Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No.
8946
SECOND DIVISION Docket
NO.
8859
2-SPT-CM-'82
The Second Division consisted of the regular members and in
addition Referee Elliott M. Abramson when award was rendered.
Brotherhood Railway Carmen of the United States
Parties to Dispute:
~I
and Canada
( Southern P;tcific Transportation Company
Dispute: Claim of Employes:
1. That the Southern Pacific Transportation Company (Texas and Louisiana
Lines) violated the controlling agreement, particularly Rules
19
and
when Temporary Promoted Carman J. E. Underwood was unjustly suspended
from Carrier's service following i-avestigation held on August
29, 1979.
2. That accordingly, the Southern Pacific Transportation Company (Texas
and Louisiana Lines) be ordered to compensate Temporary Promoted Carman
Underwood in the amount of ninety-six hours
(96')
at passenger car
welder's rate of
9.33
per hour commencing September 4,
1979,
and
,:ontlftiipg through September
19, 19'71'
and that this unjust suspension
he striken from Carman Underwood's personal record and that he be
allowed these twelve (12) days toward his apprenticeship.
Findings:
The Second Division of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act
as approved June 21,
1934.
This MvUion of the Adj;istment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
In this case Claimant was, pursuant to letter dated August 23,
1979,
charged
with being absent from his assignment on July
18, 1979,
August 20,
1979,
August
22, 1979
and August
23, 1979
in possible violation of Rule 810 of the General
Rules and Regulations: "(Employes) must not absent themselves from their
employment without proper authority". This letter of charges, sent by certified
mail, was receipted for by Claimant's wife on August
21+, 1979.
It advised that
an investigative hearing would take place on August
29, 1979.
Claimant did not
attend this hearing and it was held in his absence, on that date, over the
protest of the Organization representative that the hearing was not a fair one,
as required by Rule 34, since Claimant was not present to defend himself against
the charges made. Pursuant to the results of this hearing Claimant was advised,
by letter dated September
6, 1979,
that he was being suspended from service for
15 working days.
t~c,~:~ 1 Award No.
13946
Page 2 Docket No.
8859
2-SPT-CM-182
As indicated, one of Organization's arguments in this matter is that the
fair hearing mandated by Rule 34 was not accorded Claimant since he was not
present at the hearing to defend himself and confront his accusers but despite these
facts, the request for postponement of. the hearing, made by the Organization
representative , at the August 29th hearing, was not granted. The Organization
contends that Claimant was ill on August 29th and that is the reason he was not
in attendance at the hearing. As evidence to this effect, it points out that
Claimant was marked off sick on August 27th and August 28th (as well as having
been off from work on August 20th, 22nd, and 23rd, with someone calling in, on
his behalf on August 21st and August 24th and August 27th, to report Claimant was
ill) and points to a physician's note, dated August 31st, 1979 reading: "(Claimant)
has been under my care and remains (sic) up to the present time."
There are two problems with this note; one procedural, the other substantive.
The first relates to its admissibility for consideration, by this Board, at
this stage of the proceedings, since this note is not a piece of evidence that
was presented at the hearing. It was not presented to Carrier representatives
until Claimant brought it to work on a morning several days subsequent to the
date on which the hearing transpired. Carrier's natural contention is that such
material, is not something which may be taken into account by this Board
-I.n
its appellate capacity as we should be confined, strictly, to evidence contained
in the record of the hearing, itself. It is unnecessary to pass on this procedural
point because, substantively, the note will not stand for or establish tho position
urged by Claimant in reliance on it. This is because the note says, as such,
absolutely nothing about Claimant's ability to have appeared at an investigative
hearing on August 29th. Indeed, other medical documents suggest that Claimant
was ambulatory in that visits to the office of the physician who wrote the note,
on August 27th, August 28th, August 30th and August 31st, for diagnostic tests,
are indicated. It is especially curious that if the Claimant sought a testimonial
from his physician designed to support his failure to ;attend the August 23th
hearing specific reference to his indisposition on August 29th, which would
disable Claimant from attending a short hearing would seem to be accountable
for only on the grounds that the physician, stating things accurately could not
aver that Claimant was not sufficiently ambulatory, on August 29th, to have
conveniently attended a hearing. Hence, the somewhat vague language about
Claimant being "under my care up to the present time". Being under a physician's
care is quite consistent with an individual carrying on all other normal activities,
over an extended period of time, while he periodically visits a physician's office
for analysis checking, diagnosis, etc., in regard to a given problem or condition.
In any event, neither Claimant nor his representative requested a postponement
of the hearing prior to the latter actually commencing. Given the facts of the
situation this must certainly be considered irresponsible behavior on Claimant's
part. There is no indication from the record of the hearing that Claimant, even
in the slightest way, indicated to his representatives, prior to the hearing
date, that he should appreciate a postponement. (A Carrier official asserted, in
a post-hearing letter, that had a t are~8rat been requested it would hav!
been granted.) Only at the hearing, itself, once Claimant's Organization
representatives saw that Claimant was not going to be present, was a request
for post voiced. Thus we have a Claimant who, receiving notice on
August 7th that he was being charged with unauthorized absences from his
assignment on
July 18th, August 20th, August 22nd and August 23rd, does n(,t have
Form 1 Award No. 8 16
Page 3 Docket No. f ?59
2-S PT--CM-' 8?
responsibility to ask or cause his representativ,,·.s to formally request a postponement of the August 29th hearin;; he's instructed to attend, in such August 24th
notice, purportedly because he is too ill to do so. This is certainly not
conduct, in the context of one who's been notified that he'll have to defend
against a charge of unauthorized absences, which can elicit much sympathy or
response from an independent, impartial observer. There is much authority to
the effect that a Claimant who acts so cavalierly, respecting attendance at a
hearing or requesting a postponement of the latter, is acting very much at his
own peril.
For example, Award No. 2925, Second Division, involved a case in which
Claimant alleged that the hearing was held precisely at a time when, to Carrier's
knowledge, tent could not attend. Thus the charge of unfairness by the
Carrier was stronger and more sharply defined than in the instant case. Nevertheless, the Board found that the rule comparable to the one cited here by the
Organization, requiring a fair hearing for a Claimant, does not make the presence:
of the Claimant at the hearing itself, mandatory.
Similarly, Award No. 5987, Second Division, stated:
"When Claimant failed to appear at the hearing
...
after having
been properly served with notice, he acted at his peril; and
Carrier's proceeding with the hearing in his absence was not a
denial of duo; process."
Also,in Award No. 1334, Seconc' Division, the Board commented:
"...
(it) can(not)
...
be inferred from the terms 'fair
trial' (that)... the actual presence of the respondent:
(is) mandatory, provided, as here, adequate notice and
opportunity for appearance was provided."
Thus, we must conclude that the conduct of the investigative hearing in
Claimant's absence, after he had received due notice to attend at the appropriate:
time and place, without a request by Claimant, prior to the hearing's commencement,
for postponement of the hearing did not deprive Claimant of that fair hearing
which he is vouchsafed by Rule 34.
As to the merits of whether Claimant was appropriately disciplined for the
four days of unauthorized absence with which he was charged, and which was
documented by evidence presented at the hearing, again a prior procedural
question is raised. The organization seeks resort to documentory medical evidence
which it brought to Carrier's attention, under cover of letter of September 25,
1979, almost a month after the hearing was held, to prove that Claimant was
indeed ill on some of those days when he was charged as being "AwOZ". Carrier
resists reference to such material on the grounds that it is impermissible for
this Board to consider any evidence not directly introduced into the record of
the investigative hearing itself.
It may be that this latter position, in these premises, smacks too
much
of a vicious circle type formalism in that it involves Carrier in asserting
L'~-~:;r
'1. Award No.
8946
"age ~a- Docket No.
8859
2-S PT-CM-' 82
that Claimant received a fair hearing at which he was not present to defend
himself, because of his irresponsibility in not being there or making provisions
for having it postponed, and that Claimant is also denied, later, the
right to
present material relevant to the merits of the case respecting which he was
irresponsible for not taking care
of at the
hearing.
Such an approach results in
Claimant losing an opportunity to address the merits at the hearing and also,
thence forward, being shut off from introducing evidence which tends to defend
against those charges which went undefended by Claimant at the hearing. It may
be thought to endorse form too staunchly over substance.
However, in this case, the Board need not decide the propriety of such a
procedural posture. This is so because relying only on evidence introdvced at the
hearing the Board finds that Claimant was guilty of some of the offense charged,
but not guilty of the total charge. At no point, either at the hearing, or
subsequent thereto, has reference been made to any evidence which would tend to
suggest that, regarding his absences, from his assignment, on July 18th or
August 20th, Claimant complied with the requirements of Rule
19
which dictate
that when an employee is unavoidably kept from work he will notify his Foreman as
early as possible. However, at the hearing itself a Foreman who testified,
admitted that on August 21st, August 24th and August 27th calls were made on
Claimant's behalf to advise that he was ill or under a doctor's care and
would not be in to work. Indeed, in specific, the Foreman acknowledged that the
woman who called on August 24th stated that Claimant had a stomach virus and would.
be In
to
. e .ametim
next week.
This pattern of behavior indicates that Claimant felt that a call to say
he was i11 on Day 1 and was ill in such a manner as to be able to then advise
that neither would he be in to work on Day 2, or perhaps, even Day
3
complied
with the requirements of Rule 19 as to advising, as early as possible, when an
employe knows he will not be able to fulfill his assignment. And, indeed, it i;
Organization's argument that there is nothing in Rule
19
which specifically
requires a call to a Foreman on the day an employee will be urable to work as
opposed to a call regarding a day as to which the employe knows he will not be
able to work. And this does appear to us a reasonable interpretation of Rule 1~,.
For, surely, common experience makes it clear that there are certain types of
reasons which disable an individual from working which s/he knows will so disable
him for, at least, several consecutive days. If an employe knows he has a "flu",
of a type which he occasionally contracts, and he knows that it has always taken
this type of affliction 4 or
5
days to run its course with him, there seems
nothing inconsistent with the rationale of Rule 19 when such an employe calls up
on a given date and advises that he will not be at work for at least the next
two days as well as the day of the call. (S)he might also, then, say that if
still not well on the fourth day (s)he'll call again.
This seems to have been the type of pattern Claimant followed as in the
August 21st - 27th period, calls on his behalf were made every several days. Thus
although there is no "hard" clinching evidence to this effect it might be
considered, depending on exactly what was said in that the call of August 21st
"covered" the absences of August 22nd and 23rd. There is reason to believe that
Claimant felt he was ill with more than something like the one day "blahs" since
beginning on August 27th and continuing through August 30th documentary evidence
to which it is difficult, Carrier's arguments regarding confinement to the
investigative record, notwithstanding, for the Board to be blind, shows that
Form 1
Page
5
Award No.
8946
Docket No.
8859
2-SPr-CM-'82
Claimant underwent-a rather extensive battery of diagnostic tests which cost him
in the several hundreds of dollars. (It is interesting to note, in view of the
phone call on Claimant's behalf which mentioned a stomach virus, that these tests
included a "G.I." series.
Admittedly, this does not unequivocally demonstrate that on August 21st
Claimant definitely felt he would not report to work on immediately succeeding
days and so had his Foreman advised. On the other hand, there is no clear
evidence as to exactly what was said in the August 21st call and certainly no
evidence concretely contravening the possibility that the Foreman was then
advised that Claimant would not report to his assignment for several days.
There is also something mentioned about the person who made the call for
Claimant having the name of a Foreman to call other than the one who actually
took one of the calls. In any event, Claimant had been employed for approximately
one year when he was charged in this matter and there is no indication that he
had theretofore been disciplined in any way. Consequently for the reasons given,
and in the context outlined, it is felt that Claimant may have failed to comply
with the requirements of Rule 19 respecting only two of the four absences relative:
to the charges against him and that a fifteen day suspension, with the concomitant:
substantial pay loss it represents to a Claimant: such as this one, is too severe
a penalty. It would seem that a five day suspension would have been adequate,
to get the message across for a first time offender, who had failed to call in
to report off on two days, that faithful compliance with the spirit of Rule 19 is
required of employes.
A W A R 1)
Claim sustained, but only to the extent that. Carrier compensate Claimant for
all those working days in excess of five, on the basis of an eight hour day and
an hourly wage rate of
9.33
per hour, during which Claimant was suspended,
pursuant to the above mentioned, letter of September
6, 1979
in which Carrier
advised Claimant that he was being suspended for fifteen working days. Additionally;
there should be allowed toward Claimant's apprenticeship (if such allowance is
still relevant) the same number of days in excess of five for which Claimant was,
in fact, suspended as a result of such letter.
NATIONAL. RAITROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: Executive Secretary
National Railroad Adjustment Board
osemarie Brasch-A ministrative Assistant
Dated at Chicago, Illinois, this 3rd day of March,
1982.