Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No.
7955
SECOND DIVISION Docket No.
7757
2--sM-'79
The Second Division consisted of the regular members and in
addition Referee Abraham Weiss when award was rendered.
( Sheet Metal Workers' International
( Association
Parties to Dispute:
'-
( Louisville and Nashville Railroad Company
Dispute:
Claw
of Employes:
1. That the Louisville and Nashville Railroad Company violated the
controlling agreement, particularly Rule
34,
and Article V(a)
of Carrier's Proposal No.
7,
when they unjustly dismissed Sheet
Metal Workers Jo L. Bradley and PM, E. Baugus from service beginning
Noveniaer
19, 1976.
2. That accordingly, the Louisville and Nashville Railroad Company
be ordered to compensate Sheet Metal Workers J. L. Bradley and
Ni. E. Bangus beginning November
19, 1976,
as follows:
a) Restore them to service with all seniority rights unimpaired.
b) Compensate them for all time held out of service;
c) Make them whole for all vacation rights;
d) Pay hospital association dues or insurance for all. time out
of service;
e) Pay the premiums for Group Life Insurance for all time out of
service;
f) Pay them for all holidays;
g) Pay them for all sick pay;
h) Pay them for all insurance premiums;
i) Pay them for all jury duty lost.
Findings:
The Second Division of the Adjustment Board, upon the whole record aid
all the evidence, finds that;
The carrier or carriers and the employe or em. loyes involved in this
dispute are respectively carrier and employe within the meaning of the
Railway Labor Act as approved June 21,
193+.
Form 1 Award No.
7955
Page 2 Docket No,
7757
2-z&rt-sM-'
79
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute were given due notice of hearing thereon.
The Claimants were cited for investigation and dismissed after being
found guilty of the following charges:
"You are charged with absenting yourself from your assigned
duties for an undetermined period of time, November
18,
19.16.
You are charged with unauthorized entry into Union
Station, Nashville, Tennessee, November
18, 1976.
You are further charged with the unauthorized removal
of five marble slabs from Union Station, Nashville,
Tennessee, November
18, 1976,"
On November
20, 1976,
both Claimants were notified by letter from
J. B. Sellers, Superintendent, of their dismissal from the Company's service,
effective that day. Both letters were delivered that day to the Claimants,
one at about
2;30
P.m.; the other at 6:x+0 p.m.
The parties requested a hearing, which was held at the offices of the
National Railroad Adjustment Board on February
27, 1979,
with Division
Members and the Referee in attendance.
The events which gave rise to the aforesaid charges may be summarized
as follows
Shortly after the start of their shift on the day of the incident,
Claimants were sent to the Union Station at Nashville, Tennessee to make
repairs to the AMTRAK watering facilities, using Mr. Bradley's truck to
transport themselves and tools.
In response to a call from Lead Ticker Clerk Woodward that he had
heard unusual noises in Union Station, which had been locked up, General
Inspector Sfscial Services O'Brien arrived at Union Station at about 1:x+0
p.m. and found Claimants standing at the rear of the truck, the waiting room
window propped up by a
3-4
foot length of pipe, and inside the truck,
5
pieces of marble slab which had been pulled loose from the Union Station
walls.
Claimants' testimony eras that after completing the repairs they had
been assigned to make and loading a water pump onto the truck, they noticed
one window open approximately
2-3
inches. They entered the ticket office
to get a key to enter the Station in order "to check out and examine sane
old radiators that could be used 9.n the outside pit at Radnor", their regular
work site. Claimants stated that there had been discussions prior to this
date between them and their foreman on the need for more heat at Radnor;
hency, their cheek of radiators to supply that need.
Form l Award No.
7955
Page
3
Docket No.
7757
2-L&rr-sM-'
79
Claimants testified they found no one at the ticket office and since
the window in question was already partially open, they raised it further
so as to inspect the radiator right under the window. In doing so, they a:Lso
observed
5
pieces of marble just inside the window, concluded that someone
intended to remove the marble, and decided to put the marble in the truck
to turn it in to a proper Carrier authority. It was at that point that
Inspector O'Brien approached them and discovered the marble inside the truck.
Both Claimants denied entering Union Station. Neither Claimant received
permission to open the window or to remove the marble.
Both at the hearing and in the progress of this case on the property,
the Organization raised a number of procedural issues, which we shall
address first.
1. The organization argues that the claim is allo-vrable as presented
because the Carrier failed to decline the claim within 60 days of its
initial filing. The Carrier retorts that that the claim was never received.
The record shows that on December 20,
1976,
the date Claimants'
dismissal was effective, the organization's General Chairman wrote to Master
Mechanic Harris, the Hearing officer at the formal investigation, protesting
the "way this Investigation was handled. It was not a fair and impartial
investigation for the following reasons:
... ".
The letter requested "that
these men be given another investigation or they be returned to work with
pay for all tune lost". Master Mechanic Harris replied by letter dated
January 25,
1.977,
in which he declined "the request made in your letter of
January 20,
1876".
On December
30, 1976,
the organization's Local Chairman wrote to
Superintendent Sellers. The text of that letter was an exact duplicate of
the General Chairman's letter of December 20 to Master Mechanic Harris.
On March
14, 1977,
the Local Chairman wrote to Superintendent Sellers that he
had received no answer to his December
30
letter and that under the
Agreement, claims or grievances not disallowed within
60
days are to be
allowed as presented. He then stated:
"I did not receive an answer to my claim concerning Mr.
Bradley or Mr. Baugus therefore I would appreciate it
if these men were put back to work at onece with all
pay for time lost,"
On March
16, 1977
Superintendent Sellers replied that he did not receive
the Local Chairman's December
30, 1976
letter and, therefore, was not in
violation of the time limitations.
We thus have a situation in which the Organization's General Chairman
wrote to the 1.-Iaster Mechanic 10 days prior to an identical letter addressed
to the Superintendent by the Local Chairman. In a letter dated June
27,
Form 1 Award No.
7955
Page 1+ Docket No.
7757
2--sM-'79
1977
to Carrier's Chief Mechanical Officer, the General Chairman described
his December
20, 1976
letter as "not an appeal to the hearing but a protest
to the way it was handled and to state my views that it was not a fair and
impartial investigation...".
The Organization's raising of alleged procedural irregularities in turn
engender further questions, which will be touched on briefly. At the first
step of the grievance procedure, the participants are the Local Chairman and
the Master Mechanic. But the December 20,
1976
letter was addressed by the
Organization's General Chaima.n to the Faster Mechanic. The December
30,
176
letter, on the other hand was addressed by the Local Chairman to
Superintendent, rather than to the Master Mechanic. Thus, the Organization's
progressing of the dispute appears not to comply with the prescribed steps
of the grievance procedure.
The Organization further maintains that the General Chaiz^n_an's December
20 letter was not a claim but a protest, and that tree Local Cha-inman's
December 30 letter constituted a claim to which Carrier did not respond
within
60
days ,_and, therefore, the claim should be allowed. Given that the
Local Chairman's December
30
letter is a verbatim copy of the General
Chairman's December 20 letter, we find it difficult to distinguish between
them, i.e., to characterize the later letter as a "claim" and the earlier
one as a "protest".
The Local Chairman's "claim" was made before Carrier's January
25, 1977
reply to the General Chairman's December
20
letter to the Master Mechanic,
management's representative at the first step of the grievance procedure.
Under the rules, appeals to the next step in the grievance procedure may not
be taken before the grievance, claim, or protest has been declined at the
prior step, within the prescribed time limit.
With respect to the charge that the claim should be allowed because
a declination was not given within the prescribed time limit, and Carrier's
assertion that it never received the Local Chairman's December
30
letter,
this Board has been faced in the past with claims by one or the other party
that claims or replies were never received by the party for whom intended.
In similar cases the Board has held that the burden is on the charging party
to show that the claim (or reply) was sent (and received). In the instant
case, we have an assertion that the December
30
letter to Superintendent
Sellers was sent, but no rpoof. We are guided by -the Board's opinion in
Third Division (Supplemental) Award 11505 (Dorsey) which states:
",..
If the addressee denies receipt of the letter then the
addressor has the burden or proving that the letter was
in fact received. Petitioner herein has adduced no proof,
in the record, to prove de facto receipt of the letter by
the Carrier.
The perils attendant to entrusting performance of an act
to an agent are borne by the principal." (Emphasis in original)
Form 1
Award No.
7955
Page
5
Docket No.
7757
2-r&N-sM-' 79
In short, claims are filed when received by the Carrier.
2.
The Organization argues that the charge was not precise nor was
a rule violation cited. A review of the charges, quoted verbatim supra,
reveals that they were sufficient to allow the claimants to prepare a
defense. Claimants were apprised of the precise charges against them with
ropy being furnished their Local Chairman.
The Board has also decided that it :is not necessary that a specific
rule be set out in the notice of charges and investigation. See Third
Division Awards
18903
(Ritter).,
11170
(Coburn) and 114113 (DolnS_ck).
3. The Organization also alleges that the hearing eras not fairly
and 1tTpartlal?.y conducted in that, for example., no employee witnesses were
called; the Organirat:ion's objections were never recorded; the Hearing
Officer denied it the right to use a tape recorder; and the Hearing Officer
allowed Carrier witnesses to read their testimony.
The transcript of the investigation, i.nclu ded in the record before us.,
shows the signatures of both Claimants, the Local Chairman and the General
Chairman.
Both Claimants answered in the affirmative to the question: "Was the
investigation conducted in a satisfactory manner to you?"
The record also contains a letter dated January 25,
1977
by the Hearing
Officer, Master Mechanic Harris to the General Chairman, which addresses
itself, in part, to the calling of witnesses in the Claimants' behalf:
"At
7:00
a.m., December 2,
176,
Vocal Chairman Garland
gave me a. list of people he wanted for witnesses in behalf of
Messrs. Bradley and Baugus. Each of these witnesses was
working on the first sYift on this date. Local Chairman
Garland stated to me that he was 0,9el, sure he would not call
these witnesses to testify. I contacted each of these witnesses
and told each one to stay ready to testify if they were called
to do so by the accused, that I would notify them to come to
the Division Office Building to testify in behalf of Messrs.
Bradley and Baugus.
After all the company witnesses had testified at the
investigation, I made this information known to the accused
and the co~r,~.mittee. At this time I asked the accused if they
were ready for their witnesses to testify and you, at this
time, asked for a. 30-minute recess. Messrs. Bradley and
Baugus stated that they did not want a recess and would like
to maze their statements at that time. At this time I told
Messrs. Bradley and Baugus and the conms.ttee that if they
granted the witnesses aster Messrs Bradley and Baugus made
Form 1 Award No.
7955
Page
6
Docket No.
7757
2-rest-sr.2-' 79
"their statements to let it be known and I would call the
witnesses at that time. After Messrs. Bradley and Bauglzs
made their statements, neither of these men nor the comnittee
asked for these witnesses,"
The Board has held many times that objections as to the fairness of
a hearing rust be made at the hearing, else they are waived. The record
does not reflect that this objection was registered at the hearing, therefore,
it is waived and ca.nriot be heard by this Board.
We find that the Claimants were accorded a fair and impartial investigation
and that they so indicated at the hearing. Accordingly, we find no prejudicial
error adversely affecting Cla.ir°.ants ` rights under the Agreement.
Reduced to its essentials, the Claimants' defense was that they placed
the marble slabs in their trunk because of their belief that someone would
take thetm and they intended to torn over the riarble to an appropriate Carrier
official in order to protect the Carrier's property.
But the defense falls in light of inspector O'Brien's statement at
the investigation, reporting on his conversation with ogre of the claimant;:
"I asked hen what he was going to do with these marble slabs and he said
drat he had planned to use them for his personal use".
The Hearing Officer did not find Claimants' account credible. It is
not the function of this Board to assess credibility or to resolve conflicts
in testimony. To do so :is the Hearing Officer's role. The Board's proper
function in discipline is to
determine
if there was su'astantial evidence to
uphold the Hearing officer's decision; i.e., was there enough evidence, i:4
believed, to support the finding. There was no reason for the claimants to
have the marble slabs. If their intention was to protect the marble from
theft, they could have secured the window and reported the matter to
appropriate authorities. As we have stated before, unexplained possession
of Carrier's property is sufficient evidence to prove wrongdoing.
The offense charged was not trivial but serious, for which dismissal
has often been upheld by this Board.
The hearing and investigation record in this case support a finding
that the Claimants were guilty of the charges filed. The discipline imposed
was cormnensurate with the seriousness of the offense and was not excessive.
The Organization has offered no evidence of probative value to disprove the
testimony of Carrier's witnesses, including an admission by one of the
claimants to inspector O'Brien that he intended to use the marble for his
own use. That admission was not renounced or challenged when the Claimant
testified in his own behalf.
Form 1 ~ A-ward No. 7955
page
7
Docket
No. 7757
2-1&rs-sM-
'79
The Board will not interfere with a decision where there was sufficient
or substantial evidence. We are without authority to upset that decision.
Accordingly., we will deny the claim.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTPUATdT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
-".-
ie_Yia;cie Bxwsch - Adr:mnistrwtive Assistant
Dated
/t,
Chicago, Illinois, this 13th day of June,
1979.