Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 8513
SECOND DIVISION Docket No. 8257
2-SLSF-Ma-'80
The Second Division consisted of tie regular members and in
addition Referee John B. LaRocco when award was rendered.
( International Association of Machinists and
( Aerospace Workers
Parties to Dispute:
(
( St. Louis-San Francisco Railway Company
Dispute: Claim of Employes:
1. That under the terms of the Agreement, Machinist George Stokes was
unjustly and improperly suspended from the service of the St. LouisSan Francisco Railway Company on May 4,
1978,
and, subsequently,
dismissed June
8, 1978,
for failure to comply with an order by General
Foreman to wear head protection. Mr. Stokes was not allowed due
process, inasmuch as he was not afforded an investigation, as per
Rules
35
and
36
of the controlling Agreement which guarantee this
right when discipline is assessed.
2. That, accordingly, Machinist George Stokes be restored to service with
all pay for time lost, seniority rights and all other benefits
unimpaired, beginning with his improper suspension on May 4,
1978,
and
continuing until this matter is settled.
Findings:
The Second Division of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act:
as approved June 21,
1931+.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute were given due notice of hearing thereon.
Claimant, a machinist with thirty-five years of service, has not worked for
the carrier since May 4,
1978.
On that date, the general foreman told him to
wear protective head gear (either a hard hat or a bump hat). When the claimant
refused, the general foreman placed claimant's time card in the time clock and
punched it out.
In
1971,
the carrier established a mandatory hard hat rule in claimant's work
area. Claimant complied with the rule. Sometime in
1975,
he developed vertigo
and headaches which, according to his doctor, were caused by the hard hat. In
September,
1975,
the claimant gave the carrier a medical note which stated he
could not wear a hard hat. The carrier gave the claimant a specific exemption
from the hard hat rule. Thereafter, for almost three years, claimant performed
his usual duties without wearing either a hard hat or a bump hat. On
may 4,
Form 1 Award No. 8513
Page 2 Docket No. 8257
2-SISF-MA-180
1978,
the carrier began to strictly enforce the hard hat rule and revoked the
exemption previously provided to the claimant. No charges were brought against
the claimant. The carrier advised the claimant to take a leave of absence
(pursuant to carrier Rule J). When no leave of absence request was received, the
carrier formally closed his personnel record on June
8, 1978.
The organization urges us to reinstate the claimant with back pay and all
benefits because the carrier removed the claimant from service as a penalty for
stubbornly refusing to wear a hard hat. Since such removal constitutes discipline,
the claimant was entitled to notice and a hearing before discharge in accord with
Rules 35 and 36. The carrier characterizes the facts in a different fashion.
The claimant, the carrier says, voluntarily disqualified himself from work due
to a physical inability to wear a protective cap. The carrier also contends
this Board lacks jurisdiction to adjudicate the claim because union bypassed the:
initial two steps of the grievance procedure in violation of Rule 34. On the
merits, the carrier asks us to deny the claim because the carrier must strictly
enforce all safety rules pursuant to the Occupational Safety and Health Act.
The organization responds by asserting that the carrier, through its past practice,
is obliged to continue Claimant's exemption from the hard hat rule.
While we are obviously reluctant to dismiss a claim because of a procedural:
defect, dismissal is appropriate where the organization's processing of the
complaint clearly violates Rule
34.
Second Division Award No. 7104 (O'Brien);
Second Division Award No.
4175
(Harwood). If the organization has substantially
complied with the procedure, a minor procedural irregularity will not defeat
the claim. Second Division Award No.
7505
(Marx). Rule 34 mandates that the
grievance be presented (not necessarily in writing) to the foreman and then the
general foreman. The record discloses that the local chairman orally brought the
matter to the attention of the foreman in spite of the latter's denial. Furthermore, because the general foreman punched out claimant's time card, the
organization's vigorous prosecution of the grievance at these lower levels was
futile. Second Division Award No.
3280
(Corey); Second Division Award No.
3138
(Fergeson).
The question of whether the claimant voluntarily disqualified himself from
service due to physical disability without a proper leave of absence or whether
the carrier unilaterally dismissed him is also not so easily resolved. However_
after careful review of all the surrounding circumstances, we conclude the claimant
was dismissed without being afforded notice and a hearing under Rule
35.
Several facts lead us to conclude that the carrier's actions amounted to discipline.
First, the general foreman told the claimant to put on a protective cap which
the claimant refused to do. The claimant's separation from service occurred
immediately after what appears to be insubordination. Second, the claimant was
fully prepared to work on may 4,
1978.
The general foreman prevented him from
working and there is no indication that the claimant voluntarily disqualified
himself; he only refused to use a hard hat. Third, the carrier's emphasis on
the claimant's physical ailments appears to be a pretext. The carrier was
aware of the claimant's condition for three years, yet he was permitted to
work. If the claimant's physical impairment (which remained constant for three
years) was a factor, he should have been disqualified in
1975.
This Board has
allowed the carrier to remove an employe from service due to physical incapacity
Form 1
Page
3
Award No.
8513
Docket No. 8257
2-SISF-MA-'80
as soon as the ailment is discovered. Compare: Second Division Award No. 4582
(Daly) with Second Division Award No.
4174
(Harwood). Here, the carrier knew
of the ailment in 1975 and decided it did not warrant removal from service. So,
the claimant's dismissal constituted discipline resulting from the claimant's
failure to wear a hard hat. Any disciplinary action by the carrier triggers the
claimant's fundamental due process rights under Rule 34. Since he was not afforded
a hearing, the carrier's action was improper. The carrier should have charged the
claimant with insubordination and failure to follow a safety rule and, at the
hearing, presented evidence showing dismissal was warranted. Under the provisions
of Rule 35, if the carrier reasonably believed the claimant had committed a
serious offense, he could have been promptly suspended on
may
4, 1978. While
the Occupational Safety and Health Act may allow the carrier to revoke the
claimant's exemption from the hard hat rule, it does not supercede the Rule 35
hearing requirements.
We need not discuss the validity of the medical excuse, the exemption from
the hard hat rule, the carrier's decision to strictly enforce the safety rule or
the claimant's apparent disobedience of a superior's instruction. These are
issues which would have been resolved at a Rule
35
hearing. From a practical
standpoint, this Board realizes that the same problem may occur when claimant
returns to work. Our decision should not be interpreted to sanction the claimant's
exemption or to prevent the carrier from taking future disciplinary action against
the claimant for refusing to wear a hard hat upon his return. to work.
The claimant shall be reinstated with back pay and full seniority. He
should be compensated at the rate of pay in effect during the time he was out of
service. The claimant's request for overtime, interest and other benefits is
denied. Any earnings from other employment or unemployment compensation
received by the claimant during the time he was.out of service shall be deducted
from the back pay award.
A W A R D
Claim is sustained to the extent consistent with our findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
o marie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 3rd day of December,
1980.