Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 9427
SECOND DIVISION Docket No.
8956
2-MP-CM-183
The Second Division consisted of the regular members and in
addition Referee John J. Mikrut, Jr. when award was rendered.
( Brotherhood Railway Carmen of the United States
( and Canada
Parties to Dispute:
Missouri Pacific Railroad Company
Disputes Claim of Employes:
1. That the Missouri Pacific Railroad Company violated Rule
32
of the
controlling Agreement when they unjustly, arbitrarily and capriciously
dismissed Cayman T. L. Avery, May
18, 1979
at Dupo, Illinois.
2. That the Missouri Pacific Railroad Company violated Rule
31
of the
controlling Agreement when they failed to respond to our letter of
appeal dated October 1,
1979·
3.
That the Missouri Pacific Railroad Company be ordered to compensate
Cayman T. L. Avery as follows:
(1) Compensation for all time lost starting May
19, 1979
and
continuing until he is returned to service with all rights
unimpaired.
(2) Made whole for vacation rights.
(3)
Made whole for loss of health and welfare and insurance benefits,.
Made whole for pension benefits including Railroad Retirement and
unemployment insurance.
(5)
Made whale for any other benefits he would have earned during the
time he is withheld from service.
(6)
In addition to the money amounts claimed herein, Carrier shall
pay Cayman T. L. Avery an additional amount of
6°fo
per annum
compounded annually on the anniversary date of the claim.
Findings:
The Second Division of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employe within the meaning of the Railway Labor Act
as approved June 21,
193+.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
Form 1 Award No. 9427
Page
2
Docket No.
895
2-MP-CM-'83
On April
25, 1979,
Claimant, a Carman at Carrier's Dupo Yards, Dupo,
Illinois, with approximately five years service was assigned to work on the
3
p.m. to 11 p.m. shift. Although so assigned, on said date Claimant arrived
for work at
3:15
p.m. and upon his arrival Claimant was instructed by his immediate
supervisor, Car Foreman K. Iambert, to call and discuss the lateness with the
General Car Foreman, E. Bolle. Claimant telephoned Mr. Bolle as instructed and
informed him that he was late because he (Claimant) "°... has been talking to
people again about his court problem".
Following his conversation with Mr. Bolle, Claimant, assumedly, was to return
to his regular duties. However, when Foreman Lambert later returned to his office
in Yard A he found Claimant lying on a bench in
"58
Shanty" and he proceeded
to tell Claimant that "... there were cars to be inspected an Interchange ..."
and that he (Claimant) was to perform the job alone. Regarding this particular
aspect of the case, Claimant maintains that he "... was working at
58«
when Mr.
Lambert approached him and directed him "... to work (the) rear end of (the)
train". According to Claimant, following Mr. Lambert's instructions, he (Claimant)
"... drove (his) own car around there to the rear end and worked the train and
got a set and release and got it out of town". Claimant maintains that, with
this particular assignment completed, he returned to the Yard and then left work
at approximately
10:20
p.m. Foreman Lambert maintains that at approximately
10:20
p.m. as he was returning to the Yard he observed Claimant "on (the) old
Columbia Road going north" and when Claimant did not return by the 11 p.m.
shift-end he (Lambert) checked Claimant's time card and discovered that he had
filled out and signed his card for
"3:15
P.m. time in 11:00 p.m. time out" for
that day.
On May 2,
1979,
Claimant was notified that a formal investigation was to
be conducted on May
7, 1979
"··· to determine facts and place responsibility, if
any for your failure to report at appointed time, devote yourself to your duties,
absenting yourself from duty without proper authority and falsifying your time
card, April 25,
1979,
while working as carman 3:00 P.m. to 11:00 p.m., Dupo
Yard, Dupo, Illinois". Said hearing was postponed and rescheduled first for
May
17, 1979
and then again far May
18, 1979,
at which time the hearing was
conducted. As a result thereof, Claimant was found guilty as charged and he was
terminated effective May
18, 1979.
Said termination is now the basis of the
instant claim.
Organization's major contention in this dispute is that Carrier violated
Rule 31 (c) of the applicable Agreement by failing to respond to Organization
General Chairman's October 1,
1979
appeal letter within the sixty (60) day time
limit -as prescribed. According to Organization, Carrier's contention that such
e response dated November 15,
1979,
was sent to the General Chairman is unpersuasive
since Carrier as the "sending party" shoulders the burden of proof in such a
dispute and, in the instant case, Carrier has failed to adduce sufficient proof
that Carrier's response was either sent or received within the specified time
limit (Second Division Award
7902;
Third Division Awards
17227
and
17291).
In addition to the foregoing Organization. further argues that Carrier
violated Rule
32
of the Agreement by failing to provide Claimant with a fair and
impartial hearing as is required by said Rule. To support the latter contention
Form 1 Award No. 9427
Page
3
Docket No.
8956
2-rrn-cm-' 83
Organization posits the following: (1) the charge which was issued against
Claimant was vague on several counts, and therefore, was improper;
(2)
Carrier
erred by failing to allow Organization the opportunity to inspect relevant
Carrier data and evidence prior to the investigation hearing;
(3)
it is apparent
that Carrier had prejudged Claimant's guilt in this matter because the decision
to discharge Claimant was made on the same day on which the investigation was
held;
(4)
Carrier's
Hearing Officer
was unfair in his conduct of the hearing in
that he failed to act on Organization's objections, he allowed an altered exhibit
(Claimant's erased time card) to be entered as evidence, axes he acted not as the
trier of facts but rather as prosecutor;
(5)
Carrier's lax application of the
rules and previously allowing Claimant to leave work early when his assignment
was completed served to entrap Claimant into believing that he could leave work
early on the evening of April
25, 1979;
and
(6)
there was insufficient evidence
in the record to support the
discipline which
was assessed.
Carrier's basic position in this dispute is that Claimant's dismissal was
entirely proper and that there was no violation of Rule 31 or Rule
32
in the
handling of Claimant's investigation, in the issuance of discipline, or in the
handling of the pending claim.
In support of these contentions Carrier maintains that a response to General
Chairman Daniel's October 1,
1979
appeal was sent to the General Chairman by
Carrier's Director of Labor Relations, 0. B. Sayers, in letter dated November 1,5,
1979.
According to Carrier, said response was timely and thus in conformance
with the applicable rule. In addition, Carrier further contends that Organization's
arguments in this regard must be rejected because there is adequate evidence in
the record to establish that Carrier sent said letter as stated; that Organization's
arguments are inconsistent and contradictory; that Organization's cited comparison
(D. Z. Black Case) is factually dissimilar to the instant case; that Organization's
assertion that Carrier has attempted to "cover up" its alleged procedural error
has not been proven with any degree of probative evidence; and, Organization has
failed to produce any "hard evidence", which was readily available, which could
have supported its respective position.
Turning to the various procedural issues which have been raised by Organization,
Carrier maintains that Claimant's statement of charges was sufficiently precise to
satisfy the requirements of Rule
32
(Second Division Awards
5614
and
7560)
and
that neither Claimant nor Organization raised this particular issue in the initial
processing of this matter. As to Organization's pre-hearing request for "...
copies of witnesses' statements and any other material you (Carrier) have that
is to be used in ... investigation", Carrier argues that, "(T )here were no
written statements or other materials which could have been made available in
advance", and further that "... neither Agreement rule nor practice required
=dvance distribution of such matexials even if they did exist" (Second Division
rds
7918
and
6638).
Carrier's next series of contentions is that a consideration of Claimant's
past work record was proper because it was not used to determine Claimant's guilt
in the instant case but merely "for the limited purpose of measurement of
reasonable discipline" (Second Division Awards
5360, 5630, 5987
and
7348).
Form 1 Award No. 9427
Page
4
Docket No.
8956
2-NP-CM-183
As its last significant area of argumentation Carrier asserts that sufficient
evidence, including Claimant's admissions, exist in the record to prove Claimant's
guilt of several serious infractions (falsification of time slip; lying down or
loafing on the job; and leaving the job without permission), According to
Carrier, each of these infractions would warrant severe disciplinary action,
including discharge, is their own right (Second Division Awards
6638, 6909
and
7966;
Second Division Awards
47, 151+1, 1828, 1979. 5358
and
5161);
and that when.
considered in combination and, is light of Claimant's history of similar offense's,
Claimant's dismissal was proper and should not be rescinded or modified by the
Board (Second Division Award
6196).
The Board has carefully read and reread the complete record in this
perplexing case and has come to the conclusion that despite the significance of
the timeliness question which has been raised by Organization, this particular
issue is indeterminable. The evidence which has been adduced by the parties in
support of their respective positions possesses a seemingly equal number of
strengths and weaknesses, and therein lies the dilemma which is faced by this
Board (Second Division Award
x+208).
While such a decision or lack thereof
certainly will not please either side in this dispute, the Board believes that
in such a situation it is best to proceed in a cautious manner rather than
plunging blindly forward like the proverbial "bull in a china shop". Let there
be no mistake, this decision should in no way be interpreted to diminish or
detract from the commonly held tenets of labor-management relations in the
railroad industry which establish that the sender/addressor of a letter bears the
responsibility of proving that said letter was seat and received and that "...
it is Carrier's responsibility to insure receipt of disallowances of claims"
(Third Division Award
21088;
see also Second~Division Awards
4851, 6075
and
7902;
and Third Division Awards
11505, 1435?+, 15517, 17227
and
17291).
The Board
wholeheartedly supports and endorses these tenets; however, given the facts of
record as they exist in the instant dispute,such a determination cannot be made.
In this regard, it would perhaps be helpful at this point to simply reiterate
the frequently quoted expression which is used by seasoned jurists and arbitrators
that "hard cases make bad law".
Turning next to various other procedural issues which have been raised by
Organization, said objections for the most part, must be rejected. A reading of:
the record clearly establishes that Claimant's statement of charges was sufficiently
precise; that the investigation hearing was conducted fairly and impartially
by the Hearing Officer; and that Organization's request for pre-hearing disclosures
(discovery) by Carrier of all data and evidence relative to the investigation
cannot be substantiated either through contractual provision of through any
cited practices which the parties might have entered into during the course of
their relationship. As for the other procedural objections which have been posed
by Organization, as well as the merits portion of the dispute itself, the Board
is compelled to conclude that although Claimant is clearly guilty of the
infractions as charged and must, therefore, assume the major share of the
responsibility for the incident which occurred on the evening of April
25, 1979,
it is equally clear that certain other factors were operative at the time which
should have been considered by Carrier when assessing discipline but which
obviously were not. In this context it is apparent that the instant case was
either influenced by or was exacerbated. by the lax and inconsistent enforcement
Form 1
Page 5
Award No. 9427
Docket No.
8956
2-MP-CM-183
of the rules by first-level supervision at Carrier's Dupo Yard. While this face:
does not excuse Claimant from his improper behavior on the evening in question,
by the same token, it was, nonetheless, a contributing factor which should have
been addressed and given consideration by Carrier at the time of penalty assessment..
For some unknown reason, however, this fact was either purposely ignored or was
not given any consideration whatsoever -- and such a failure on the part of
Carrier is considered by this Board as being improper. Similarly, Carrier's
belated reference to Claimant's arrest for a morals charge (which, incidently, :Cs
included on the very last page of Carrier's Submission) is so far removed from
the facts of the instant case so as to make it appear that Carrier is either
attempting to,embellish the record with post-discharge material which has no
bearing on the resolution of the case itself, or Carrier is attempting to taint
Claimant even mire grievously than he has managed to do by himself as evidenced
by his activities on the evening of April 25,
1979,
as well as by other improper
employment related activities. In either event, Carrier's actions in this regard
are considered by the Board to have been unwarranted and improper and, when
considered in light of the entire record in this matter, some mitigation of
Claimant's penalty is considered to be appropriate.
A W A R D
On the basis of the foregoing findings, Claimant will be reinstated to
service with full rights and benefits restored in accordance with the provision:;
of the parties` applicable Agreement, but without back-pay.
NATIONAL RAILROAD
ADJUSTMENT
BOARD
By Order of Second Division
Attest: Acting Executive Secretary
National Railroad Adjustment Board
By ./A
04-0- ~(/
semarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 23rd day of March, 1983.