Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 9165
SECOND DIVISION Docket No.
9245
2
-CMS t P&P-EW - ' 82
The Second Division consisted of the regular members and in
addition Referee Albert A. Blum when award was rendered.
( International Brotherhood of Electrical Workers
Parties to Dispute:
( Chicago, Milwaukee, St. Paul and Pacific Railroad Company
Dispute: Claim of Employes:
1. That the Chicago, Milwaukee, St. Paul and Pacific Railroad Company violated
the current agreement when it unjustly dismissed Electrician Helper John
Erkins on September
24, 1970,
for alleged failure to protect his assignment
and subsequently reinstated Electrician Helper John Erkins on January
28,
1980
without compensating John Erkins for all lost wages and benefits.
2.
That the Chicago, Milwaukee, St. Paul and Pacific Railroad Company be
ordered to make Electrician Helper John Erkins whole by compensating
him for all lost wages and benefits during the period commencing with
September
24, 1979
and ending with January
28, 1980.
Findings
The Second Division of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act
as approved June
21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
The Claimant, Electrician John A. Erkins, was dismissed from service for
absenteeism, tardiness and failure to protect his assignment on September
24,
1979.
He had entered the service of the Carrier on March
3, 1978.
The Claimant was
reinstated on January
28, 1980
on a leniency basis with full seniority rights
but with no back pay.
The Organization first argues that the dismissal was "arbitrary and capricious".
It claims that on all of the dates on which the Claimant was absent, arrived late,
or left early he had a sound reason for the action. Moreover, he had notified
the Carrier of the reason by telephone or in person. The Organization also charges
that the hearing was not fair or impartial because of some of the questions asked
and because the charging officer, the hearing officer, and the reviewing officer
were either the same person or were father and son. In addition, the Organization
rejects the leniency settlement as not binding on the Organization in that it was
agreed to by the Carrier and the Claimant and the Organization was not involved
in it. The Organization consequently believes that the Claimant still deserves
back pay and other benefits for his time lost. The Organization also argues that
since the Carrier chose to reinstate the Claimant, the Carrier, consequently,
admitted that it was in error in originally dismissing the Claimant.
Form 1 Award No. 9165
Page 2 Docket No.
9245
2 -C1IS t P&P-EW-
' 82
~/"
The Carrier, on the v.ner hand, notes that the Claimant was absent eight days
and only notified the foreman twice (a violation of Rule
16),
had left work early
twice and had arrived late twice -- all between July
12, 1979
and August
13, 1979.
Moreover, the Carrier says it had warned the Claimant about his past attendance
record. The Carrier believes that past awards support its decision to terminate
the Claimant.
The Carrier also points out that past Board awards have ruled that leniency
given a Claimant is not an admission of guilt on its part. In addition, previous
Board rulings further declare that leniency settlements with an employe are binding
regardless of the wishes of the Organization.
All of the arguments on both sides become moot if the leniency agreement which
no one denies was accepted and signed by the Claimant and the Carrier, though
challenged by the Organization, is binding in this case. In a similar case
(Second Division Award
~,To.
4555,
Referee P. M. Williams the folio-caing Board
Awards are cited
"First Division, Award No.
16675,
Therefore the general rule that one having a money claim
may settle it without regard to the wishes of his representative must prevail.
Award: Claim denied."
"Fourth Division, Award No.
1392,
From the above it appears that this dispute ::as been finally
settled on the property and that there is nothing for this
Board to determine. It appears that the controversy was
ad4usted on terms satisfactory to the Claimant and there is
no contention that he did not act freely and voluntarily.
See Award
983
of this Division and Award No.s
54;05, 11762,
13958, 15019
and
16675
of the First Division.
Award: Claim dismissed."
"Special Board of Adjustment No.
383,
Award
17,
Case No.
20.4,
XXX
Claimant accepted an offer made to him by the Carrier
of reinstatement to his position solely on the basis of
managerial leniency, with the express understanding that
no claim would be progressed or payment for wages lost as
a result of his dismissal. This agreement was made between
Claimant and Carrier without prior notice or approval to
or by the BRT.
Form 1 Award No. 9165
Page
3
Docket No.
Cr245
2-CMStP&P-EW-' 82
Under similar circumstances, Divisions of the National
Railroad Adjustment Board have held that such agreements
are binding and conclusive of the claim-`.-'-,.:
Award: Claim denied."
Then, the Board in Award No.
4555
declared that:
"The record presented to us does not contain any material or
reference thereto, which would tend to show that the
organization communicated to the carrier an objection to
its dealing directly with the actual claimant herein. Nor
is any evidence offered to show that the carrier took
advantage of the employee when he signed the waiver. Had.
the record shown that either of these conditions existed
then we would be inclined to distinguish this case from
those prior awards, cited above, which have held that such
an agreement or waiver as we have before us is binding and
conclusive of the claim. However, for the sa=ce of uniformity
of awards and for the reasons given, we yield to the weight
of authority of the prior awards and find that the claim
must be denied because the employee settled his own claim on
the property on August 10,
1cZ-
2."
In t:'le present case, there is no evidence th-al- t1.he Cagier tD,rk adv nta-e
of the C laim~ant. It is alsc true that the Cr.anization did not object to the
Carrier dealing with the Claimant until after the settlement ;Vas reached, But
it also appears, from the record, that the Organization was not infoIMed of
-aizatever negotiations were going on between the Claimant, the Carrier and- the State
of Wisconsin Equal Rights Division. Moreover, the agreement signed by the Claimant
did not waive his rights to pursue his claim through the Railway Labor Act but
only through the State of Wisconsin Equal Rights Division. Thus, as stated in the.
settlement agreement, the Claimant agreed in exchange for the leniency reinstatement
"not to institute a law suit under Title VII of the Civil Rights Act of
lc,-" ...,
based on ERD Charge No.
70,05815
filed with the State of Wisconsin, Equal Rights
Division and agrees not to process the charge_ any further." (Emphasis added.;
The charge he agreed not to process further was the ERD charge.
Because the Organization was not adequately informed of what was taking place
and because the evidence indicates that the Claimant did not waive his rights
under the Railway Labor Act, the sound guidelines spelled out in Second Division
Award
:,,To.
4555
have not been met and the leniency agreement is not binding in this
case.
Surely, however, past Board awards and sound industrial relations practices
require that any offer of settlement by a Carrier should not imply a presumption
of its guilt. In this case, such a presumption of Carrier guilt is even less
sound given the fact that the Claimant signed the agreement. In fact, the only
assumption that the Board can reach is that both the Claimant and the Carrier
thought it a just settlement.
F orm 1
Page
Award No. 9165
Docket No.
X245
2-COMPOP-EW-'u2
And < ~"st, nonYvarisniratcry, and reason^hle settlement it was - given
substantive evidence supporting the Carrier's charge that the Claimant had
excessive absences and had not protected his assignment. (See, for example,
Second Divisicn Award
7325 - ?tcBrearty
.)
"Numerous prior awards of this Board set forth our function in
discipline cases. Our function in discipline cases is _not to
substitute our judgement for the Carrier's, _nor to decide the
matter in accord with what we might: or might not have done had
it been ours to determine, but to pass upon the question
whether, without weighing it, there is _substantive evidence
to sustain a finding of guilt. If that question is decided
in the affirmative, the penalty imposed for the violation is
a matter
which
rests in the sound discretion of the Carrier.
We are not warranted in disturbing Carrieris penalty unless
we can say it clearly appears from the record that the ~!~
Carrier's action with respect thereto t:-as discriminatory,
w-just, unreasonable, capricious or arbitrary,
57
as to
constitute an abuse of that discretion."
The Claimant,
w`?O
had b2°n in service for only one and one-half years, was
absent eight times and tardy or left early four times within a two month pericd.
The Claimant, in the majority of the absences, offered no proof of why he ;a<?s
aDS[.i't, could not name specifically ,._'_o:'. he called 1. the C?.i_ _.-.'_r
,:1
nd .:ad no proof
that he made such a call.
1iCreCV'er, L?t:wever, it might look on the surface when tile Carrier used so
aw.nt- people with the same last name in the hearing process ''Nielsen and Bidlingmoyer,
twice), there
7.5
n0 evidence that. these proceedings w°r2 unfair. Civen all of the
,1,~- ~ Board should ~;
above, there is nc reason ~~ ___, the Board should disturb the Carrier's dacision,
A W A R D
Claim denied.
Attests Acting Executive Secretary
National Railroad Adjustment Board
NATIONAL RAILROAD ADJ USKENT BOARD
By Order of Second Division,
tose:narie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 30th day of June, 1982.