Form 1 NATIONAL RAILROAD ADJUSTNENT BOARD Award No. 9353
SECOND DIVISION Docket No.
8926
2-S PT-CM-'83
The Second Division consisted of the regular members and in
addition Referee John Phillip Linn when award was rendered.
( Brotherhood Railway Carmen of the United States
Parties to Dispute: ( and Canada
( Southern Pacific Transportation Company (T&L)
Dispute: Claim of Employee:
1. That the Southern Pacific Transportation Company (Texas and Louisiana
Lines) violated the controlling agreement, particularly Rules
19
and
34,
when they unjustly suspended Car man J. R. Saunders, Houston, Texas,
from service for a period of three
(3)
days - November
8-9-10, 1978 -
following investigation held on October
17, 1978.
2. That accordingly, the Southern Pacific Transportation Company (Texas
and Louisiana Lines) be ordered to compensate Carman Saunders is the
amount of eight hours
(8')
per day at pro rats rate for November
8-9-10,
1978,
with seniority rights unimpaired and be granted all benefits that
would have accrued to him during the time he was unjustly withheld
from service.
Findings:
The Second Division of the Adjustment Board, upon the whole record and x171
the evidence, finds that:
The carrier or carriers and-the employe or employee involved is this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act
as approved June 21,
1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
At the time of the subject suspension, Claimant J. R. Saunders was employed
as a carman, was age 23, and had been employed by the Carrier since
1974.
The suspension resulted from an incident on October
6, 1978,
when Claimant
telephoned his foreman one-half hour is advance of his time to start his tour of
duty to report off from work in order to attend to out-of-town personal business.
Claimant spoke to Car Foreman Daniels (who was not Claimant's foreman) because
Foreman Huff (Claimant's foreman) was not yet at work.
Claimant told Car Foreman Daniels (a 31-year service employe of the Carrier)
of his reason for reporting off and asked Daniels to advise Foreman Huff. The
Car Foreman stated that he would enter the information in the book and convey the
message to Foreman Huff. Daniels neither expressly denied nor granted permission
to Claimant to be absent.
V
Form 1 Award No. 9353
Page 2 Docket No.
8926
2-sPr-CM-
'83
Claimant was notified by letter dated October
9, 1978,
from W. E. Bice,
Schedule Foreman, that his absence on October
6, 1978,
might be in violation of
Rule
810
of the Carrier's General Rules and Regulations, and that an investigation
in the matter would be conducted on October
17, 1978.
The pertinent portion of Rule
810
reads:
"Employees must report for their duty at the prescribed time
and place, ... they must not absent themselves from their
employment without proper authority. They must not engage
in other business which interferes with their performance of
service with the company unless advance written permission is
obtained from the proper officer."
Plant Manager Appelt conducted the scheduled investigation and advised
Claimant by letter dated November 1,
1978,
that as a result of the investigation
Claimant was found in violation of Rule 810 and, consequently, was suspended for
three days - November
8, 9
and 10,
1978.
The disciplinary suspension was appealed on the following grounds: First,
it was contended that there was no violation of Rule
810
inasmuch as Claimant had
complied with Rule
19
and was guilty of no wrongdoing, but reasonably concluded
that he had proper authority to be absent from his employment on October
6,
1978.
Second, it was contended that because Plant Manager Appelt conducted the
investigation on October
17, 1978;
assessed the discipline against Claimant; and
was then the first officer in the line of appeal, Claimant's rights to the fair
and impartial investigation outlined in Rule
34
had been violated.
The pertinent portion of Rule
19
reads:
"In case an employe is unavoidably kept from work, he will
not be discriminated against. An employe detained from
work on account of sickness or for any other good cause
shall notify his foreman as early as possible."
The pertinent portions of Rule
34
read:
"(a) An employe covered by this agreement who has been in
service more than 60 days, or whose application has been
formally approved, shall not be disciplined or dismissed
without first being given a fair and impartial investigation by an officer of the railroad .,.
(d) If it is found that the charges against the employe are
not sustained, the record of the employs shall be cleared
of the discipline; if suspended or dismissed, the employs
shall be reinstated to his former position, unless otherwise
mutually agreed, and shall be compensated for the wage loss,
if any suffered,"
Form 1 Award No. 9353
Page 3 Docket No. 8926
2-SPT-CM-183
The quoted Rules and Regulations were posted in the Shop for the benefit
of employes.
As a matter of practice, employee were given oral permission to be absent
from work. Advance written permission from the proper officer has not been
required in all instances.
After a careful review of the record in this case, it is the Board's considered
judgment that the charge against Claimant has been sustained, i.e., Claimant did
absent himself from work on October 6,
1978,
without proper authority. Indeed,
Claimant made no verbal effort to obtain any authority for his absence. He
merely advised Car Foreman Daniels that he would be absent because of personal
out-of-town business and requested Daniels to relay this message to Claimant's
foreman, Huff.
Although Car Foreman Daniels, with his many years of experience, might have
explained to Claimant that the latter acted at his peril in his absence without
permission from his Foreman, no significance can attach to this inasmuch as
Daniels had no contractual or work duty in the matter. The responsibility for
initiating a proper absence lay with Claimant alone.
The Organization's contention that Claimant complied with Rule
19
in
notifying his foreman of the need to be absent for a "good cause" is without
persuasion. Nothing in the record of this case establishes that Claimant was
"unavoidably kept from work" or was "detained from work
on account of
sickness
or for any other good cause". Claimant offered no explanation of the cause of
his absence except to characterize it as "personal business". There was no
showing that the personal business had to be attended-to sn the date
in
question or
on any other scheduled work day. Mere characterization of the reason for absence
as "personel business" does not rise to "good cause" sufficient to excuse
absenteeism.
Further, there was no showing that Claimant's effort to give notification
of his October
6, 1978
absence to his foreman was made "as early as possible".
In brief, the evidence in this case is insufficient to bring Claimant within
the provisions of Rule
19.
Additionally, it is the judgment of this Board that Rule
34
was not violated.
Rule
34
proscribes disciplinary action against an employs who has not first been
given "a fair and impartial investigation by an officer of the railroad". Nothing
in the record here supports any contention that Claimant did not have a fair and
impartial investigation by an officer of the railroad.
Obviously, when the same railroad officer conducts the investigation,
imposes discipline, and also sits to review the propriety of the action taken
in the appeal process, it is unlikely that the appeal procedure can fully serve
its intended function. This reasonable inference, however, in no way does
violence to the mandated fair and impartial investigation prior to the initial
imposition of discipline under Rule
34.
Form 1 Award No. 9353
Page
4
Docket No. 8926
2-sPT-Cmi '83
The procedure followed by the Plant Manager in this case is not considered
appropriate to effectual review of cases on appeal, but that procedure is not
found here to constitute reversible error under Rule 34.
Even where the Board finds that charges against a claimant are supported by
substantial evidence, there is the additional Board function of determining whether
the quantum of discipline is appropriate to the offense and to the offender. As
stated in earlier decisions in this Division, the function of the Board in this
respect is to consider whether the discipline, when related to the seriousness
of the charge and the claimant's past record, was so unreasonable as to be found
arbitrary, capricious or excessive.
Claimant's record of employment was not placed in evidence. Absent a showing
of any aggravating circumstances, this Board may reasonably assume that Claimant's
employment record was satisfactory from his hire in 197+ to date of the subject
incident in
1978.
The issue then is whether the 3-day disciplinary suspension for
Claimant's first offense of absenteeism, under the circumstances, was reasonable
or excessive.
The Carrier adduced no evidence to show that Claimant's work record was
weighed in arriving at an appropriate discipline or that Claimant's subject
absence presented any particular problem for the Company.
The Carrier has argued that Rule 34(d) makes no provision for a remedy of
pay unless "it is found that the charges against the employe are not substantiated". moo
In this regard, the Carrier reads more into Rule 34(d) than appears there. That
Rule sets forth a remedy where charges against an employe are not sustaini3. It
does not speak, directly or indirectly, to the situation where charges against an
employe are sustained, but the penalty imposed is found to be excessive by this
Board.
The Board has reflected at length an the seriousness of the discipline imposed
on Claimant for his proven offense, in l~ght of-the totality of the record
evidence. It is the determination of the Board that given all the circumstances
here the discipline was excessive. A one-day disciplinary suspension would have
been sufficient to impress Claimant with-the precise procedure which must be
followed in obtaining proper authority to be absent and with the significance
which the Carrier may rightfully attach to improper absenteeism. Progressive
and corrective discipline in this case required no more than a one-day disciplinary
suspension.
A W A R D
The claim is sustained to the extent that the Carrier is ordered to reduce
Claimant's disciplinary suspension from three (3) days to one day, and, consequently,
to pay Claimant J. R. Sounders for wages lost on November
9
and 10,
1978.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Form I
Page
5
Attest: Acting Executive Secretary
National Railroad Adjustment Board
B,
ii Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 26th day of January, 1983.
Award No. 9353
Docket No.
8926
2-SPT-CM-'83