Form l NATIONAL RAILROAD ADJUSTDENT BOARD Award No. 7°30
SECO1rD DIVISION Docket No.
739
2-P~fP-EW-'
79
The Second Division consisted of the regular members and in
addition Referee George E, harney when award was rendered.
( System Federation
1QTo.
2, Railway Employes'
( Department, A. F. of L. - C. I. 0.
Parties to Dispute: ( (Electrical Workers)
( Tfiissouri Pacific Railroad Company
Dispute: Cla:un of l~nplayes: '
That -the Niissourz. Pacific Railroad Company is violative of Rule
32 (a) and (b) and has unjustly dealt with and damaged Electrician
D. F. Pilchex when they denied him the right to a fair and
impartial hearinJ an August
31, 1976,
subsequently dismissing him
from service of the Carrier by Notice nu:rbex
793
dated Septe,,,,ber
9,
19~( 6.
2. That; accordingly, the M:issovxi Pacific Railroad Company be
ordered to compensate Mr. D. F. Pilcher, as follows:
(a) Compensate for all tire lost plus
6
o
annual interest;
(b) Return to service with seniority rights unimpaired;
(c) Made whole fox all vacation rights;
(d) Made whole far all. health and welfare and insurance benefits;
(e) Made whole for pension benefits including Railroad Retirement
and Unemployment Insurance;
(f) Made whole for any other benefits that he would have earned
during the time withheld from service;
and, further, any record of this disciplinary action be removed
from his personal record.
Findings:
The Second Division of the Adj-utment Board, upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and Pmploye within the meaning of the
Railway Labor Act as approved June 21,
1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
Form 1 Award No.
7930
Page 2 Docket No.
739
2-MP-Ew-
'79
Claimant, was charged with failure to report to work at the expiration
of his ninety (g0) day actual suspension, thereby being absent without proper
authority, hollowing a formal investigation held on August 31,
1876,
Claimant
was adjudged guilty as charged and dismissed from the service of the
Carrier effective September
g, 1876,
Prior to August 10,
1976,
Claimant had been subject to a ninety (g0)
day disciplinary suspension for being absent without proper authority; said
suspension became effective 12:00 Noon, May 12,
1976
and ended 12:00 Tloon,
August 10,
1976.
Stated on the discipline notice -issued to Claimant regarding
the aforementioned ninety. (g0) day suspension, was the following advisory;
"You will be expected to be available for service after 12:00 Noon, August
10,
1876,"
The undisputed facts in the instant case, reflect that Claimant did not
report to work at 12:00 Noon on August 10,
1876
and that on August l.l,
1976,
Claimant contacted his acting local chairman at approximately 1:50 P.2:% 'by
telephone to report that he was under doctor's care due to headaches and an
extr eme nervous condition and therefore, would not be able to return t0 Z`rOrIS:
for another meek or tyro. 1nmedia'tely following this teleihone conversr~tion,
the acting local chairman attempted to apprise
Claimant's
foreman, that
Claimant was ill and would not be reporting to v.-orr:, As the foreman
i-r~d
s not;
in his office at the time, the acting local chairman left a dote
containing
this information with the personnel clerk who was to forward the infcW^mti ort
to the foreman. Later that afternoon however, the acting local ch.air:~ian dice
personally contact the foreman and related the information about Claimant
first hand, Not having been informed directly by the Claimant regarding his
s
absence from work, the Carrier on August 12,
1976
cited Claimant for formal
investigation.
The Organization asserts that Carrier failed to specifically charge the:
Claimant with an offense as contemplated under Rule 32 as set forth below a:>
follows
"DISCIPLINE--TNV--PSTIGATIOiSS: RUhE
32. (a) An employee
covered by this agreement who has been in service more than
30 days, or whose application has been formally approved,
shall not be disciplined or dismissed without first being
given a fair and impartial investigation by an officer of
the railroad. He may, however, in proper cases, be held out
of service pending such investigation which shall be
promptly b e held,
(b) At a reasonable tune prior to the investigation, the
employe will be apprized of the precise charge against
him and the time, date and place set for the investigation.
The employe shat have a reasonable opportunity by this
notice to secure the presence of necessary witnesses, and
representation 3.f he so desires. A copy of the notice
directing the employe to report for investigation shall be
Form 1 Award No.
7930
Page
3
Docket No.
7839
2-r~M-tea- · 79
"furnished to the local chairman of the craft involved, but
failure to furnish the local chairman with copy of the
notice shall not constitute a violation of this agreement
or provide any basis for a contention that the notice to
the employe to report for investigation was defective.
(c) An employe under investigation may be represented at the
investigation by the duly authorized local committee who may
be assisted by art officer and/or officers of the System Federa
tion or International organization. (Attorneys for the
Federation excluded.) if the employee does not desire the
duly authorized local committee to represent
trim,
the e_Yaploye
may act as representative and
~v.·ill
be permitted to ex,~Lnine
witnesses. In event the employe elects to represent himself,
the 1 ocal committee will be permitted to be present at the
investigation and be present at any conferences in connection
with an appeal by the employe to the officer administering
discipline if discipline is assessed. Copy of each statement
made a matter of record at the investigation will be
furnished to the employe and the local committee.
(d) If it is found that the charges against the employe are
not sustained, the record of the employe shall be cleared of
the discipline; if suspended or dismissed, the employe shall be
reinstated to his former position, unless otherwise mutually
agreed, and shall be compensated for the wage loss, if any
suffered.
(e) Nothing herein shall. abridge the right of the Carrier
to reinstate., with original seniority status, an employee who
may have been dismissed for reason other than prescribed in
the Union Stop Agreement dated January 12,
153.
No employe
will be reinstated under this paragraph (e) who has been out
of service for more than one year without the concurrence
of the General Chaira:an."
The organization maintains Claimant was unjustly dealt with and damaged
when dismissed from service on September
9, 1976,
as Carrier was fully aware
of. the reasons why the Claimant was not available to work following his
ninety (90) day suspension. The organization contends that Carrier was
cognizant of the fact that Claimant was under doctor's care when the ninety
(90) day suspension was issued and reasons therefore, that Carrier should
have been atrare of the possibility of Claimant's being under continued care
at the end of the suspension period. The Organization argues that Carrier's
citation in both the Notice and Caption of investigation is unfounded, as it
is their position that the suspension notice of May 1.2, 176 only required
the Claimant to be "available for service after Z2:00 Noon, August 10, 176,"
The organization takes the position that the above quoted portion of the
Form 1 Award No.
7930
Page
4
Docket No.
7839
2-MP-Ew-'
79
suspension notice can only be interpreted to mean that the Carrier desired
Claimant simply to be available for service after 12:00 Noon on August 10.,
197
and would then notify him following his suspension of the exact time
to report back to work. Further, the Organization asserts that two notices
both dealing with. absence and lateness by employees, the first notice issued
by the Carrier originally on January
15, 3_y73
and reissued on November 14,
1973
and again on June
g, 1875
and the second notice issued on November 21,
19`j4,
are not consistent with one another toot is either notice in keeping
with Rule
17,
set foxvh below, as follows:
"ABSENCE FROM WORK WITHOUT hFAVr': Rule
17.
Employes shall
not lay off without first obtaining permission from their
foreman to do so, except in cases of sickness or other good
cause of which the foreman shall be promptly advised."
The Organization describes Rule 17 as being plain and simple as to what
is required, contending there is nothing in the rule which implies that an
employee must personally request permission in a case of sickness.
Furthermore, Rule 17, the organization maintains, does not prohibit an employee
from seeking the assistance of his union rebresentatz.ve or otY~ rs to advise
the Carrier of his illness, nor does the rule restrict another Carrier
officer from transmitting to the
employee'
s foreman, information regarding
said employee's lay off from work due to sickness.
Finally, it is the position of the Organization that Claimant did not
receive a fair and impartial hearing and accuses the Carrier of omitting
correspondence in their submission, which originated on the property in the
course of handling the instant claim. Such
O:n1SS1an
the Organization asserts,
is not in keeping with the requirements of Circular Huurber 1.
The Carrier contends that the procedural require.Ynents of Rule
32
were
complied with based on the following; Clai:nant was properly notified of the
formal investigation; Claimant acknowledged-his readiness to proceed at the
August
31, 1976
hearing; and Claimant had secured union representation and
witnesses as permitted him under the rule. The Carrier maintains the notice
of investigation was sufficiently informative as to the charge against
Claimant as well. as to the tame and location of the investigation, thereby
meeting the requirements set forth in section (b) of Rule
32,
Carrier takes
the position, that Claimant had a fair and impartial hearing, as Claimant
was permitted to introduce all statements and evidence which he desired to
make and enter in his own behalf and was permitted, through his representative
to examine and cross-examine all witnesses, It is the Carrier's position
that since the Organization took no specific exceptions to the procedure,
in the subsequent handling of the claim on the property, the Organization
is thus precluded from raising such procedural questions for the first time
before the Board.
The Carrier maintains that from -5ae testimony offered by the Claimant
himself and the fact that Claimant had been in the service of Carrier for
over twelve (12) years and that Claimant had been disciplined for the very
Form l Award No.
7930
Page
5
Docket No.
7839
2-MP-ES'T-'
79
same offense prior to being dismissed, Claimant was well aware of his
responsibility to report or to seek permission to be absent from his
supervisors rather than from his local union representative. In fact
states the Carrier, the Claimant should have been even more aware of his
responsibilities regarding laying off froze work than most other employees,
since he had been personally counseled concerning these responsibilities
by his General Foreman.
Carrier states that Claimant did not meet his responsibilities with
regard to securing permission from the proper authorities to be absent and
as a result he improperly failed to report for duty and z~ras thereafter absent
without authority. The Carrier points out
furthermore
that Clair:~ant's
being absent without authority in the instant case, is not an isolated
incident, but rather fits well a pattern of poor attendance which began in
the year 1972 and continued up to the tune Claimant i,ras dismissed. During
these years, (J_972 through
l976),
carrier states it n2.de several attempts by
several different means to correct Claizr_ant's poor attendance record but to
no avai l
, as Claimant persisted in working only when he wished to and not
securing anyone's permission when he chose not to work.
As to Carrier's instructions regarding the proper procedure to follow
in mak:i_ng notification when 1=wy-in.-- off from work,, the Carrier notes the two
instruction notices issued to er:zployees were operative at different times
and that Claimant had only to comply faith the notice bearing the 1 atest date
of issue in order to have met his responsibilities. Carrier notes that when
instructions are issued, an em-ployee has no recourse but to obey the
instructions and
grieve afterwards if he feels they are improper. 1n any
event, the Carrier s rates, that had Claimant complied with even the outdated
instruction, he would not have been disciplined. Finally, the Carrier argues,
compliance with Rule 17 can only be achieved when the employee himself
advises the foreman when he must be off account sickness or to personally
request permission to be off from that foreman. It matters not, contends
Carrier, whether either or both its instructions regarding laying off of
work- are in conflict vrith Rule 7_7 as Claimant was not in compliance with
either Carrier's instructions or Rule 17.
In reviewing the record, the Board rejects the Organization's
contention that Carrier violated the provisions of Rule 32 and dismisses the
notion 'shat Claimant did not receive a fair and impartial hearing. Furthermore, the hoard finds no substance in the charge that the Carrier violated
any requirements set forth in Circular Number 1. The Board finds persuasive
Carrier's contentions
regarding
Claimant's knowledge of his responsibilities
vis-a-vis those required in reporting laying off of work. By Claimant's own
statements at the August 31, 1976 hearing, Claimant ach-nowledged his
familiarity with both instructions issued by Carrier relating to the proper
reporting, procedures to be follo4red when la~T-ing off froze word. Further, the
Board rejects the Organization's interpretation of Rule 17 and agrees with
the Carrier's position that the employee himself and not a representative
Form 1 Award
NO.
7930
Page
6
Docket No.
7839
2-MP-EW-'
79
must either notify or seek permission from a supervisor ~rlnen in lay off
status. The Board agrees with Carrier's position in the instant case, that
if Claimant was well enough to telephone the acting local chaixrian to make
notification he would not be re,portsng to work, that Clai.Wiant could dust as
well have telephoned either the foreman or the general foreman to make said
notification.
The Board finds ambiguous to some extent, the advisory issued Claimant
in his ninety (g0) day suspension notice that he was to be available for
work after x.2:00 Noon, August 10,
1976.
The Board believes a reasonable
presumption can be drawn that the phrase, "the Claimant -~dL. be available to
work after 12:00 Noon, August 10,
19'T6",
meant Claimant would, in fact,
report back to work at that time and on that date. Hovrever, the Board
concludes, it :is possible to interpret this advisory in other ways and
believes that the organization's :interpretation is, in fact, one of those
other grays. That is, Claimant's availability to work after 12:00 Noon,
August 10, 176, could mean ClaLrant to be in standby status awaiting
notification by Carrier of the exact date he was to return to work. Under
this interpretation, Claimant would of course be under no obligation to
notify superv:i.sion regarding his laying off of work. Acceptance of this
interpretation however, is somewhat strained, -·.n view of the fact Clariant
contacted his acting local chairman on August 11,
1976
to report he was still
under doctor's care and would not be able to return to work for another week
or two. Nevertheless, the Board believes the advisory to C1a2rnant should
have been more
clearly
formulated and that the Carrier should have specifically
directed the Clainant to return to work at i.2: 00 Noon on
August
10, 1976.
The Board further observes that on previous occasions, over past years,
Claimant has had others, primarily his wife, notify Carrier he would not
be reporting to work. Carrier accepted these notifications as valid, even
though such notifications neither conformed with either of the two afore
mentioned instructions notices regarding reporting procedures for laying
off of work nor with Rule 17.
The Board therefore rules, that since neither one or both of the two
instruction notices issued by Carrier dealing, with laying off oz" work
reporting procedures nor Rule
17
were enforced with unifor!nity and farther
that the advisor,,
r
to Claimant concerning his return to -vrork following his
ninety
(90)
day suspension was a.~rbigtzous, that Claimant be reinstated
without back wages or other monetary or non-monetary benefits.
In so ruling, the Board directs the following remarks to Claimant:
(1) The Board finds Claimant's past record relating to lateness and
absenteeism appalling and strongly advises Claimant to dedicate
himself to the task of reversing this pattern of behavior;
(2) The Board further advises Claimant to become thoroughly familiar
and knowledgeable with all rules and regulations, to understand
well his resuonsibilities and obligations in meeting said rules
and regulations, and to strictly adhere to the rules and regulations
Form 1 Award No.
7930
Page
7
Docket No.
7839
2-MP-Ew-'
79
A W A R D
Claim sustained to the extent indicated in the findings.
NATIONAL
RAILROAD
ADJUSTTZETI'I' BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
i~,osemarie 3r Assistant
Dated ~,at Chicago, Illinois., this 16th day of May,
1979.