Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No.
8471
SECOND DIVISION Docket No.
8524
2-CR-MA-'80
The Second Division consisted of the regular members and in
addition Referee Herbert L. Marx, Jr. when award was rendered.
( International Association of Machinists and
( Aerospace Workers
Parties to Dispute:
( Consolidated Rail Corporation
Dispute: Claim of Employes:
1. That the Consolidated Rail Corporation be ordered to restore Machinist
James O'Connor to service and compensate him for all pay lost up to
time of restoration to service at the prevailing Machinists' rate of
pay.
2. That Machinist James R. O'Connor be compensated for all insurance
benefits, vacation benefits, Holiday benefits, and any other benefits
that may have accrued and was lost during this period, in accordance
with Rule J-1 (e) of the prevailing Agreement, which was effective
April 1,
1976.
Findings
The Second Division of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act
as approved June
21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
James R. O'Connor, the Claimant, was assigned as a Machinist in the Selkirk
Yard with scheduled hours from
8
a.m. to
4
p.m. on June
16, 1978.
While driving
to work in his own car and after arriving on the property of the Carrier, O'Connor's
automobile became involved in an accident with one of the Carrier's trains on
the property. A fellow employe was in the automobile with O'Connor. Just prior
to the collision between the train and the automobile, the fellow employe sought
safety by jumping from the automobile, but instead, he was killed as a result of
being caught between the train and the automobile and thus run over by the train.
As a result of the incident involving a fatality to one of the Carrier's
employes, the Carrier suspended the Claimant and made him subject to an investigative
hearing on the following charges:
_, t
Form l Award No.
8471
Page 2 Docket No. 8524
2-CR-MA-'80
"L) For--your failure to refrain from conduct which
adversely affected your performance when on June
16, 1978
at approximately
7:55
AM you were involved
in a collision in Selkirk Yard involving an auto
mobile you were operating and Train Buck 15 and
your subsequent arrest for driving under the influence
of alcohol.
2) For your use and possession of alcoholic beverages
and intoxicants on June
16, 1978.
3)
For your failure to operate the motor vehicle in a
safe manner while on Company property at approximately
7:55
A.M. June
16, 1978.
4) For your bringing discredit upon the Consolidated Rail
Corporation by your involvement in a fatality to a
Consolidated Rail Corporation employee at Selkirk Yard,
Tune
16, 1978."
The investigation involved many witnesses called by the Carrier and the
Organization, and it examined all aspects of the incident and the Claimant's
relationship to it in great detail. Although considerable testimony and evidence
was introduced into the hearing concerning matters not directly related to the
Claimant as charged by the Organization, the hearing nevertheless afforded the
Claimant and the Organization the fullest opportunity for defense, and none of
the extraneous material introduced was unfairly prejudicial to the Claimant. The
Board finds that the hearing was conducted in a fair, proper, and exemplary manner.
At the outset, it must be noted that the charges against the Claimant are
of the most serious nature. Through testimony and evidence introduced at the
investigative hearing, facts must be developed to support the charges against the
Claimant if the Carrier is to find the employe guilty of the charges and subject
to disciplinary action. The failure to develop such facts as support for the
charges must result, of course, in a dismissal of the charges and the exoneration
of the Claimant, as provided by the,agreement between the Carrier and the
Organization.
In this instance, the Carrier concluded that the investigative hearing
supported all four of the charges, and the Claimant was therefore dismissed from
service of the Carrier.
Upon careful examination of the entire record, the Board can find no support
for the charges. While full weight must be given to the conclusions which may be
drawn by the Carrier as a result of an investigative hearing, as well as to the
Carrier's discretionary right to impose discipline where guilt is found, the
Board in this instance must intervene with its judgment to find that carrier's
action was arbitrary and without proper foundation in the record.
A review of the charges shows that there are three components involved:
Form I Award No.
8471
Page
3
Docket No.
8524
2 -CR-1HA-'
80
1.
11.00
subsequent arrest for driving under the influence of
alcohol" and "use and possession of alcoholic beverages
and intoxicants on June
16, 1978."
2.
"...
failure to refrain from conduct which adversely
affected your performance" during operation of the
automobile and "failure to operate the motor vehicle
in a safe manner while on Company property".
3. "...
bringing discredit" on the Carrier by "involvement
in a fatality" to a Carrier employee at the Selkirk Yard.
INFLUENCE OF ALCOHOL
The applicable Carrier rule here is Rule
4002,
which states in part:
"Narcotic medication and/or alcoholic beverage must not be
used while on duty or within
8
hours before reporting for duty."
The Carrier's argument is that the Claimant's conduct in permitting his auto
to be hit by the train, showed that he was under the influence of alcohol. The
Board finds this to be pure speculation. As agreed upon by a number of eye
witnesses and the Claimant himself, he came to the first railroad track; stopped;
proceeded to the second track; stopped extremely close to the track. Then the
auto rolled forward slightly, whether due to Claimant's mistaken act or otherwise
was not established. This put the auto close enough to the train for the auto
to be caught by one of the cars of the train and dragged along with the train.
There is no evidence that this occurred because the Claimant was under the
influence of alcohol. As to direct observation, often given great weight in
awards concerning alcoholic consumption, many witnesses from both the Carrier
and the Organization testified that they observed the Claimant after the accident.
No witness testified to any unusual behavior typical of someone who has been
drinking; all found him normal, other than the obvious effect of shock and dismay
following the accident. Police-administered breath test showed the Claimant below
the level of presumed intoxication and the charge of driving while intoxicated
(pending at the time of Claimant's dismissal) was later dismissed. The presence
of an opened bottle of beer in the car was not shown to indicate that the Claimant
had drunk from the bottle. There was no contradiction to his testimony that his
companion drank some beer from the bottle. The presence of unopened bottles of
beer in a cooler in the back of the auto likewise cannot be offered as proof that
the Claimant was in violation of Rule
4002.
OPERATION OF THE VEHICLE
The Claimant was on Carrier property when the accident occurred, but he was
not driving a Carrier vehicle and was not on duty. This has some significance.
All witnesses agreed that the Claimant had stopped his car before reaching the
track on which the train was approaching. This is not a case of a moving vehicle
recklessly entering on to a train track. Witnesses agreed that after the
Claimant stopped the auto, it rolled forward or moved forward, and the tragic
result ensued. Exactly why or how did the auto move forward? There is no
certain answer.
_r _
Form 1 Award No. 8471
Page 4 Docket No. 8524
2-CR-MA-'80
Rule
4394,
quoted in the investigative hearing, states as follows:
"Vehicle driver must stop and determine that it is
safe to cross railroad tracks, even though position of
crossing gates or signals may not indicate that it is
safe to do so."
A reasonable conclusion can be reached that this refers to operation of a
Carrier vehicle. Assume however, that this can be made to include operation of a
Personal vehicle on Carrier property. The Claimant, witnesses agree, did stop
at the crossing. The impact with the train came after the auto rolled forward.
Carrier has failed to provide evidence to show that the Claimant was recklessly
and deliberately culpable in this instance, although he may well have made an
operational error of some kind.
DISCREDIT ON THE CARRIER
As pointed out by the Carrier, the accident on Carrier property did generate
a certain amount of news coverage. Nothing in the evidence suggests, however,
that the image of the Carrier was affected. In the Board's view, something more
than a subjective supposition by the Carrier is required. If the public perceived
a picture of a "drunken" Carrier employe involved in an auto accident, that is
not the employe's responsibility -- but rather the responsibility of those who,
erroneously, made this charge. If the public is disturbed by an auto-train
collision and thus think adversely of the Carrier, this instance was no different ,,~_r
from other similar instances in which blame was not assigned to one of the
victims or participants.
Understandably the Carrier reacted with shock and a deep concern following a
fatal accident on its property taking the life of one of its employes. The
remarkably thorough search to ascertain responsibility for the accident is
commendable. In taking any disciplinary action, however, and particularly under
the circumstances here, specific proof must be forthcoming. If it does not
come forward, the resulting disciplinary action becomes arbitrary, unfair and
unsupportable. As stated in First
Division
Award No. 20 471 (Anrod):
"It is firmly settled in the law of Labor Relations that,
in discipline cases, the burden of proof squarely rests
upon the employer convincingly to demonstrate that an
employe is guilty of the offense upon which his
disciplinary penalty is based. Mere suspicion is
insufficient to take the place of such proof. This
principle is so well established and so universally
accepted in the industrial relations world as to require
no detailed discussion."
A W A R D
Claim sustained. Claimant shall be restored to service and accorded
compensation as specified in Rule J-1.
F orm 1
Page
5
Attest: Executive Secretary
National Railroad Adjustment Board
Award No. 8471
Docket No. 8524
2-CR-MA-' 80
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
By ---~.~' -
emarie Brasch - Administrative Assistant
Dated t Chicago, Illinois, this 8th day of October, 1980.