated
February 10, 1976.
The record developed during the investigation indicates there was
substantial evidence to support the Carrier's conclusion that Claimant was
insubordinate in that he refused to answer questions of the supervisor and
accompany him to the office. These were violations within the prohibition
of Rule 17. The defense was urged that Claimant was not subject to the
jurisdiction of Supervisors Sizemore and Fortino and he was under the
jurisdiction of Supervisor Martinet. This contention lacks merit in that it
was established without contradiction that Claimant was under the general
supervision of Sizemore and Fortino. Although Claimant also was subject
to supervision by Mr. Martinet and Mr. Souther this did not justify Claimant's
insubordination. In addition, Claimant maintains he had been "harassed or
discriminated against by supervision". The record does not include more than
an allegation to this effect. Moreover, the failure of supervisors to
conduct themselves properly is not an excuse for an employee to be insubordinate
and refuse to obey instructions or answer questions. See Award x+782
(Whiting).
Form 1 Award No.
7441
Page
3
Docket No.
7260
2-AT&SF-FO-'78
The Claimant makes the additional argument he was refused the
opportunity to have his union representative present. The record indicates
such a request was made in the afternoon but not in the morning and no
request for representation was made during the morning dispute.
Claimant also urges that the investigation notice was not adequate in
that it did not properly identify the person to whom Claimant was insubordinate and did not detail the insubordination. The answer provided b y Carrier
is that such objections were not timely made in that they were not raised
during the investigation. The awards of this Division are clearly of the
view that failure to object at the investigation will be considered a -waiver
of such objections. See Award
x+035
(Johnson) and Third Division Award 1
(Dolnick). Moreover, there is no indication in this record there was arty
discussion of this notice insufficiency on the property. Under the well
established rules here, such an objection cannot b e made before this Board
for the first time. Carrying this matter still further, there is scant
basis to urge that Claimant was denied the opportunity to prepare a defense
and meet the charges against him. In fact, the transcript indicates he
was well apprised of the charges and he urged his defenses accordingly.
See Award
63+6
(Williams).
We are mindful of the line of awards that permit an employee to refuse
to obey an order when a question of personal safety is involved. It would
be an unwarranted extension of this concept to suggest they have application
here. The fact the Claimant may have been absent from his post seeking safety
equipment might have relevance to a different charge such as being absent
without permission. It could have no relevance to charges of insubordinate
conduct in refusing to answer proper questions as to where he had been and
refusal to accompany the supervisor to the office.
It cannot b e said the Carrier failed to meet its burden of proof here
regarding Claimant's insubordination. That is a serious rule violation and
it cannot be tolerated in the railroad industry. Orderly and safe operations
require that an employee obey orders first and raise his objections later.
That should have been the procedure followed here. It is most unfortunate
that it was not because there is every reason to believe the matter would
have gone no further or at least the offense would not have been compounded.
We do not second guess the Carrier on the punishment here. We recognize
that insubordination carries a heavy penalty. However, we are moved to hold
that there are mitigating circumstances and this Claimant should b e restored
to service without back pay or benefits. In doing this we assume he will be
admonished to follow instructions of supervisors and conduct himself properly.
Should there be a future repetition of such insubordination, the Claimant
must recognize that he would face dismissal from service.
Form 1 Award No. 74+1
Page
4
Docket No. 7260
2-AT&SF-FO-'78
A WAR D
Claim sustained to extent of our findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
By
v
Ro~emarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 13th day of January, 1978.