F orm 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 9051
SECOND DIVISION Docket No. 9320
2-WT-CM-'82
The Second Division consisted of the regular members and in
addition Referee Herbert L. Marx, Jr. when award was rendered.
( Washington Terminal Company
Parties to Dispute:
( Brotherhood Railway Carmen of the United States
( and Canada
Dispute: Claim of Carrier
That the current agreement particularly Rule
18
was not violated when
on May 14,
1979
Carrier invoked .the terms and conditions of Rule
18
and
dropped Claimot Marvin A. Scroggins from the rolls and seniority
roster of the Washington Terminal Company, which termiriAtion went
uncontested by the Organization and Claimant Scroggins until March
2,
1981.
Findings:
The Second Division of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act
as approved June 21,
1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
This is a Carrier-initiated claim seeking an Award by the Board in reference
to its action on May
14, 1979.
Such action invoked Rule
18
of the agreement
between the parties and dropped Marvin Scroggins from the Carrier's rolls and
seniority roster. Rule
18
reads as follows:
"RULE
18
ABSENCE FROM WORK
In case an employee is unavoidably kept from work he will not
be discriminated against. An employee detained from work on
account of sickness or for any other good cause shall notify
his foreman as early as possible, by telephone, telegraph,
messenger, or by United States mail. Employees absenting
themselves for five
(5)
days without notifying the management shall be considered out of service and dropped from
the rolls and seniority roster unless a justifiable reason
can be shown as to why notice was not given, or sent in.
Form 1 Award No.
9051
Page
2
Docket No.
9320
2-WT-CM-'82
An employee who is absent from work for any cause and has
not arranged for a definite time to resume duty, will not
be permitted to work except on approval of ranking officer,
unless he gives his foreman notice of his intention to
report for duty at least one hour before the expiration of
the regular quitting time of the shift on which he is
employed, on the day previous to the day on which he intends
to report for work. When unable to comply with the above
provisions, the employee must give a reasonable excuse for
his inability to do so, to the ranking officer before being
allowed to return to work."
Before considering this claim, a brief review of previous proceedings is
in order. Scroggins was dismissed from service by the Carrier on.June
9, 1977.
As a Claimant, and acting through the Organization, Scroggins processed a claim
protesting his dismissal. Such claim reached the Board in proper order. The
Board acted in this matter on March
28, 1979
through the issuance of Award No.
7876.
The Award sustained the claim to the extent that penalty was changed from
dismissal to a 60-day disciplinary suspension, after which the Claimant was to
be "reinstated and compensated for net loss of wages".
In compliance with the Award, the Carrier initiated steps on April 4,
1979
to process the Claimant's reinstatement.
It developed (unknown to the Board at the time of rendering its Award)
that the Claimant had been in jail for a portion of the time between his dismissal
and the Board's direction for reinstatement. A dispute arose between the Carrier
and the Organization as to whether the Award entitled the Claimant to back pay
covering those periods he was in jail.
The matter was brought to the Board for an Interpretation, by action of the
Carrier on April
30, 1979.
On January
28, 1981
the Board issued an Interpretation
in which the Board found, based on the facts presented to it, that the Claimant
"is not entitled to 'net loss of wages' for pe=iocls of time he was incarceratzd
or otherwise unavailable for work, since no 'loss' of wages is involved".
According to the Carrier, payment of lost wages was made to the Claimant for the
time following the 60-day disciplinary suspension to cover such subsequent
periods as Claimant was not incarcerated.
Consideration now turns to what occurred as to reinstatement under the
terms of Award No.
7876.
As noted above, the Carrier wrote to the Organization
on April 4,
1979,
asking the Organization to notify the Claimant of his reinstatement, subject to processing and a medical examination. The Carrier states
without contradiction that this is the normal and accepted method of such
notification.
The Claimant did not report for such reinstatement processing. On May 14,
1979
-- more than a month later -- the Carrier wrote to the Organization, noting
that both the Carrier and the Organization now "have knowledge that Claimant is
presently incarcerated in Baltimore, Maryland, for a parole violation". The
Carrier further stated in its letter that Scroggins would be "formally terminated
in accordance with Rule
18"
since he had failed to report upon being offered
reinstatement.
Form 1 Award No.
9051
Page
3
Docket No.
9320
2 -WT -CM-' 82
The Board notes here that _a new matter has arisen. In compliance with
Award No.
7876
and its Interpretation, the Carrier had made payments to the
Claimant for appropriate net loss of wages and had offered him reinstatement
of employment. The new matter is whether, upon the Claimant's failure to return
to active employment for a period of more than a month after such was offered,
the Carrier may properly terminate him from its rolls and the seniority roster,
as it in fact undertood to do on May
14, 1979.
The Organization was clearly put on notice in reference to such action.
It responded on June
18, 1979,
stating that the Claimant's termination under
Rule
18
was "improper and unacceptable". The Carrier avers that it did not
consider such letter as the initiation of a claim by the Organization under the
established dispute resolution procedure and thus made no reply.
Nothing further developed until December
30, 1980,
when the Organization
again wrote to the Carrier, stating that the Claimant was "now ready to return
to work" (emphasis added) and requesting "compliance" with Award No.
7876
or
otherwise to "arrange a conference". On January
9, 1981,
the Carrier's Manager
responded, reiterating the Carrier's stance in its May 14,
1979
letter and
repeating that the Claimant was "dropped from the rolls and seniority roster".
On March
17, 1981
the Carrier notified the Board of its intention to file
a submission on the claim as stated at the head of this award. Such submission
was made, together with a responding submission from the Organization, and the
matter is now before the Board for resolution.
The claim is procedurally out of the ordinary. It is, first of all, a claim
by a Carrier to seek, in effect, a declaratory judgment that its action on
termination of Scroggins under Rule
18
was not in violation of the current
agreement. The position of the Organization has bean not to file a claim against
the employe's termination, but rather to insist that Award No.
7876
has not been
executed properly by the Carrier. The dispute is nevertheless a genuine one, and
the Board does not find it so procedurally deviant so as to prohibit a finding
on the merits. The parties have exchanged their views at the highest level and
remain in disagreement. The Board will thus not dismiss the matter on procedural
grounds.
The Board finds, first, that the Carrier fully complied with Award No.
7876
and its Interpretation, through its payment of wage loss and timely offer of
reinstatement.
The Carrier then took a termination action based on the employe's failure to
report for reinstatement within a reasonable time, given the known fact that he
was then incarcerated. As noted above, for this to be disputed by the employe
and the Organization is a new claim, quite separate from that resolved in Award
No.
7876.
The employe's failure to report for work when called for reinstatement need
be treated no differently than if an active employe failed to continue to work
because of incarceration in jail. While there may be exceptional circumstances,
awards of this Board have frequently held that failure to work because of being
Form 1
Page 4
Award No. 9051
Docket No. 9320
2-WT-CM-'82
confined to jail owing to the employe's acts is not conduct which need be excused
or for which the Carrier need maintain the employment relationship. In this
instance, the employe not only was unavailable for work (due to being in jail)
at the time of his reinstatement, but continued to be unavailable for the next
18 months (according to the Organization's December 30, 1980 letter).
The Board finds no basis to fault the Carrier's action in terminating from
its rolls an employe unavailable owing to his own acts over such an extended
period.
A WAR D
Claim of Carrier is upheld.
Attest: Executive Secretary
National Railroad Adjustment Board
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
By-
L~
emarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 21st day of April, 1982.
LABOR
MEMBER'S DISSENT TO
AWARD NO. 9051,
DOCKET NO. 9320
(Referee Herbert L. Marx, Jr. )
The Labor Organization members of the Board hereby
dissent to the decision and Award issued by the majority
of the Board (Referee Herbert L. Marx,Jr.) on April 21,1982.
The principal basis for this dissent is that the dispute
arising from the claim of the Carrier was not handled in
the normal manner on the property of the Carrier, up to
and including the Chief Operating Officer of the Carrier
designated to handle such disputes. As a result, the claim
should have been dismissed.
Section 3, First (i) of the Act requires that disputes
regarding the interpretation or application of agreements
concerning rates of pay, rules, or working conditions
"...shall be handled in the usual manner up to and including
the Chief Operating Officer of the Carrier designated to
handle such disputes; but, failing to reach an adjustment
in this manner, the disputes-may be referred by petition
of the parties or by either party to the appropriate division
of the Adjustment Board ...." The Board's Rules of
Organization and Procedure, issued as Circular No. 1,
October 10, 1934, contain a similar provision which
precludes the Board from considering any petition that
has not been handled in accordance with the parties
agreement and the customary procedures on the property
of the Carrier.
In this case, the agreement between the Carrier
and the Labor Organization representing the employees
details certain steps that must be followed before a
petition may be entertained by this Board. Specifically,
like so many other agreements in the railroad industry,
this agreement provides that an investigative hearing
should be conducted by the Carrier in the event an
employee is subjected to discipline or adverse action.
If the dispute is not satisfactorily resolved at the
hearing stage, successive conferences or negotiations
must be held between various Union and Carrier Officials.
If the highest Carrier representative designated to handle
such matters finally disagrees with the Union's position,
the matter may then be submitted to the Board for review.
2 -
It is undisputed that these contractual procedures
were not followed by the Carrier here. By letter dated
May 14, 1979, the Carrier informed the organization that
it was relying on Rule 18 (Absence from Work) of the
agreement to drop Mr. Scroggins from the seniority roster
and effectively terminate his right to employment with
the Carrier. On June 18, 1979, the organization replied
and pointed out that the Carrier could not properly
invoke Rule 18 to eliminate Mr. Scroggins' employment
rights. In addition, the Organization emphasized that
under the Board's Award No. 7876, Mr. Scroggins was
entitled to reinstatement because of the Carrier's
wrongful discharge of him in 1977.
The Carrier did not respond to the Union's communication
nor did it attempt to advance the matter through the disputeresolution procedures. On December 30, 1980 when
Mr. Scroggins had completed his drug rehabilitation program,
the Union sent a letter to the Carrier indicating that
Mr. Scroggins was available and ready to return to work
consistent with Award No. 7876. By letter dated January 9,
1981, the Carrier reiterated its position that it had
dropped Mr. Scroggins from its seniority roster and that he
would not be reinstated.
- 3 -
On January 28, 1981, the Board issued Interpretation
No. 1 to its Award No. 7876 which plainly provided that
Mr. Scroggins was to be reinstated upon a showing that
he was available for work after the completion of his
period of incarceration. Instead of reinstating Mr. Scroggins,
the Carrier notified the Board on March 17, 1981 of its
intention to file an ex parte submission with-the Board
requesting an advisory opinion that its action under Rule 18
was proper and that it was, therefore, relieved of any
obligation to Mr. Scroggins.
It is uncontested that prior to its ex parte submission
on the Rule 18 question, the Carrier did not hold an
investigative hearing as required by the parties' agreement.
Moreover, the Carrier did not hold or participate in the
successive conferences designed to reach a negotiated
settlement of the dispute. Rather, when it was faced with
the clear duty to reinstate Mr. Scroggins under the Board's
Award No. 7876, as interpreted, it devised the scheme of
directly pursuing an ex parte petition with the Board
seeking approval of its action against Mr. Scroggins under
Rule 18. In these circumstances, it is clear that the
Carrier has failed to handle this dispute pursuant to the
long-established procedures in the applicable agreement.
- 4 -
In the past, when the Board has been confronted with
similar efforts to bypass the requisite procedures contained
in the collective bargaining agreement, it has consistently
dismissed such petitions for failure to satisfy Section 3,
First (i) of the Act and the Board's regulations. See,
Second Division Award Nos. 5246, 6073, 6293, 6992 and 7490.
Indeed, in Award No. 22366, the Third Division of the
Board was presented with an identical attempt by another
Carrier to sidestep the mandatory procedures on the property.
In dismissing the petition, the Board held:
The language of Section 3, First
(iM,
of the
Railway Labor Act and the Regulations of the
National Railroad Adjustment Board (Circular
No. 1, October 10, 1934), require full
compliance with the procedures set forth therein
governing the process of disputes on the
property before being submitted to the National
Railroad Adjustment Board for adjudication.
The record before the Board clearly indicates
that the claim involved herein was not handled
on the property between the parties in the
manner contemplated by the Railway Labor Act or
the National Railroad Adjustment Board.
Therefore, the claim is dismissed.
The Board's rationale in Award No. 22366 is
fully applicable here.
- 5 -
In summary, in upholding the Carrier's claim in
this case, the Board has contravened the requirements
of the Railway Labor Act, as well as its own regulations.
By accepting the Carrier's petition, the Board also
exceeded its jurisdiction. Accordingly, the Labor
organization members have no alternative but to dissent.
Labor Organization Members
J. C. Clementi
M. J. gen
D. A. Hampton
//J. A. McAteer
11P.
a.
4/44;2"
R. A. Westbrook