Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No.
9391
SECOND DIVISION Docket No.
8928
2-L&st-MA-'
83
The Second Division consisted of the regular members and in
addition Referee John Phillip Linn when award was rendered.
( International Association of Machinists and
Parties to Dispute: ( Aerospace Workers
(
( Louisville and Nashville Railroad Company
Dispute: Claim of Employes:
That under the terms of the Agreement, Machinist Helper S. D. Neblett
was unjustly dismissed from service January
5, 1979
as a result of an
investigation held on December
8, 1978.
That accordingly, Machinist Helper S. D. Neblett be restored to service
with pay for all time lost, seniority rights, vacation, insurance and all
other rights unimpaired, beginning with his unjust dismissal from service
January
5, 1979
and continuing until this matter is settled.
Findings:
The Second Division of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and the employe or employes Involved in this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act:
as approved June 21,
193+.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
Claimant, S. D. Neblett, with service date of June 12,
1974,
was employed as
a Machinist Helper by the Carrier at the time he was charged by letter dated
November
7, 1978,
"with being absent from your assigned duties without permission
from proper authority since September
8, 1978,
until the present date. You are
further charged with excessive absenteeism since January 1,
19'78,
as listed
below (there followed specified dates, with amount of time absent for each date,
and the reason therefor stated as "excused", "unexcused", or "sickness")." The
latter setting forth the charges and a time for an investigation of the charges
to be held on November
16, 1978,
was sent to Claimant by C. S. Ray, Manager of
Motive Power Shops.
By letter dated November
9, 1978,
Local Chairman D. R. Schildknecht requested
postponement of the scheduled investigation hearing. The request for postponement
of the hearing was granted by Mr. Ray by letter dated November
13, 1978,
in which
the hearing was rescheduled for December
8, 1978.
Form 1 Award No.
9391
Page 2 Docket No. 8928
2-L&;N-MA-'
83
By letter dated December
4, 1978,
Local Chairman Schildknecht advised Mr.
Ray that he viewed the charges as very vague and improper. The Local Chairman
contended that the Carrier was making two charges from one year's absentee
record, and protested the fact that Claimant was being charged with absences as
far back as eleven months. The Local Chairman considered this part of the
charges a violation of Rule
34
of the parties' Agreement calling for a prompt
hearing. Because Schildknecht considered a hearing on eleven-month-old absences
to be untimely, he requested that part of the charges against Claimant be dropped.
Mr. Ray advised the Local Chairman by letter dated December
5, 1978,
that
he believed the charges against Claimant were in accordance with Rule
34
of the
controlling Agreement, and he declined to dismiss the charges.
By letter of December
6, 1978,
Schildknecht advised Ray that he was
proceeding to hearing under protest. Further Schildknecht requested a copy of
Claimant's absentee file and work record to gain more knowledge of the precise
reasons for Claimant's absences, and also requested Claimant's Company medical
records to determine any connection between Claimant's absenteeism and medical
condition. The Carrier was also notified that Claimant was willing to sign a
release authorizing the Local Chairman to have and use the aforementioned records
in representing Claimant in the matter.
Mr. Ray declined to provide the requested records to Schildknecht. He
advised by letter that he believed the charges against Claimant were in accordance
with Rule
34,
that the list of days absent and tardy with reasons given might be
refuted by Claimant at the hearing, and that Claimant's medical records should
be sought by having Claimant supply the Local Chairman with a release for the
information which could, in turn, be given to Claimant's attending physician.
The investigation was conducted on December
8, 1978,
by R. H. Hayes, Assistant
Manager, Motive Power Shops. Thereafter, Mr. Ray notified Claimant by letter
dated January
5, 1979,
that the investigation proved him guilty as charged and
that authority had been granted to dismiss Claimant from the service of the
Carrier effective that date.
By letter dated February
27, 1979,
the Local Chairman requested Mr. Ray
to reinstate Claimant with all rights, privileges, benefits and pay denied by
virtue of the dismissal action. In support of his claim that the dismissal
was improper, the Local Chairman referenced pages of the transcript to show that
the list of absences was in error based an the testimony of Carrier witness
Parrish; that the Conducting Officer of the investigation referred to Claimant's
absence as a "leave" (as the Local Chairman had contended during the investigation
even though the Local Chairman had never been notified of any type of leave as,
required in Rule 21 or Rule 22 of the Working Agreement and Claimant was without
notice of the LOA or sick leave instructions or dates); and that the Conducting
Officer improperly injected himself into the investigation and acted with
conflict of interest so that Claimant was not given a fair and impartial
investigation.
Form 1 Award No.
9391
Page
3
Docket No.
8928
2-z&N-MA-' 83
In due time, the claim was declined and properly progressed to each
appropriate step of appeal and conference, with ultimate submission to this Board.
Rule
34,
DISCIPLINE, provides:
"No employe shall be disciplined without a fair hearing by
designated officers of the carrier. Suspension in proper
cases pending a hearing, which will be prompt, shall not be
deemed a violation of this rule. At a reasonable time prior
to the hearing, such employe and his local chairman will be
apprised to the precise charge and given reasonable
opportunity to secure the presence of necessary witnesses.
If it is found that an employe has been unjustly suspended
or dismissed from the service, such employe shall be
reinstated with his seniority rights unimpaired, and
compensation for the wage loss, if any, resulting from
said suspension or dismissal."
It is the position of the Carrier that Claimant had a fair and impartial
investigation in strict accord with Rule
34;
that the record made at the
investigation contained substantial and convincing evidence proving him guilty ass
charged; that the seriousness of his offense fully justified Claimant's dismissal
from the service; and that the claim before this Board should be denied in its
entirety. The Carrier emphasizes that no contention was made at the investigation
that the proceedings were not handled in accordance with the Agreement or that
the hearing was not entirely fair and impartial.
Further, the Carrier stresses that Claimant was given verbal and written
warnings concerning his failure to protect his job on a regular basis, and that
although Claimant promised to improve his records and was given time off as
requested, he was guilty of being absent from his assigned duties without
permission from proper authority from September
8, 1978
to the date of the charge
letter of November
7, 1978.
The employment contract requires that the Carrier
afford each regularly assigned employe five days of work each week, subject to
certain exceptions as contained in the Agreement, and likewise places an
obligation on the employe to protect the Carrier's service on the days he is
assigned to work. Claimant's excessive absenteeism constituted failure of his
contractual obligations and justified his dismissal from the service.
The Board does not find that Claimant was denied a prompt hearing tinder
Rule
34.
As has been stated in earlier awards involving excessive absenteeism
(see, e.g., Awards
8431,
Second Division (haRocco) and
85+6,
Second Division
(Brown)) excessive absenteeism necessarily occurs over a somewhat extended period
of time. If the Organization's position were sustained, excessive absenteeism
could never be the subject of an investigation, - a result obviously never intended
by the parties. From the very nature of the offense each day of unauthorized
absence is a new straw on the camel's back until the breaking point is reached.
The Board views the charges set forth against Claimant as neither vague nor
improper. The charge set forth the specific dates when Claimant was absent,
with explanation at the investigatory hearing that an unexcused absence indicated
Form 1 Award No.
9391
Page
4
Docket No.
8928
2-z,&N-MA-'
83
that Claimant gave no reason for his absence, which might be for all or part of
a scheduled shift.
In January and February,
1978
Claimant had eight unexcused absences. He
was given a verbal warning on March
8, 1978,
and he assured management at that
time that his attendance record would improve. However, from the time of the
verbal warning through July
25, 1978,
Claimant accumulated
17
additional sporadic
unexcused absences. On July
27, 1978
Claimant was given a written warning for
his excessive absences, and again he promised to improve in his attendance.
The very next day after receiving the written warning concerning his poor
attendance record, Claimant was absent again for a full unexcused day, and on
August
2, 1978
he had an unexcused absence for part of the day.
On or about August
3, 1978,
Claimant went to the office of Mr. Ray, the
Manager, Motive Power Shops, to indicate that he needed time away from work to
seek professional help to get himself together. Mr. Ray was not on the property,
but Mr. Hayes, the Acting Manager, and N, D. Parrish, Supervisor, Motive Power
Maintenance Personnel, were in the office. Additionally, Claimant had brought
Mr. Dorsey to the office with him.
The
Organization's claim that the testimony of Mr. Parrish conflicted with
the Carrier's documentary evidence concerning Claimant's absence on August
4,
1978,
is not well-founded. Mr. Parrish testified, "I believe it (the meeting
in Mr. Ray's office) was on August
4,
" Obviously, Parrish did not know the ~'"
exact date of the meeting. Claimant placed the meeting on August 3 without
equivocation.
Mr. Hayes was receptive to Claimant's desire for time off for professional
help. He contacted Mr. Sullivan, the Carrier's employe in charge of employe
rehabilitation, to assist Claimant in the matter. Claimant spoke on the telephone directly to Sullivan, who asked the former if he wanted to be admitted to
a given hospital. Claimant refused that offer of assistance because, as he
stated, "I had had this trouble once before, and since I had been in Norton's
Hospital once before I recommended that I go to somewhere that I had been before."
At that, Claimant was given opportunity to be off for 30 days excused absence.
The Organization's contention that this oral 30-day leave of absence violated
Rule
21
or Rule
22
is rejected by the Board. In pertinent part, Rule
21
provides:
"(a) When the requirements of the service will permit, employes
on request will be granted leave of absence for a limited time,
with the privilege of renewal. When employes are given
written leave of absence for more than thirty days, bulletin
will be posted within three days in the department affected
showing the name of the employe, his classification, and
the duration cf `she leave. Copy of leave will be given to
local chairman."
This contract language imposes a duty on the Carrier to provide the Local
Chairman with a copy of a written leave of absence, but there is no express or
Form 1 Award No.
9391
page
5
Docket No. 8928
2-L&N-MA-' 83
implied requirement that a leave of absence be reduced to writing except when
the leave of absence is for more than thirty days. Additionally, Rule 22 makes
no reference to the mode of granting leave of absence.
The assertion that Claimant was without notice of any leave or instructions
or dates pertaining thereto is not supported in the record of this case. Claimant
admitted at the investigatory hearing that he was told verbally that he had a
leave of absence. When he was asked, "Mr. Neblett, were you given any direct
number of days that you could be excused from work?" he answered, "I was told
thirty days". Further, he stated that the thirty day leave would expire thirty
days from the 3rd of August
(1978).
The record further reveals that Claimant provided a written statement,
dated August
8, 1978,
from Jerry Neff, M.D. of the Norton Psychiatric Clinic,
addressed to Mr. Parrish that read:
"This letter is to confirm that Mr. Steve Neb lett is
currently under my care. Mr. Neblett is being treated
on an outpatient basis for an emotional problem. It is
anticipated that he will be able to return to work after
a few weeks of treatment. If additional information is
required, please contact Norton's Psychiatric Clinic in
writing. Thank you for your attention."
Claimant did not return to work at the end of thirty days, and made no
contact with the Company to secure an extension of his leave.
In October,
1978,
Mr. Parrish wrote to Dr. Neff indicating that Claimant
would need to validate his status for an extension to his leave or for return
to his assigned duties. He asked Dr. Neff to furnish the date of beginning
treatments and release date, if Claimant had been released. Dr. Neff responded
by letter dated October 30,
1978
that Claimant was last seen at the Norton
Psychiatric Clinic on August
16, 1978.
Soon after receipt of that letter the
Carrier charged Claimant with being absent without permission from proper
authority from September
8, 1978
and with excessive absenteeism from January 1;,
1978.
The investigation hearing was held on December
8, 1978.
It is claimed in the position of the Employes that Claimant was not given
a fair hearing as called for in Rule
34
of the Agreement inasmuch as Mr. Hayes,,
the Conducting Officer of the investigation, was personally involved in the
situation from the beginning and injected testimony into the record under the
guise of attempting to clarify the record.
The question of whether there has been serious procedural impropriety
sufficient to constitute reversible error must be tested by careful examination
of the record as a whole to determine whether, on balance, the hearing was in
fact fairly or unfairly conducted in full recognition of Claimant's rights of
due process. See Award
703+,
Second Division (Norris).
Form 1 Award X10.
9391
Page
6
Docket No. 8928
2-1&N-rra-' 83
Careful review of the transcript of the investigation and analysis of the
record testimony satisfies this Board that the hearing was conducted in a fair
and impartial manner as required by Rule
34.
Claimant was vigorously represented by
the Organization Representative. There was full opportunity to cross-examine the
Carrier's witness, and Claimant was afforded full scope of expression to state
his version of the facts. The effort of the Conducting Officer to clarify
testimony was just that. No inference of prejudice can be drawn therefrom. The
Conducting Officer's inquiry of Claimant was proper and pertinent to the charges.
The conduct of the hearing officer is found not to have impaired the fairness
of the hearing.
The assertion that the Carrier improperly withheld information vital to
Claimant's position in this case is also rejected by the Board. The Carrier
detailed each and every unexcused absence upon which it relied in support of
the charges against Claimant. Because Claimant had given no reason for those
absences, the Carrier could give no additional reasons therefor. Claimant did
not deny that the record of unexcused absences was substantially correct. He
did not deny that he had been given both oral and written warnings concerning
his unexcused absences. He offered no explanation for his failure to return
from his thirty day leave or for discontinuing the professional treatment at the
Norton Psychiatric Clinic (which was his reason for seeking leave) long before
the end of the thirty day leave period.
It is an employe's responsibility to be in reasonably regular attendance at
work and where, as here, an employe's absences are excessive and unexplained to
management, there is cause for dismissal and no reasonable objection can be made
to the fact that the Carrier did not give full explanation to the Organization as
to why Claimant was absent over such a protracted period.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attests Acting Executive Secretary
National Railroad Adjustment Board
/r
A,
s
By
AA
Rosemarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 9th day of February, 1983.