Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No.
8723
SECOND DIVISION Docket No.
8735
2 -S ISF -EW-'
81
The Second Division consisted of the regular members and in
addition Referae Gilbert H. Vernon when award was rendered.
( International Brotherhood of Electrical Workers
Parties to Dispute:
( St. Louis-San Francisco Railway Company
Dispute: Claim of Employes:
1. That the St. Louis-San Francisco Railway Company violated the current
agreement, particularly Rule
35,
when on July
18, 1979
Electrician
Donald L. Cramer was unjustly dismissed from service.
2. That the St. Louis - San Francisco Railway Company further violated
Rules
35, 36,
and 40 by not affording Electrician Donald L. Cramer a
fair and impartial hearing.
3.
That Electrician Donald L. Cramer be made whole because of the improper
action of the St. Louis-San Francisco Railway Company and paid for time:
lost plus twelve per cent (12%) interest with seniority and vacation
rights unimpaired, plus all fringe benefits afforded all other employees
in his class and craft, including insurance and railroad retirement.
+. In addition, three
(3)
hours pay at the rate of one and one-half (1-1/2'.),
and two (2) hours pay at the straight time rate are claimed for
Electrician Donald L. Cramer having attending his investigation from
1:00 P.M. to
6:00
P.m. on July 11,
1979.
5.
Claim for all time loss for being dismissed from service July
18, 1979
through October
30, 1979.
Findings
The Second Division of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act
as approved June 21,
1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute were given due notice of hearing thereon..
Claimant, at the time of dismissal, was assigned to the x+:00 p.m. to 12:00 p.m.
shift as an Electrician at the Springfield, Missouri facility of the Carrier:
t
Form 1 Award No.
8723
Page 2 Docket No. 8735
2-SISF-EW-'81
chi July
2,
1979,
the Carrier, over the signature of Mr. J. H. Hall, directed
the following letter of charge to the Claimant:
"Dear Sir:
Arrange to report to the office of Superintendent
Locomotive shop at 1:00 p.m., July
6, 1979,
for formal
investigation to determine the facts and your responsibility if any in connection with alleged charge that you
were dilatory and indifferent to your duties on June
19,
1979.
It is alleged that at approximately x+:10 p.m., on
June
29, 1979,
you were assigned to cut the leads on
the rear trucks of unit
921,
and that this work was not
completed until after
9:00
p.m. on this date. This is
considered to be far in excess of the normal time to
perform this type work.
You are being charged with alleged violation of Rule
'B' of the Rules, Regulations, Safety Rules and Instructions
Governing Mechanical Department Employes, Form MP-1 Standard,
effective March 1,
1957.
Rule 'B', that part reading: 'Employes who are
... indifferent to duty ... will not be retained
in the service.'
Your personal record will be reviewed in this
investigation.
The duly authorized representative is being given a
copy of this letter."
The investigation was held on July 11,
1979,
and as a result Claimant was
dismissed effective July
17, 1979.
However, on October
22, 1979,
the Claimant
was offered reinstatement without pay for time lost and without prejudice to a
claim for time lost. The Claimant accepted the Carrier's offer on October
30, 1979.
The Carrier argues that the transcript makes apparent that the Claimant is
guilty of the charge. They contend that on the date in question "... The
Claimant delayed commencing his duties for approximately two hours and he took
approximately three hours to complete his duties in connection with cutting out
the rear truck on Unit
921."
Further, at another point in their submission, they
state "... it would appear that the claimant reported for work at x+:00 p.m. and
by exercising various delaying tactics, it was 6:00 p.m. when he commenced
disconnecting the traction motors. He then completed the job at approximately
9:10 p.m., or approximately 2 hours and 50 minutes later, excluding the meal
period from 8:00 p.m. to 8:20 p.m. Such deliberate delaying tactics clearly
reflect his indifference to duty and serve as substantial evidence of his violation -
of Carrier's Rule B.'*
Form 1 Award No. 8723
Page
3
Docket No. 8735
2-SLSF-EW-'81
In support of their contention that the actual time (2 hours and 50 minutes)
involved in cutting out the truck was excessive, the Carrier points to the
testimony of several witnesses. Foreman Tracy testified that "I had worked in
trucks before. It seemed to me like it would take one and one-half to two hours
if you had trouble to cut trucks on a 900." The Carrier also directed attention
to the testimony of Chief Clerk Kleeman who testified that a test developed for
job applicants established that the average time for disconnecting traction motor
leads was 25 minutes per motor. The 900 units have three motors per truck. The
suggestion is that 75 minutes would be a reasonable time to have completed the
task assigned to Mr. Cramer. The test was based on the performance of ten journeymen Electricians.
The Carrier's argument as a whole suggests that the Claimant took approximately
5 hours in total to accomplish a task that should only take
1k
to 2 hours in total
or in other words he was dilatory 3 to 3k hours.
The Carrier, in response to an argument made by the Organization that the
hearing was not a fair one as a result of the conduct of Mr. J. H. Hall, the
hearing officer, made the following statement:
"In Part 2 of the claim, it is alleged that Carrier
violated Rules 35,
36
and 40 by not affording the
Claimant a fair and impartial hearing. A review of
the transcript indicates that on more than one instance
it was necessary for the hearing officer to exert firm
control to prevent the representative and the Claimant from
delving into extraneous details and situations having
absolutely no bearing onihe incident under investigation."
The Carrier also argues that Part 5 of the claim is excessive in that they
cannot be held liable for time beyond the date of their offer to reinstate.
Parts
3
and 4 are excessive, they contend, as there is no contractual support
for interest, fringe benefits or pay for attending a hearing.
The Organization makes several procedural arguments as well as arguments
regarding the merits contending the Claimant is not guilty as charged. Procedurally
speaking, they contend the discipline should be overturned because 1) the charge
was imprecise, 2) the Carrier was intent on ridding themselves of the Claimant,
3) the transcript was not accurate and 4) the hearing officer interfered with
Claimant's representative during the hearing and "further, the investigating
officer took the liberty to inject testimony and hearsay evidence at will
...
and
continued to insert material he thought damaging to the Claimant
..."
In this
connection, they direct the Board's attention to several awards which establish
that "the hearing officer cannot perform in an adversary position as the accuser,
witness, judge and jury."
Regarding the charge, the record shows, according to the organization, that
the Claimant is not guilty. They argue essentially that the Claimant was not
responsible for the delay between x+:00-6:00 p.m., the time at which the task was
started. They account for the two hour delay in starting the job by the following
assertion:
Form 1 Award No. 8723
Page
4
Docket No. 8735
2-SLSF-EW-181
"The foreman stated the ;job was assigned at 4:10 P.M.
yet the Claimant was not assigned to any job by the
Foreman, and he did not locate the Foreman so he could
get the laborer to clean up the drop pit till 5:00 P.M.
It took the laborer approximately one (1) hour to clean
the pit."
Additionally, regarding the time actually involved in the job, the Organization
argues that this cannot be considered unreasonable to a degree necessary to
establish a Rule B violation because of the condition of the motors. Due to the
extreme grease and grime on the motor, it took the Claimant slightly longer than
usual. They strongly suggest in this regard that 2 hours and 50 minutes is not
unusual under the conditions for a mechanic who had only two weeks experience in
this particular job.
The Board will first consider the procedural arguments advanced by the
Organization. In considering the arguments, we find no probative evidence to
support the various arguments. However, we do wish to direct critical attention
to the issue of the conduct of the hearing officer. While in the final analysis
we did not find that Mr. Hall's conduct would justify totally vacating the
discipline, we do wish to point out that his conduct came extremely close to
violating the standards of a fair hearing long established by this Board. It
is axiomatic that a hearing officer should not cast himself in an adversary role.
There is strong evidence that Mr. Hall nearly did so. The one incident during the
hearing that concerned the Board was Mr. Hall's conduct in cross examination of
Electrician Vignesux, a character witness called on behalf of Mr. Cramer. It
seems what had happened was that Mr. Hall felt Mr. Vigneaux's testimony was
irrelevant so as a result he decided to retaliate by introducing his own irrelevant
evidence. While at the same time cautioning Mr. Dodd, the Organization's
Representative, from "bringing things up other than related to the charges"
(presumably such as Mr. Vigneaux's opinion as to Cramer's ability), Mr. Hall
introduced through Mr. Vigneaux a letter Mr. Vigneaux had written critical of Mr.
Cramer's performance. The letter is seen to be totally irrelevant to the charge
in regard to its contents and particularly in light of the fact it was fifteen
years old. The Board can see no purpose in Mr. Hall introducing such a letter at
the hearing and in doing so we think he almost crossed the line between trier of
facts and prosecutor, a role he should not play. His conduct nearly went beyond
a matter of exerting necessary "control" as previously suggested by the Carrier.
The above mentioned exchange is quoted below:
"(Hall) Mr. Dodd, it seems you have evidently called
Mr. Vigneaux as a character witness, is this
correct?
(Dodd) I didn't ask any questions about Mr. Cramer's
character but about Mr. Cramer's ability.
(Hall) Since you desire, we are bringing up something
that really doesn't relate to the charge against
Mr. Cramer, I would like to ask Mr. Vignesux
questions regarding his relation with Mr. Cramer.
Emphasis added
Form 1 Award No. 8723
Page
5
Docket No.
8735
2-SISF-EW-'81
"(Dodd) I take the position that Mr. Vigneaux' testimony
may well relate to the charges.
Q. By Superintendnet I-call
A. By Electrician Vigneaux
Q. Mr. Vigneaux, did you ever find it necessary to write
Mr. Cramer up while you were a forman?
A. If I did I sure don't recollect it.
Q. If you were shown a letter you wrote in your own hand,
would you recognize it?
A. I am sure I would.
Q. Mr. Vigneaux, would you read this letter into the
record and tell me if this is your handwriting and
signature.
(Dodd) Mr. Hall, I object to this matter being brought up.
(Hall) Mr. Dodd, I would exclude it from the testimony and
ask you to refrain from bringing up things other than
related to the charges. (Emphasis added
(Dodd) Read the letter.
(Vigneaux) This letter is a very, very old letter.
(Mr. Vigneaux read the letter)
'Mr. Allison Acct. No.
29425
Don Cramer called and said he would be late.
Don didn't show up for his shift nor did he call in
before the end of his shift which would be 12 Midnight,
to report in for the following shift. He has been late
almost every Mon or Tues nite & twice last month he
didn't show but did report in. I do believe if a man
is going to work for a co. he should proteck (sic) his
job. It's hard enough to get work done with a short
crew let alone not knowing if a person is going to show
or not.
(Sgd.) E. J. Vigneaux'
(Hall) Mr. Dodd, any further questions?
Q. By Representative Dodd
A. By Electrician Vigneaux
Q. In reference to that letter, there is no date, can
you estimate the time which that letter was written?
A. At least fifteen years ago." (Emphasis added)
r a
Form 1 Award No.
8723
Page 6 Docket No. 8735
2-S ISF -EW-' 81
As mentioned previously, while we find the above mentioned conduct of Mr. Hall's
reprehensible, we do not find that his conduct during the hearing as a whole was
improper to a degree that would ;justify overturning the entire proceeding. This
is so because this one incident does not cast a fatal doubt on the nature of the
evidence or the basic overall fairness of the hearing. The Claimant was ably
represented and had the right to produce evidence and cross examine witnesses. We
direct attention to this matter as a serious warning to Mr. Hall and the Carrier
that future hearings should be conducted differently.
In considering the, Claimant's guilt as related to the charge, we find that
he is guilty of violating Rule B but to a degree much less than expressed or
implied by the Carrier in their submission. In this regard we do not find that
once the Claimant started his assigned task at 6:00 p.m. that he was indifferent
at all to his duties and that in regards to the period of time between x+:00 p.m.
and 6:00 p.m. the Claimant was dilatory only for approximately 1 hour instead of
two hours as suggested by the Carrier. For the sake of discussion, we will treat
the period of x+:00 p.m. and 6:00 p.m. and the period of 6:00 p.m. to 9:10 p.m.
separately.
Regarding the period of x+:00 p.m. to 6:00 p.m., we find the Claimant was
justified in not starting his assignment until approximately x+:50 P.m. to 5:00 p.m.
instead of 6:00 p.m. as suggested by the Organization. This means that in the
Board's opinion the Claimant had no reason and cannot justify his failure to
accomplish anything from approximately x+:50 to 6:00 p.m. There is evidence that
the Claimant was unable to start the task of cutting the traction motor due to
unsafe footing as a result of oil on the drop table and because other employees
had not finished their work on the motor. Additionally, there is substantial
evidence to support the conclusion that the Claimant was able to start his assignment by x+:50 p.m. instead of 6:00 p.m. as claimed by the Organization.
In this regard, we observe the following excerpts of testimony by Mr. Whaley,
Mr. Cramer's Foreman, and excerpts from a statement submitted by him.
"Q. You have no knowledge of the pit. In other words,
prior to the job beginning, you didn't inspect the
pits or the job itself to see if the conditions
were right for the job to begin?
A. I did inspect the job to see the trucks on the
locomotive were down, went down and looked at it.
As far as the pit is concerned, I didn't look at it.
The drop table surface did have oil on it."
Emphasis added
And from his statement:
"The machinist and pipefitter started working at approx.
:15 p. and were finished with their part of the truck
removal at approx :50 p.
Form 1 Award No. 8723
Page
7
Docket No. 8735
2-SLSF-EW-181 .
"During the time the other crafts were performing their
work, Elect. Cramer asked me to have floor dry spread on
the drop table surface as it was very oily. I told Mr.
Cramer I would assign a laborer to the drop table and
sent Laborer Gage to do the job. Mr. Gage finished his
assignment at approx. 4:45 p." (Emphasis added
Mr. Whaley also testified that it was approximately x+:20 when Mr. Cramer approached
him, instead of 5:00 p.m. as asserted by Mr. Cramer. This is co aborated by the
testimony of Mr. E. Stroud, General Foreman, who stated that Mr. Whaley approached
him approximately 21.:30 seeking permission to clean the drop table. Also, the
possibility that Mr. Cramer was mistaken about the time that he talked to Whaley
and the time the Laborer finished cleaning is significant. He made several
statements during the hearing such as the following, "I had no special reason to
make a diligent time study," and "there again I am not absolute on the time
because I knew no reason to be."
We also note that Mr. Cramer argued that when the Laborer spread floor dry
the first time (4:45) he missed a spot underneath the center motor and he (Mr.
Cramer) was precluded from starting until 6:00 P.m. when it was taken care of.
In handling this contention we need look only as far as the following testimony
by the Claimant:
"Q. Mr. Cramer, would it have been possible to start
disconnecting other motors while this laborer was
taking care of the floor dry on the center motor?
A. It would have been possible, yes sir
..."
In regard to the period of 6:00 p.m. to 9:10 P.M., however, we cannot find
the Claimant indifferent to his duties. First it must be noted that 20 minutes of
this period is accounted for by the supper break. We are then dealing with a
2-hour and 50 minute period. Regarding this period of time, we do not find that
the Carrier has shown by way of substantial evidence that under the conditions
taking 2 hours and 50 minutes to complete the task o_ cutting out the traction
motors on a 900 series engine was so unreasonable as to constitute being
"indifferent to duty".
The time that it took Mr. Cramer to accomplish the task only exceeded the
maximum time according to the Carrier by 50 minutes, which is not an extremely long
period. There are many reasons in the record to believe that this extra 50 minutes
was necessary and reasonable and not as a result of Mr. Cramer being dilatory.
First, Mr. Cramer testified that the leads were extremely dirty and that it took
time to clean them. He testified:
"Q. Then what did you do?
A. I unhooked the traction motor leads on each end. I
might bring out, this particular 900 was excessively
oily and greasy with a large accumulation of coated
soggy debris around the boots retaining clamps, motor
leads and carbody frame. This necessitated getting
a putty knife to scrape away this accumulation to
Form 1 Award No.
8723
Page
8
Docket No.
8735
2-S1sF-EW-'81 -
"even distinguish one boot from another. I unhooked
the leads cleaning them properly in order to get to
them. I had two motors unhooked before time to eat
at :00 o'clock." Emphasis added
There is nothing in the record that would indicate that this wasn't the case as
there was no testimony from Mr. Whaley or any other Carrier witness that would
indicate anyone but Mr. Cramer made a close inspection of the motors. Further,
there is evidence that would indicate that Mr. Cramer did spend time cleaning the
motor. Foreman Anderson, who supervised the reinstallation of the truck in
question the next day, inspected the truck and testified:
"Q. What work was performed on this unit?
A. They had changed the No. 5 traction motor and the
truck had been cleaned, all leads wiped off. It was
ready to go back."
"Q. The conditions were quite normal, boots in place,
all the clamps were on the boots, boots nice and
clean, brackets all nice and clean.
A. Yes."
Secondly, although it was established that grease and grime on the motors is
normal, Foreman Whaley admitted that the amount of accumulation on the leads
"would probably be a factor
..."
in how long it took to do the job. Further in
this regard, Mr. Stroud admitted on page twenty of the transcript that there could
be
conditions that
would cause the removal to exceed four hours. Also Electrician
Miller testified the time required to change motors varies a great deal, sometimes
up to six hours. His testimony is quite revealing in respect to our conclusion
that 2 hours and 50 minutes is not an unreasonably long period to have accomplished
the task once started.
"Q. By Representative Dodd
A. By Electrician Miller
Q. Mr. Miller, your experience in the truck gang is
quite current. Have you had several trucks come
in under what you call normal conditions, not a
great deal of grease and oil.
A. Hardly any. In other words, where everything went
right, what you consider normal conditions, I don't
think you can say it is normal conditions, every unit
is different, depending on how much drain pipes are
hooked up, some drain pipes are left loose, some are
completely coated with oil and coated with dirt two
inches thick.
Some come
in clean. I have never seen
what I consider normal. Everyone is different.
Q. There are some a lot easier than others?
A. There are come you can take out in one hour, others,
I would say I was proficient in the job, always got
Form 1 Award No. 8723
Page
9
Docket No. 8735
2-SLSF-EW-'81
"it done, there are some you can't pull out in
three hoijrs and there are some you can pull out
in one hour. Emphasis added
Q. What would you consider, everything considered,
the average time for truck removal?
A. Out of what unit?
Q . 900
A. If it was dirty and leads not working, over a
couple of hours, two and a half hours.
Q. I know it would be hard to recall all the trucks
you have done, but, have you ever encountered
conditions on a
900
where it took longer than two
hours to two and a half hours to remove the trucks.
A. I remember a couple of them. I can think of back
last fall, one I worked on it from :00 until after
10:00.
I
had one come in late back in the winter,
we pulled it out. I think they had a man stay
overtime to finish pulling the truck down. The
truck was not out when I left at midnight. It
was on Friday night, they held a man over.
Emphasis added
Thirdly, many mechanical jobs take longer than normally expected. Foreman Whaley
testified:
"Q. You do state there have been times that a job took
longer than you considered should have been taken
with that years expreience.
A. Yes sir, there have been instances where the job may
have taken longer than normally required to perform."
Assistant General Foreman Stroud testified:
"Q. In that length of time, there has been a lot of jobs
that took longer to do than you originally anticipated?
A. Yes."
In sunanary, we find that overall the Claimant was dilatory only for a period
of
a little more than an hour instead of three hours as the Carrier suggests.
Having found the Claimant guilty of something less than what he was charged
with it is the Board's next task to consider whether the quantum of discipline
imposed was arbitrary, capricious or excessive. It is the opinion of the Board
that the maximum discipline for an offense of this nature that could be considered
reasonable by any standard is 30 days. The Board believes that the
98
day suspension
is excessive for several reasons. First, we have already noted that Claimant was
guilty of being indifferent to his duties to lesser degree than argued by the
Carrier. Secondly, the offense, and the degree to which Mr. Cramer is guilty of it,
F orm 1
Page 10
Award No. 8723
Docket No. 8735
2-SLSF-EW-'81
is not extremely serious. Thirdly, a reading of the transcript suggests that,
as previously noted, others have taken longer than normally anticipated in
completing
;jobs and further that discipline i.n not always imposed. Neither Mr.
Strotul or Mr. W]ialey could rcnuiemlwr that d(iring their tenure, 11 years ant] 12
years respectively, anybody lead been c lted for a disciplinary investigation. Thin
suggests that 98 days is excessive discipline for this offense. However, we do
feel that the Carrier would be justified in imposing some discipline. Some
discipline would be justified because Mr. Cramer has had previous discipline
problems and because some of the delay in accomplishing the task was willful on
his part. Further in this regard the Organization did not convince us that the
discipline was wholly unreasonable.
It is the Board's finding that the Claimant should be paid for all time lost
between August
16
and October 22, 1979, inclusive, the date the Carrier offered
reinstatement. The Carrier's liability stops as of the date of their offer to
reinstate. Also, the portion of the claim relating to interest, fringe benefits
and pay for attending the hearing are denied as they are not supported by the
Agreement.
A W A R D
The discipline is modified to the extent indicated in the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
By
S;;b
1-5~;~,
osemarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 27th day of May, 1981.