Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No.
8938
SECOND DIVISION Docket No.
8742
2-NRPr-MA-' 82
The Second Division consisted of the regular members and in
Addition Referee Elliott M. Abramson when award was rendered.
( International A330Ciatiou of Machinists and
Parties to Dispute: ( Aerospace Workers
~ National Railroad Passenger Corporation
Dispute: Claim of Employes:
1. That under the current controlling agreement, Machinist Harry Gouck,
Redondo Junc:ion, California, was unjustly dismissed from the service
of the Natioial Railroad Passenger Corporation on January
31, 1979.
2. That accordingly the Carrier be ordered to reinstate Claimant to his
former position with all service rights, seniority and pay for all time
lost from Carrier service retroactive to January
31, 1979.
Findings:
The Second Divisi:m of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act
as approved June 21,
1(334.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
When Claimant reported fc.r work at
7:00
A.M. on January 21,
1979
he requested
he be allowed to leave early in order to pick up his son at a hospital from which
the latter was being discharged. (There is conflict in testimony as to whether
Claimant indicated he had to leave work at 11:00 A.M. or whether he had to leave.
work in time to be at the hospital at 11:00 A.M.) In any event, permission to
leave early was granted. Claimant was assigned to all pick up work which
remained to be done on Unit
521.
The latter task was not completed at the time
of the
9:00
A.M. coffee break and at this time Foreman Hall told Claimant that
when No. 1's power came in he was to underneath lube this unit. The Foreman
testified that at this point Claimant said: "F--- 1's power. I'm not going to
do it." Claimant admits that he said something which indicated recalcitrance
respecting performing this assignment but asserts that it was in the nature of
joking with this Foreman with whom, he testified, he frequently bantered. No.
1's power was due in at about
9:30
A.M. but did not arrive until approximately
10:15 A.M. At this point Foreman Hall paged Claimant over a loudspeaker but
Claimant was still attending to the 521 Unit:. Claimant testified that he did
not hear the loud speaker pages (Foreman Hall testified that there were four of
them) because he was in the ei:gine room of the 521 unit where, as admitted by
Hall, one would not have been able to hear such pages. At this point Foreman
r`:crzn ". Award No. 5938
Docket No. 8742
2-NRPC-Ma--' 82
![all au.' General Foreman Bruno, who Hall had told of Claimant's response to
hall's 9:00 A.M. order to underneath lube No. 1's power, walked toward 521 to
Find
Claimant. Claimant testified that when met by Hall and Bruno he was on his
way
to stet something which he needed in order to finish his assignment on the
`7~,
1
unit.
Claimant also testified that he wished to finish up his work on the
;~::1 before he left to pick up his son,and Hall's testimony acknowledged that
the work on 521 had not yet, then, been finished. At this point General Foreman
Bruno instructed Claimant to perform an underneath lube on No. I's power and
acknowledges that he told Claimant something to the effect that he had 35 minutes
°:o lubricate the locomotive. Claimant declined to do so and said that he was
leaving.
On January 22,
1979
Claimant was charged with violations of Rules I anal K :_n
that he absented himself from his assignment after being denied permission to dso by his Foreman and in that he refused to perform an inbound inspection and
undernQath lubrication as directed by a Foreman. The Notice of Formal Investigat.,~:·,,
;:zicrt -ecited those charges, advised Claimant to report for such investigation on
t)anuarl 26th. Claimant was also suspended from sorvice pending the investigation.
Pursuant to the investigation then conducted. ClaiJitant was advised by notice., dated
January 30th, that he was dismissed from service affective January 31st.
In this case there is no question that Claimint was granted permission to
leave his assignment some~ere around 11:00 A.M. for the purpose of picking up
his son at a hospital, nor is there question that at approximately 9:00 A.M.
Claimant was instructed to underneath lube No. 1's power when it came in. Had
the latter came in at
9:30
A.M., as scheduled, and had Claimant then failed to
underneath lube it, there is no question that Claimant would have failed to follow
a legitimate order of his superior.
However, it is acknowledged that this unit did not come in until approximately
10:15 A.M. The evidence in the record is also consistent with the Claimant, at
this point, being in the engine room of 521 seeking to complete the work he was
there assigned. The record also shows that Foreman Hall admitted that if Claimant
was in the engine room he would not have been able to hear a loud speaker call.
In any event, Hall and Bruno did not, it is acknowledged, speak to him together
until- approximately 10:25 A.M. at which time Claimant was again instructed to
underneath lube No. 1's power. Foreman Hall's testimony acknowledged that
Claimant had not yet completed his work on unit 521 when Hall and Bruno spoke
to him at approximately 10:25 A.M. This is consistent with Claimant not having
sought to yet determine whether No. I's power had come in - not having yet
completed his originally assigned task on 521 he vas not yet ready to begin work
on the underneath lube
job.
Testimony in the record from both supervisors and organization members
indicates that the time for doing the
jobs
which 'Hall and Bruno indicated
Claimant should do at 10:25 A.M. ranges from one half hour to one hour. On
cross-examination Foreman Bruno admitted that if servicing the journal boxes
were included in the interpretation of the task that such task might take 50
minutes. In any event, the minimum time mentioned for doing the
job
was thirty
minutes. It also seems that these time estimates do not include the time which
would have been consumed by Claimant picking up the tools he had been using
Form 1 Award No.
8938
Page
3
Docket No. 8742
2-NRPC-MA-182
to service the 521 emit, sign off the work sheet and move across the yard to a
new work location.
Thus it would appear that taking the interpretation most favorable to Carrier
and according to the minimum possible to do the underneath lube job, viz; 30
minutes, and putting it together with the most favorable interpretation to the
Carrier ae to when Claimant had been given permission to leave viz; 11:00 A.M.,
the Lnstriction he was given at 10:25 A.M. respecting the underneath lube job
was cuttiig it perilously "thin" via a vis; the time at which Claimant had been
granted permission to leave. If time for moving from one job to another as
well as some personal clean up time for Claimant is added in, even cm those
interpretations most favorable to Carrier if Claimant had undertaken to complete
the underneath lube job he would not have been able to get away, at the time
promised, to pick up his son at the hospital. His inability to do so is, of
course, accentuated if any of the above interpretations, most favorable to the
Carrier, are even slightly modified in favor of interpretations more supportive
of Claimant's position.
Additionally, Foreman Br(ino stated that at approximately 10:25 A.M. he
told Claimant that he had
35
minutes to do the lubrication job and admits that
he did not indicate that Claimant could leave at 11:00 A.M. if, by then, Claimant
had not finished the job.
The Carrier asserted that even if it became clear that Claimant would not
be able to leave at approximately 11:00 A.M., if he was to complete the lubrication
job, Claimant would have informed the hospital or his son that he would be
leaving later than expected but would arrive at the hospital sometime before
12:00 Noon. Carrier asserts this would have represented but a minor inconvenience.
Such a characterization seems too glib in a situation where a man has advised
his (presumably) young son that he will be at a hospital at a certain time to take
him home and seems not to accord sufficient responsiveness to the emotional
pressures on both father and son in such a situation.
Thus, in substance, when Foreman Hall and Bruno assigned Claimant the
lubrication job at 10:25 A.M. Claimant was, essentially, put in the position of
knowing that his son was waiting for him at the hospital but being told that he
might not well be able to leave work in time to pick the boy up as scheduled.
In this situation, having been promised that he would be able to leave in
time to pick his son up, and not having been given any contrary indication since
7:00 A.M., when he'd begun work, it does not seem unreasonable that Claimant,
possibly feeling that a supervisor had reneged on his word, in a matter of
importance, chose to leave to insure that he would indeed be able to pick his son
up at. the hospital at the time the son believed he would be picked up.
Carrier asserts various previous Board decisions to the effect that its
determination of Claimant's wrongdoing may not be upset by de novo consideration
by this Board. In Award No. 22711, Third Division the Board stated: "The
principle that we may not substitute our judgment for that of the Carrier when
there is conflicting testimony has been established for many years. Since the
record contains adequate evidence to sustain the Carrier's action
...
The
claim will be denied." Also, in Third Division Award No. 13179, the Board stated:
Orm 7. Award No.
8938
Page Docket No.
8742
2-NRPC-MA-'82
"In discipline cases the Board sits as an appellate forum.
As such our function is confined to determining whether
... the finding of guilty as charged i: supported by
substantial evidence...
We do not weigh the evidence de nrnro. If there is material
and relevant evidence, which ... suppozts the finding of
guilt, we must affirm the finding."
Similarly in Award No. 21442, Third Division, the Board commented: "... our
function in discipline cases is not to substitute our judgment for the Carrier's
..,.
but
to pass upon the question whether, ... there is substantial evidence to
sustain a finding of guilty."
Our problem in this case does not stem from sharply conflicting testimony as
to significant facts. There is, instead, rather a high degree of agreement on
what the important facts are. The problematical aspect of the case arises from
the need to determine an appropriate interpretation to be placed on those
facts. Claimant was charged with absenting himself from his assignment and
refusal to follow instruction:;. However, to meaningfully prove ClaLmant's
wrongdoing, respecting such matters, it is necessary for Carrier to show that
Claimant engaged in such acts unjustifiably; it must demonstrate that Claimant
had a wrongful or "malicious" state of mind when h e refused to follow instructions
and when he absented himself from his assignment. But since given the background
facts, as outlined above, when Claimant refused, at approximately
10:25
A.M. to
perform the lubrication job and essentially left Y,is assignment, he believed he
was acting in accordance with the commitment that Foreman Hall had given him
that he might leave his assignment early so as to be able to pick his son
up
at
the hospital. Accepting that substantial proof of: wrongdoing is the relevant
standard the Carrier did not demonstrate by substantial evidence that when
Claimant engaged in the acts objected to he was acting with the intentionally
wrongful state of mind necessary to proof of- the charges cited against Claimant.
In other words, the Board finds that Carrier has failed to carry that burden of
proof it must meet to be considered to have prove(l, by substantial evidence, the:
charges it brought against Claimant.
For example, in Award No.
6580,
Second DivisLon, Claimant was charged with
failing to perform his duties as lead man since h= did not notify his immediate
supervisor that there were two trailers to be seriiced and inspected for outbound
movement. However, the Board found that Claimant had been informed, shortly
prior to Claimant's leaving work, that these trailers were not to be. load(:d
out that night. The General Foreman had been given information aboilt 30 minutes
after Claimant left that the two trailers were, in fact, to be outbound that
night. In the context of these fact; the Board stated:
"... There is no evidence ... that Claimant knew the trailers
were scheduled for outbound movement... In short the,
transcript of the investigation does no: contain evidence in
support of the charge.
Form 1 Award No.
89 8
Page
5
Docket No, n7P2
2-NRPc-MA-' 82
It is clear and long established. that in discipline cases the
burden of proof Ls on the Carrier and the investigation must
demonstrate clearly that the employee is guilty of the
particular charge levelled against him." (Emphasis supplied)
Also, point to Rule 24 of the Agreement, which in substance, states that
employees may be held out of service pending an investigation only if retention
in service could be detrimental to themselves, another person or the railroad,
the organization had contended that Claimant should not have been held out of
service, pending investigation, since his actions, even as interpreted by Carrier
supervisors, did not demonstrate him as detrimental in the sense that Rule 24
requires. This could well 1zave been a point well taken even had the substantive
charges against Claimant themselves been upheld. But as we do not sustain the
charges themselves then surely suspension pending trial of them was improper.
Consequently Claimant should be reinstated to his former position with all
fringe benefits, e.g. vacation rights, insurance and pension payments that would
have been accorded him had he never been suspended and dismissed. He should also
be fully compensated for any difference between the wages he would have normally
earned during the period in which Le was suspended and dismissed and any wages
he in fact earned during that period.
A W A R D
Claim sustained.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
W .
By
J~
~.~'
,,.~`bsemarie Brasch - Admin strative Assistant
~'Dated~at Chicago, Illinois, this
3=
d day of March, 1982.