corm 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No
8016
SECOND DIVISTON Docket No. 699
2-CR-EW-182
The Second DLvi;iLon consisted o1: tiv regular members and in
addition Referee John J. Mikrut, Jr. when award was rendered.
( International Brotherhood of Electrical Workers
Parties to Dispute:
( Consolidated Rail Corporation
Dispute: Claim of Employes:
1. That the action of the Consolidated Rail Corporation (Conrail) was
discriminatory, capricious and arbitrary when they dismissed Electrician
Joseph H. Kruppenbacher from service on April 11,
1979
for alleged
careless and improper workmanship during tour of duty on March
15, I97`,:
2. That accordingly the Consolidated Rail Corporation (Conrail) be ordered
to reinstate Electrician Joseph H. Kruppenbacher to his former position
with seniority rights unimpaired and compensated for all time lost.
Findings
The Second Division of the Adjustment Boai~ci, upon the whole record and all
the evidence, finds that
The carrier or carriers and the employe or employes involved in this dispute:
are respectively carrier and employe within the meaning of the Railway Labor Act
as approved June 21,
1931+.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
On March
15,
1979, Claimant, an Electrician with 10 1/2 year's service at
Carrier's Diesel Terminal, Selkirk, New York, was assigned by his immediate
supervisor, J. Robinson, Foreman Electrical Running Repair, to remove the dynamic
brake grids (resistors) from the "A" side of Engine 2562, As best as can be
determined from the record, said grids consist of six (6) individual units
which
are rectangular in shape; are aligned in a row inside of the locomotive engine;
and weigh approximately
50-60
lbs. each. This particular assignment was necessitated
by the fact that while a repair crew was working on said engine (excessive
vibration in the fan assembly) an air cleaner box which they were attempting to
remove with a crane became wedged against the grids and, according to Carrier,
the
#6
end grid was damaged. Rather than continuing with the operation at that
time, it was decided that the grids needed to be removed by an electrician and
so Claimant was given the assignment.
According to Claimant, when he arrived at the scene and began the assignment
he noticed
teat
"... the Air Box was not being suspended by the Crane..." and
that there were two (2) grids which were broken rather than only one (1) as
Foreman Robinson had indicated. Additionally, Claimant maintains that while in
the process of removing the grids that "... Air Box began to dislodge from the
?Cb3"m
1. Award No. 8916
?-age 2 Docket No. 8699
2-CR-EW-82
point that it was hmS up and completed its fall to the floor of the locomotive ..."
which "caused
damage to the other two dynamic brake grids". At that point Claimant
contends that he removed each of the four (4) damaged grids and dropped them
(° 'set them off°`) over the handrail 3V to 4' onto the platform floor into a
pile. For the remaining two (2) grids which were still in "good condition",
however, Claimant alleges that he set them on the running board, got off the
engine, lifted them from the engine, and then carefully placed th m.on the platform
on top of each other. While in the process of placing these two ?2) good grids
on the platform, however, the weight of the top grid caused a corner of the
bottom grid to break off.
As a result of this incident, which was observed by Carrier's ~ssistant
Shop Manager, Claimant was suspended from service on that same day :and charged
with "(C)areless and improper workmanship during your tour of duty on March 15,
1979 resulting in willful damage to Company material, namely the destruction of
dynamic brae grids removed from Locomotive 2562". Pursuant to an investigatici.i
,which was held on November 21, 1979, Claimant was adjudged as being guilty as
charged and was terminated. Said action is now the basis of the instant: claim.
Organization's basic position in this dispute is that Carrier has completely
failed to grove that Claimant is guilty of the charge of willful damage to Company
materiel and that the resultant termination was discriminatory, capricious and
arbitrary, and thus a violation of Rule 6-A-1(a) of the parties' Agreement. In
support of its position Organization contends that Carrier's evidence regarding
the amount of damage which was initially caused by the Air Box was conflicting
and was based upon hearsay testimony. Additionally, Organization argues that -
Carrier witnesses failed to show that: (1) the brake grids were not damaged by
the Air Box since Carrier officers did twt examine the grids immediately after the
Air Box became wedged in the grids; or (2) that the grids were not damaged beyond
repair as Claimant maintains and that in order to protect himself he dropped
them over the handrail and onto the shop floor when he removed them from the
locomotive.
Continuing on, Organization next contends that the disputed damage to the
grids was not caused by Claimant but instead was caused by the improper removal
of the Air Box by the repair crew. Accordingly, Organization charges that
carrier officers knew that said grids were already damaged and beyond repair as
evidenced by: (1) Foreman Sembrat's failure to act immediately when he heard the
first grid strike the ahOP floor; and (2) Assistant Shop Manager's failure to
intervene when he saw Claimant dropping the fifth of six grids over the handrail
and onto the shop floor.
As its last major area of argumentation Organization charges that Carrier's
removal of Claimant from service pending an investigation was improper and in
violation of Rule 6-A-1(b) because the incident itself was not a major offense
as specified in said rule. Further along this same line Organization also
argues that Carrier's Shop Maaperi.ntendent removed Claimant from .~serwice on tibe
date of March 15, 1979, without even first attempting to ascertain Claimant's
version of the incident.
Form 1 Award No. 8916
Page 3 Docket No. 8699
2-CR-EW-182
The main thrust of Carrier's arguments in this dispute is that
"...
substantial evidence was adduced at the trial to conclusively establish Claimant's
guilt of the offense with which charged and that the Carrier was justified in
imposing the discipline it did". To substantiate the aforesUted, Carrier further
argues that "substantial evidence" is a sufficient quantum of proof by which to
determine an employee's guilt (Consol. Ed. Co. vs. Labor Board, 305 US 197,
229; First Division Award 20519, Second Division Awards 1309, x+753, 6081+, 6372,
639, 6512, 7237 and 7+92; and Third Division Award 5032); and that once having
established such a quantum, the Board may not now substitute its judgement for
that of Carrier (Second Division Awards 6+08, 6525, 6f>66, 7103, 7122,
7?_78,
7363, 7+37, 7+73, 7802, 8130 and 8201), weigh evidence or attempt to resolve
conflicts in testimony or pass upon the credibility of witnesses (Second Divisim=
Awards 5167, 71.8, 7202, 7363, 75+2, 7680, 7812, 7912, 7985, 8207 and 8219).
In addition to the foregoing, Carrier also asserts that Claimant's trial
was fair and impartial; and that Carrier's decision to remove Claimant from
service on the date of the incident pending an investigation was proper and
"... is
not unusual in situations of this kind" (Second Division Award 8027).
Lastly, Carrier asserts that Organization's insinuation that Claimant's hearing
was improper ("ta3ntlW") is an argument which was not raised when the matter
was handled on the property and, therefore, should not be considered by the Board
at this point; and further that Claimant inhioited the initial investigation of
this matter when he refused to explain his actions when questioned by Superintendent
Otty on the morning of March 15, 1979.
Prior to delving into the various merits arguments which have been presented
by the parties in support of their respective positions, there is but one
procedural issue which is deemed to be of consequence in this analysis and that
is the matter of Carrier's removal of Claimant from service pending an investigation. In this regard, Rule 6-A-1(b) specifies that such a removal may be
instituted "(W)hen a major offense has been committed
..."
(Emphasis added by
Board). The instant dispute involves the alleged
"...
willful destractim6n" cf
approximately $1258.00 of Carrier's property, and under these circumstances, the
Board believes that such a type of incident is clearly encompassed within the
category of a "major offense" such as was anticipated by the framers of said
language (Second Division Award 8027).
Turning next to the merits portion of this dispute, the Board, after much
:~t-v'?y
and careful deliberation of the various arguments which have been presented herein,
is of the opinion that Carrier has failed to substantiate the specific charge
which has been brought against Claimant.
Let there be no question that the Board is mindful of the appellate nature
of this body and that its jurisdiction is indeed narrow in cases involving
discharge and discipline. Furthermore, the Board is well aware of the significance
of the many caveats which Carrier representatives have so articulately presented
regarding those instances in which Carrier action may or may not be overturned.
Be that as it may, however, the Board is convinced that Carrier has not produced
evidence of a substantive nature which would be needed in order to support the
specific charge which has been brought against Claimant; and for this reason
Carrier's case must fall.
Fonm 1 Award No.
8936
1=age 1+ Docket No. 8699
2-CR-EW-182
Stated simply, despite Carrier's contentions to the contrary, the record does
not establish that Claimant "willfully damaged" the broke grids either in the
manner or degree as Carrier alleged. While there can be no dispute that
Claimant dropped four
(4)
grids over the handrail and onto the shoe floor after
removing them from Locomotive
2562
on the evening of March 15, 1979, Carrier's
evidence does not in any way disprove Claimant's contention that said grids
were already damaged "beyond repair" prior to his removing them; nor does the
evidence indicate that Claimant dropped said grids with the intended purpose of
destroying them as is indicated in the charge of "willful damage". Indeed it
is Carrier's witnesses' own testimony which leads this Board to believe that
more than one grid was damaged when the 2.000 lb. Air Box became wedged against
the grids and that soma of the grids could have received additional damage
during the removal process itself. If such were mt the case, why would the
evidence show that there were two (2) piles of grids; and, more importantly,
why would Claimant willfully destroy said grids by tossing 5C-60 lbs. of metal
onto the floor knowing full well that other co-workers and supervisors were in
the immediate area?
In this regard the following testimony is most enlightening:
Question by Mr. Wheeler - "Mr. Robinson you :;fated you initially
went with Mr. Sembrat to look at the situation on the 2562?"
Answer by Mr. Rob insan - "Yes."
Q. - "Did you inspect, as is normal standing on the dock?"
A. - "With a flashlight all grids were removed and I made a visual
cheek to see."
Q. - "Standing on the platform outside the engine?"
A. - "I stood on the running board, A side of the locomotive."
Q. - "At that time, was the Air Box raised and wedged into the dynamic
break grids, into the one grid?"
A. _ "Yes."
Q. - Air Box is a rather large piece of equipment?"
A. - "Yes." (Emphasis added by Board).
x- * -x- * Qwestian by Mr. Wheeler - "How did the Machinists remove the Air liox
by crane?"
Answer by Mr. Sembrat - "By crane, it is impossible to take out by _
hand."
Form 1 Award No.
8916
Page
5
Docket No.
8699
2-CR-EW-'82
Q. - "As they lifted the air box became wedged against the
dynamic brake grids, true?
A. - "True." (Emphasis added by Board).
* -x x x -x.-
Question by Mr. Kruppenbacher -"Approximately how far was the air box
still up in the air against the grids when it came down for the
removal?"
Answer by Mr. Sembrat - "Contact was made right
1/6
grid. Told
Machinist to stop so that he was able to get the grids out of
the way.
Q. - "Mr. Sembrat, to the best of your knowledge, when it came
down for the Electrician to remove the Air Box, was it in
fact still in contact with one or more grids on the unit?"
A. - "I don't recall that."
Q. - "Your saying that no part of the air box was in contact with
any grid?"
A. - "Not to my knowledge."
Q. - "To the best of your knowledge, you saw only one dynamic
break grid before your summoned Mr. Robinson, is that true?"
A. - "That is true."
Q. - "In your own words, about how much time did it take for you to make
your inspection before you summoned Mr. Robinson?"
A. - "Visual inspection from the floor."
Q. - "Did it take you one minute or
5
minutes?"
A.
- " 3
minutes."
Q. - "Was the inspection more of an inspection to ascertain any
damage to another grid or was the inspection more to ascertain
the need for the removal of the Air Box?"
A. - "The visual inspection from the floor noted no other breaks in
the grids. Emphasis added by Board).
~ ~- a~ -~ ae
Question by Mr. Kruppenbacher - "Mr. Sembrat, after completing removal
of brake grids was the Air Box any further back to the floor of
the unit in question?"
Form 1 Award No.
8916
Page
6
Docket No.
8699
2 =CR-EW-
' 82
Answer by Mr. Sembrat - "After the removal A side grids another
inspection was made to remove the box but found deterioration
of box. I returned to have B side grids removed." (Emphasis added by Board).
~ -~ -x- -x- ae
Question by Mr. Kruppenbacher - "Mr. Campbell, in the process of
trying
to
remove the Air Box from the Unit, you testified
that to your knowledge one of the dynamic brake grids was
broken in the process. Then,
to
the best of your knowledge,
did you see any other broken brake grids at this time?
Answer by Mr. Campbell - °'No.'° (Emphasis added by Board).
-~
~ ac- ~ -~
Question by Mr. Wheeler - "When you were summoned by Mr. Sembrat
and went over to inspect the engine, you testified that you
looked at the grids, is that true?"
Answer by Mr. Robinson - "Yes."
Q. - "You observed that the Air Box was impailed into one of the
grids and damaged?"
A. - "Yes."
Q. - "Can you recall were these grids mentioned in pairs?"
A. - "No they were not, six in a rcw."
Q. - You have then testified that you glanced over the remaining
grids?
A. - "Yes."
.
Q. - "From the outside of the grids?"
A. - "z looked from the inside too, there is a door."
Q. - "So it is possible there could have been some cracks on the
grids that you could not observe?"
A. - "That is a possibility." (Emphasis added by Board).
The import of the preceding transcript excerpts is significant for the
following reasons: (1) the Air Box, though "impsiled on one grid", was wedged
against several grids; (2) most of the inspections of the grids were made from
the "floor" and then only the first grid was viewed in any great detail, whereas
Claimant removed each grid and inspected them individually;
(3)
the extent of
the difficulty encountered in extracting the wedged Air Box apparently was no _
Form 1 Award No.
8916
Page
7
Docket No.
8699
2-CR-EW-' 82
small matter because the A side grids and later the B side grids both had to be
removed in order to free the unit;
(4)
Carrier's contention that
"...
even if
there had been some previous damage to the grids
...
there was no justification
for the Claimant to have damaged them further by throwing them on the floor",
cannot be considered at this point because said grids, by Carrier's own account,
were damaged "beyond repair" and Carrier, in its argumentation, has failed to
support its position with any rule,poliey or practice regarding the handling or
salvaging of such materials; and
(5)
Foreman Robinson's accounts of his inspection
efforts are not only contradictory, but therein he acknowiedged that other grids
could have been damaged in the manner as Claimant maintains.
Given the foregoing, the Board is of the opinion that Carrier's apparent
failure to consider these areas of argumentation or to accord them any weight
whatsoever when attempting to ascertain Claimant's guilt herein does, in fact,
support Organization's contention that Carrier has failed to prove its specific
charge against Claimant with a necessary amount of substantial evidence. For
this reason, Claimant's dismissal was improper, and, therefore, will be overturned.
Before concluding this matter there are two (2) somewhat related issues which,
because they impact upon the remedy which will be directed, are important and
thus warrant further comment by this Board, 1',.dving determined that there is
insufficient evidence to prove that Claimant was guilty of "willful damage to
Company material", this finding does not fully absolve Claimant from the first
part of the charge which was brought against him -- namely, "careless and
improper workmanship". In this regard the Board notes that Claimant, by his own
admission, did cause damage to two (2) grids when the unsecured Air Box dislodged
from the grids and fell to the floor. Any electrician with 10k years experience
who would work in close proximity to an unsecured, one-ton Air Box or who would
not have sought additional help or informed his supervisors immediately upon
the onset of such difficulties, is indeed guilty of "careless and improper
workmanship". Furthermore, Claimant's admitted refusal to state his defense or
to offer any explanation whatsoever for his actions when questioned by Shop
Superintendent Otty immediately following the March
15, 1979
incident is
inexcusable and, no doubt, exace_-batea the situation thus causing it to escalate
unnecessarily. Regardless of whether the Shop Superintendent first removed
Claimant from service and then asked if Claimant
"...
had anything to say in his
defense" (;a practice which the Board cannot support but which has not been proven
it
the record), such a technicality does not exempt Claimant from his responsiba.=Lit,,to present an explanation of his actions as soon as possible when requested to
do so by his superiors. Most assuredly, at a time when more communication, not
less, was needed in order to help remedy this unfortunate situation, Claimant's
perceived notions of "ferry Mason-like legalistic maneuverings" were not only
misconceived and foolish, but they also were indeed most costly to him.
A W A R D
The claim shall be granted in part and denied in part. Claimant is not found
to be guilty as charged and, therefore, his termination will be overturned with
full rights and benefits restored. However, because Claimant's actions or lack
thereof are deemed to have been partially responsible for the development of this
situation, no back pay will be awarded.
Fvxm 1 Award No.
8916
!-'age 8
Docket No. 8699
2-CR-EW-182
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
_r'
f
By ~ J~-s~(/
:~- osemarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 17th day of February,1982
Iwo