Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No
.7583
SECOND DIVISION Docket No. 7138-T
2-BNI-MA-'78
The Second Division consisted of the regular members and in
addition Referee Walter C. Wallace when award was rendered.
( International Association of Machinists and
( Aerospace Workers
Parties to Dispute:
(
( Burlington Northern Inc.
Dispute: Claim of Employes:
1. Carrier violated Rules
27, 50
and
51
and
98
of the Shop Crafts
Agreement effective
April 1, 1970,
when it assigned Firemen
Hostlers at Daytons Bluff Roundhouse (St. Paul) to make up and
break up diesel locomotives operated in multiple unit consists
and to perform related work on August 4,
5, 6, 7
and 8,
1975.
2. John P. Deshler, Machinist, Minneapolis Junction Roundhouse, be
paid eight
(8)
hours computed at time and one-half rate on
August 4 and
5, 1975;
that Ray Pratt, Machinist, Minneapolis
Junction Roundhouse, be paid eight (8) hours computed at time and
one-half rate on August
6, 1975;
and that J. A. Zorn, Machinist,
Minneapolis Junction Roundhouse, be paid eight
(8)
hours at time
and one-half rate on August
7
arid 8,
1975.
Findings:
The Second Division of the Adjustment Board, upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employe within the meaning of the
Railway Labor Act as approved June 21,
1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
This claim relates to work at Daytons Bluff Roundhouse (St. Paul) to
make and break up diesel locomotives operated in multiple unit consists and
to perform related work on August 4,
5, 6, 7
and
8, 1975.
The Machinists
base their claim to this work on several grounds and essentially they rely
on two contentions: first, they claim contractual provisions provide them
exclusively rights to the work; secondly, they maintain by history and
practice they have performed such work exclusively at all points where
Machinists are employed on the former C.B. & Q. Railroad.
Form 1 Award No.
7583
Page 2 Docket No.
7138-T
2-BNI-MA-'78
The claim has progressed on the property by exchanges of letters
between the General Chairman and Carrier's Vice President. According to
the Machinists they performed the work at all times at Daytons Bluff
Roundhouse prior to July,
1970.
At that time the Roundhouse was abandoned
and from that date until July 1,
1975
Machinists who were employed in the
Mississippi Street Diesel Shop (St. Paul) were transported by highway
truck to Daytons Bluff Roundhouse and they performed such work. After
July 1, 1975,
Carrier began using hostlers for this work.
This Board has previously held that a cagier should be free to
change its operations and effect economies so long as such actions do
not run counter to its contractual obligations to its employes. The
Machinists support their claim by citing Rules
27, 50, 51
and
98(c)
of
the agreement. We have reviewed these provisions carefully. Rule 51
describes the work of Machinists in general terms and it cannot b e said
it describes the work in question here with a degree of specificity
sufficient to establish that Machinists with this Carrier have rights to
such work to the exclusion of all other crafts. In addition, we are not
inclined to view the awards cited by claimant as controlling precedents.
Under these circumstances it is up to the Machinists to establish
that the work in question has historically and exclusively been performed
by their craft system-wide. Award
6867
(Twomey). The Machinists produced
an impressive number of exhibits in an effort to meet its burden of proof.
These exhibits are arranged in three groupings of signed statements by
Machinists. The first grouping, Exhibit A, involved three separate
statements indicating Machinists had historically and exclusively hooked
up and broke up diesel locomotives operated in multiple unit consists at
Daytons Bluff. Exhibit B included six individual statements from
Machinists who had been employed at Mississippi Street Diesel Shop and
performed the work of making up and breaking up diesel locomotives operated
in multiple unit consists at Daytons Bluff. It should be pointed out that
these statements do not indicate that such work was performed exclusively
by Machinists out of the Mississippi Street Diesel Shop during the period
involved. The Carrier maintains this is a defect in proof. We have
carefully reviewed the correspondence on the property and the Carrier
considered these statements as efforts to demonstrate exclusivity. No
effort was made to point up such defect on the property and we believe it
is too late to raise it before this Board for the first time.
The third grouping, Exhibit C, include form statements from twenty
locations, signed by individual Machinists stating the Machinists' Craft
had exclusively performed the mechanical work and related duties when
making up or breaking up multiple diesel unit consists at the designated
locations on the former C.B. & Q. Railroad. The individual statements
indicated the number of years the signer had been employed on the former
C.B. & Q. Railroad and the Burlington Northern (the successor). Each
Form 1 Award No. 7583
Page 3 Docket No. 7138-T
2-BNI-MA-'78
statement is signed and dated. The twenty-first statement (Exhibit C-18)
provides different language to similar effect concerning Alliance, Nebraska
and is wholly handwritten.
The Carrier's letter of November 17, 1975 from its Vice President
acknowledged receipt of these exhibits in the following terms:
"The statements attached to your letter of October 29 have
also been reviewed but there is nothing in them except
declarations, unsupported as they are, that demonstrates
the exclusivity being sought."
The proceedings before the divisions of the Adjustment Board are not
so technical that exacting and precise forms of proof are required. However.,
there are limitations as to the nature of the proof that can be accepted.
The parties may not rely upon mere assertions. Some form of proof is
required to sustain a position advanced. See Third Division Award 9609
(Rose). While on the property the Machinists submitted statements from
employes who claim direct and personal knowledge of work practices covering
substantial time periods. We find such proof is persuasive unless controverted
by the Carrier on the property. The Carrier's initial response, in effect,
made a general denial regarding these statements. The Carrier did not
submit any contradictory evidence on the property until its letter of
December 5, 1975 from Carrier's Vice President DeButts to General Chairman
which states in pertinent part:
"In further response to your letter I must advise you
that I too have made a survey of past, as well as
prevailing practices on the former C.B.& Q. portion
of Burlington Northern regarding the making up andbreaking up of diesels operating in multiple. This
survey covers former C.B.& Q. installations in the
Twin Cities Region, points on Alliance Division and
Chicago Division, among others. The result of this
sampling supports my previously stated position;
i.e.,that machinists do not have an exclusive right
to this coupling and uncoupling function on this
particular portion of Burlington Northern (See
attached statements)."
We must point out again that this Board has the responsibility to
review the record developed and facts and arganents that were not advanced
on the property cannot be raised before this Board for the first time.
Such matters are outside the ambit of our consideration under numerous
and well established decisions of this Board. When we relate this to the
case at hand we must conclude the Carrier's defense must stand or fall
based upon the evidence included in its sampling survey referred to
Form 1 Award No.
7583
Page 4 Docket No.
7138-T
2-BNI-MA-'78
above. Our first question relates to the precise statements that were
submitted on the property. The Machinists make reference to the letter
from Vice President DeButts in their submission as Exhibit D-6 (Page 1).
In addition they include an undated statement signed by Superintendent
G. W Saylor which has a significant portion blocked out. This is designated
Exhibit D-6 (Page
2).
A second sheet is included which is headed Cicero,
Illinois and dated November
25, 1975
and signed by Division Superintendent
W J. Condotta and similarly has a significant portion blocked out. This
is designated Exhibit D-6 (Page
3).
We also note -that the Machinists'
submission to this Board makes reference to these documents in the following
terms at record page 34:
"The limited evidence presented by the Carrier in the
form of two statements accompanying Mr. DeButts'
letter of December
5, 1975
sustains the position of
the Employes.".
The Carrier's submission to this Board makes corresponding reference
to the exchange of letters on the property. The December
5, 1975
letter
is designated Carrier Exhibit No.
8.
The Division Superintendent W. J.
Condotta's statement dated November
25, 1975
is designated Carrier Exhibit
No. 8a. We note that this version appears to be complete and no portion
is blocked out. Superintendent G. W. Saylor's statement is designated
Carrier Exhibit No.
8c
and here we similarly note this version appears
to be complete and no position is blocked out. In addition, the Carrier's
exhibits include Exhibit No. 8b which purports to be a communication from
Superintendent E. Z. Phillips, Minneapolis, Minnesota, dated November
19,
1975
to T. C. DeButts and relates to work performed by Machinists and other
crafts at Daytons Bluff Roundhouse before and after the merger and since
July 1, 1975.
Carrier's Exhibit
8c
is not included in the Machinists'
exhibits. The point we make here does not relate to the substance of
Carrier's Exhibit No.
8b.
Our concern is a matter of procedure and we are
attempting to determine the state of the record while this matter -was on
the property. The question we raise is whether or not this sheet was an
enclosure to the DeButts letter of December
5, 1975
on the property or was
it an after-thought submitted as an additional exhibit in the submission
to this Board. In this connection we note the DeButts' letter does not
specifically refer to this document. Moreover, the Machinists' submission
does not include it and their reference to "two statements" indicates it
was not part of the record on the property. If it was merely a matter of
excluding Carrier's Exhibit No.
8b
from our consideration we would do so
but we view this in a different sense.
Further, we are unable to determine whether these exhibits when
submitted on the property have portions blocked out and, if so, by whom was
this done. Neither side has made a point of this. The Machinists, for
Form 1 Award No. 7583
Page 5 Docket No. 7138-T
2-BNI-MA-178
their part, have argued that the Carrier had not produced the complete
results of its survey. We must agree. This Board. has found it necessary,
on occasion, to reject arguments or evidence that is unclear and undeveloped
on the grounds the Board should not be forced to speculate or presume.
The Carrier's sampling survey, even when viewed in its best light,
involves ambiguities in that we are not clear as to the work and the time
period covered. In addition, the two statements by Carrier's superintendents
arguably are not proof. They are assertions by high level Carrier officials.
It follows, based upon the view we take of this record that the Carrier's
statements purporting to be a sampling survey are incomplete, unclear. and
undeveloped and are not acceptable as proof. It follows that the
Machinists' proof stands unrefuted. Insofar as it appears to be complete
and comprehensive we must sustain their position that the work claimed
here has been performed historically and exclusively by Machinists systemwide on the former C.B. & Q. Railroad at points where Machinists are
employed including Daytons Bluff Roundhouse until July 1,
1975.
There are additional questions to be considered. Other crafts have
been noticed and provided an opportunity to make submissions concerning
the work considered in this docket. Only the electricians saw fit to
respond with a submission. Although their position calls for a dismissal
of the Machinists' claim we view the thrust of their arguments as primarily
protective of the work of their craft which could be affected by an overly
broad finding as to work of Machinists in this decision. We rely upon the
Machinists' position before this Board which maintains unequivocably it
males no claim to electricians' work. With respect to the Carmen's submission we believe their concern relates to work other than that which is
involved here and it follows their position and arguments are not
relevant. In addition, the work was assigned to hostlers at Daytons
Bluff Roundhouse subsequent to July 1,
1975
and this record includes
a letter from the head of the UTU clearly stating that craft makes no claim
to this work.
Based upon these conclusions we find the Machinists have satisfied
the burden of proof imposed upon them and have established that assignment
of the work of making up and breaking up diesel locomotives operated in
multiple unit consists and related mechanical work at Daytons Bluff
Roundhouse should have been made to Machinists on August 4, 5,
6,
7 and
$, 1975.
The Carrier alleges that to sustain a monetary award in favor of
Machinists on those dates would involve imposition of a penalty which is
not authorized by this agreement. If such an award is a penalty payment
we would accept Carrier's argument and deny the monetary award. There is
no provision for penalty payment in this agreement and we are not presented
with a basis for implying such a provision. We do not see this as a .
Form 1 Award No.
7583
Page
6
Docket No.
7138-T
2-BNI-MA
'78
penalty. This claim is presented on behalf of Machinists whose off days
corresponded with the dates the work was performed by hostlers. In effect,
the improper assignment of this work to a craft other than Machinists
deprived these employes of demonstrated opportunities for earnings on
their off days at overtime rates. See Rule 4. They have made it clear
in this record they were available and this award allows them compensatory
damages for this contract violation. In no sense can it be viewed as a
penalty.
Accordingly, we conclude the assignment of work on the dates.indicated
violated the agreement as modified by practices on this Carrier as described
in this opinion.
A W A R D
Claim sustained in accordance with the opinion.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
G
By ~?
semarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 12th day of July,
1978.
kECEWED
f.:i,L 1 0 973
a-d
G~%V .
B. K. TUCKER
CARRIFR
MEMBERS'
DISSENT To AWARD
7583
(Referee Walter C. Wallace)
This claim involved an asserted right of Machinists to
make up and break up locomotives from or into multiple unit
consists at Dayton Muffs Roundhouse at St. Paul, Minnesota.
The Petitioner recognized that work of this nature was not
explicitly mentioned in the Classification of Work Rule, but
contended that it came under the "...all other work generally recognized..." provisions of the Rule. For the following
reasons, we register our dissent and will show that the decision is in palpable error:
1. The claim should have been dismissed since
the claim involved a work jurisdiction
question between mre than two crafts properly resolvable under Rule
93
of the agreement.
Rule
93
of the Agreement is a specific rule designed to
resolve work jurisdiction issues between various shop craft
unions before appealing the dispute to the Adjustment Board.
As was noted in the record, there was no attempt to resolve
this dispute pursuant to the prcvisions of Rule
93
prior to
its appeal to this Board, and, consequently, the proper
prfle
cedures for resolution were not followed. The International
i
Brotherhood of Electrical Workers, a third party to this
dispute who submitted evidence establishing that they too
had performed this work, were wronged by this decision.
They raised the fact that Rule
93
had not been complied
with, and plain and simply, it was an error for this Hoard
to make a determination of the merits of this case absent
such a showing. This point has been made unmistakably
clear in Awards
6962, 7368
and
7471,
interpreting Rule
93
between these same parties.
2. Based upon the evidence of custom, prac
tice and tradition, the Machinists did
not enjoy the system wide, exclusive right
to perform the disputed work on the former
Chicago, Burlington and Quincy Railroad (now
a part of the Burlington Northern System).
The majority went far afield in its attempt to glean
support for finding that the claim should be sustained. In
doing so, it ignored the basics of prudent reasoning and
fair play.
Initially, the majority seems to attack the blanked out
portions of letters from two B1 superintendents, as they
appeared in the Employes' Exhibit D-6, but nothing at all
is noted by the majority that the Carrier's Exhibits
8a
and
8c
were the same letters from the superintendents and contained no blanked out portions on those letters. They were
-2-
the same as attached to the Carrier's letter of December
5,
1975.
The Carrier cannot be successfully faulted by failure
of the Organization to include in its sheaf of exhibits full
copies of the letters from the superintendents which the
Carrier very properly furnished to the Organization and which
the Carrier very properly made part of its exhibits in its
submission and rebuttal.
Moreover, the majority completely disregarded the credibility of the superintendents' letters, the contents of
which, says the author of the findings, have no bearing on
the case because they are 'assertions by high level carrier
officials." Those superintendents were simply and very correctly stating the factual situation then and now at locations on the former CB8da. Each and all shows the practice
where machinists, carmen, laborers, foremen, electricians
and hostlers perform the functions used as a basis for this
claim. The superintendents had nothing to gain except the
preservation of pre-existing rights under Rule 0,8(c) and
told it like it is.
The majority correctly recognized that it is necessary,
to sustain the Petitioner's burden of proof in cases like
this, "...to establish that the work in question has historically and exclusively been performed by their craft
-3-
i
system wide." This principle was established between the
parties in Award
6867
(Twomey). Eased upon the evidence
provided by all of the parties to this dispute, the Petitioner could not have met this burden. In addition to the
evidence presented by the Carrier which the majority wrongfully discounted, there were statements from electricians
located at various points on Carrier's former CB&Q property
which attested to the fact that they had performed this
work. In fact, there was even a transcript of a disciplinary hearing where an electrician was being investigated for
the alleged improper performance of the duties in question,
connecting and disconnecting locomotives in multiple service. Pursuant to the mandate in the Supreme Court's decision in TCEU v. Union Pacific (No. 28, Decerdoer
1966),
this Board was obligated to give the Electrical Workers
notice of the pendency of the dispute and to consider their
evidence and arguments in reaching a decision on this case.
The notice was served, but the evidence and arguments presented by the Electrical Workers quite obviously were
ignored.
In conclusion, based upon the foregoing evidence and
criteria, it is clear that this Board erroneously concluded
-4-
that the Petitioner enjoyed a system wide exclusive right to
perform the work in question. In the face of not only Carrier's evidence, but also evidence submitted by the Electri
cians, such
evidence as submitted by Petitioner could not
stand. The decision is in error and without foundation in
reason, fact or evidence, and we are compelled to register
a vigorous dissent.
1
IL ~1
Jo n W. Goh
.G~UiJ
Jq es E. Yason
Berry
KO
Tucker
/~f
l
Gilbert H. Vernon