.. ,.
i,
Form 1 NATIONAL RAILROAD ADJUSTMENT BQARD Award No. 9435
SECOND DIVISION Docket No. 8999
2-sPT-Ew-'83
The Second Division consisted of the regular members and in
addition Referee John Phillip Linn when award was rendered.
( International Brotherhood of Electrical Workers
Parties to Dispute:
( Southern Pacific Transportation Company (Pacific Lines)
Dispute: Claim of Employes:
1. That under the current Agreement, Mechanical Department Electrician D, :D.
Cuslidge was unjustly treated when he was suspended from service for a
period of forty-five
(45)
days on March 29, 1979, following investigation
for alleged violation of Rules 801 and 810 of the General Rules and
Regulations of the Southern Pacific Transportation Company. Said
alleged violation occurring on February 16, 1979.
2. That accordingly, the Carrier be ordered to:
(a) Compensate the aforesaid employe for all time lost during the
forty-five-day suspension and with payment of six percent interest
added thereto.
(b) Pay employe's group medical insurance contributions, including
group medical disability, dental, dependent's hospital, surgical. and
medical, and death benefit premiums, and railroad retirement contributions for all time that the aforesaid employe was held out of service.
(c) Reinstate all vacation rights to the aforesaid employe.
Findings:
The Second Division of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and-the employe or employes involved in this dispute:
are respectively carrier and employe within the mcaning of the Railway Labor Act
as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right to appearance at hearing thereon
At all times pertinent hereto Claimant D. D. Cuslidge was regularly employed
by the Carrier as a Mechanical Department Electrician in the Motive Power and Car
Department at Sacramento, California.
By written notice dated Mach
6,
1979 Claimant was advised to be present at
a formal hearing on March 15, 1979 in connection with his allegedly being dishonest
on February 16, 1979 and with his alleged failure to report for duty at the
prescribed time and place and with absenting himself from his employment without
proper authority on February 16, 1979, for which he was charged with responsibility
which might involve violation of Rules 801 and 810 of the Carrier's General Rule:;
and Regulations.
,: .
Form 1 Award No. 9435
Page
2
Docket No.
8999
2-sPr-Ew-'83 _
Rule
801
reads:
"Employes will not be retained in the service who are careless
of the safety of themselves or others, insubordinate, dishonest, immoral, quarrelsome or otherwise vicious, or who
conduct themselves in a manner which would subject the
railroad to criticism."
Rule
810
reads:
"Employes must report for duty at the prescribed time and place,
remain at their post of duty, and devote themselves exclusively
to their duties during their tour of duty. They must not
absent themselves from their employment without proper
authority..."
After the scheduled formal hearing, Claimant was advised in writing under
date of March
29, 1979
that the evidence adduced at the hearing established his
responsibility in connection with the charges set forth against him and that his
actions constituted violation of the quoted Rules
801
and
810.
Consequently,
Claimant was suspended from service for
45
days beginning March
29, 1979.
A claim was made for the remedy set forth above on the grounds that the
Carrier failed to prove by substantive evidence of probative value that Claimant
was guilty of the charges leveled against him and that Claimant was not afforded
a fair and impartial hearing. '
The dispute was handled with all officers of the Carrier designated to handle
such disputes, including Carrier's highest designated officer, all of whom
refused to make satisfactory adjustment. After final conference in the matter,
the dispute was submitted to this Board.
The Employes reference Rule
39
of the controlling Agreement, captioned
"Discipline-Suspension-Dismissal", which reads:
"No employe shall be disciplined or dismissed without a fair
hearing by the proper officer of the Company. Suspension in
proper cases pending a hearing which shall be prompt, shall
not be deemed a violation of this rule. At a reasonable
time prior to the hearing, such employe shall in writing be
apprised of the precise charge against him, be given
reasonable opportunity to secure the presence of necessary
witnesses and shall have the right to be represented as
provided for in Rule
38.
If it is found that an employe has
been unjustly suspended or dismissed from the service, such
employe shall be reinstated with his seniority rights
unimpaired and compensated for the wage loss, if any,
resulting from said suspension or dismissal. Stenographic
report of hearing will be taken if requested and employe's
representative will be furnished with a copy."
Form 1 Award No. 9435
Page
3
Docket No.
8999
2-SPT-EW-183
It is the position of the Carrier that excerpts of testimony given at the
formal hearing establish that Claimant absented himself without authority on
February
16, 1979
and that he later claimed a token amount of time
(30
minutes)
so that he would be eligible for holiday compensation, which requires that an
employe work the scheduled day before and after the holiday. Further, the
Carrier contends that Claimant's action is but a continuation of a history of
absenteeism.
The Carrier emphasizes that on February
16, 1979,
forty minutes after
start of the afternoon shift, Supervisor Thomas went to the Rotating Shop, where
Claimant was assigned to perform his duties, with the express purpose of
counselling Claimant on Rule 810 because it had been discovered that Claimant
left the property approximately one hour early on February
15, 1979.
Thomas
could not find Claimant, although Claimant's time card had been stamped on
February
16, 1979
with a starting time which indicated that Claimant should be
present. Three of Claimant's fellow employes working in the Rotating Shop were
questioned by Thomas concerning Claimant and each of these employes evoked
identical responses, i.e., none had seen Claimant nor knew of his whereabouts.
The Carrier stresses that the two witnesses called by the Organization to
establish Claimant's presence on the property on February
16, 1979
testified
only to the effect that they spoke with Claimant prior to the beginning of shift_
Both admitted not knowing of Claimant's whereabouts after the start of shift
and neither saw Claimant punch his time card.
Carrier believes ft quite significant that Claimant did not claim that he
worked thirty minutes on February
16, 1979
until his return to work on February
20, 1979,
the Tuesday following the holiday. Before that time there was no
indication on the time card showing when Claimant left the property on February
16, 1979·
Carrier is reasonably certain that Claimant, had he been on the
property on February
16, 1979
and stamped his time card, would surely have claimed
the time before leaving the property on February
16, 1979
so as to ensure eligibility for holiday compensation. Further, it is reasonable to conclude that when
confronted by Thomas on February 20,
1979
about being AWOL on February
16, 1979,
Claimant would have at that time prayed his presence on the property by making
known the two witnesses who allegedly saw him on the property that day, but who
were not made known by Claimant to the Carrier until aver a month later at the
formal hearing.
The Carrier contends that Claimant's testimony that he was given permission
by Supervisor Thomas on February
15, 1979
to be absent for part of the tour of
duty on February
16, 1979
is unbelievable. First, Carrier notes that the
Organization did not call employe Molnar as a witness to verify that Claimant's
absence for any part of February 16,
1979
was approved by Thames, although
Claimant testified that Molnar was present talking to Thomas when the approval
was given. Second, there is no explanation why Claimant would search for
Supervisor Thomas on February
16, 1979
if he believed that he already had permission
to not complete the shift.
Form 1 Award No. 9435
Page
4
Docket No.
8999
2-SPT-EW-183
The Carrier concludes that an action of showing only a token time at work
on February
16, 1979
by Claimant for the purpose of collecting holiday pay is
dishonest. While it is one thing for an employe with proper permission to leave
his work during any shift because of a valid excuse such as sickness or an
emergency, it is quite another thing for one not to finish a particular shift the
day before a holiday when there is no excuse for such conduct. Claimant's action,
in effect, was to swindle money by merely being on the property (which wasn't
proved) for a short time, and by absenting himself without permission and without
cause, for the sole purpose of showing himself eligible for holiday compensation.
While the instant case is Claimant's first brush with Rule
801
pertaining to
dishonesty, Claimant has a history of absenteeism and had been spoken with on three
occasions prior to the fourth occasion for his absence on February
15, 1979.
Carrier's steps to modify Claimant's undesirable behavior has been for naught.
Because the discipline assessed here was appropriate for Claimant's infraction of
the Rules, the Carrier requests that the claim be denied in its entirety.
The Organization emphasizes that, as admitted by management at the formal
hearing, it is common practice for an employe to work only part of his shift
before a holiday in order to qualify for the holiday pay. Thomas testified that
prior to a holiday it is capon for employes to come in and perform a length of
service for between fifteen minutes and one hour in order to get paid for the
holiday. Consequently, Claimant did not intend to be dishonest or defraud the
Carrier when he appeared for work on February
16, 1979,
marked his time card for
thirty minutes only, spent the time taking out the tools to be used in the
Rotating Shop, and performed other activities which were a part of his everyday
work duties before leaving the property as Supervisor Thomas had approved.
Further, the Organization stresses that not only was Claimant not guilty
as charged, but the hearing was conducted by Administrative Manager B. M.
Fitzpatrick in an unfair and partial manner violative of Rule
39
of the controlling
Agreement. The Hearing Officer expressed bias and prejudged Claimant prior to
the close of the investigation; he gave testimony and inserted bias and leading
questions throughout the hearing over the objection of Claimant's representatives;
he led the witnesses in order to extract the answers he wanted. Such arbitrary .
and prejudicial action by a Hearing Officer cannot be tolerated by the Board
inasmuch as it makes a mockery of the system of justice afforded by the Agreement.
See Second Division Award
2923;
Fourth Division Awards
2158, 1175, 1951, 1588,
and
1713;
and First Division Award
20335.
It is the opinion of this Board that the submission of the Carrier in this
case is a careful analysis of the record which might reasonably lead to denial
of the claim on its merits except for procedural errors which, in their totality,
dictate that the claim must be sustained.
The essence of a formal hearing is to obtain all relevant facts surrounding
the incidents) in question, to ascertain the truth which falls both in favor
of and against a claimant, in a manner manifesting a reasonably objective inquiry
without preconceived notions of guilt or predisposition against the charged
employe. In the instant case, the Carrier's Hearing Officer is not found to
have conducted the hearing in a manner satisfying these standards of fairness and
impartiality implicit in Rule
39
of the controlling Agreement.
F orm 1 Award No. 9435
page 5 Docket No. 8999
2-SPT-EW-'83
As the Organization has asserted, the Hearing Officer repeatedly framed
questions that were leading in nature and improperly assumed facts not established
in the record of the case. For example:
TESTIMONY OF SUPERVISOR J. THOMAS
INTERROGATED BY HEARING OFFICER Do' M. FITZPATRICK, PAGE
6
OF TRANSCRIPT
"And what did he say?
He just said he was there and then I offered him an AWOL for
the day and he didn't act like he wanted it. And when I tried
to read him Rule 810 he didn't want to listen.
Did he give you any reason why he didn't want to listen?
He just said he had heard it before.
In other words, he led you to believe he had heard it on
several occasions?
Mr. Bryant: Objection, Mr. Fitzpatrick. You are leading the
witness a little bit there. There is no evidence that Mr.
Cuslidge ever heard on several occasions Rule 810.
err
TESTIMONY OF SUPERVISOR J. THOMAS
INTERROGATED BY HEARING OFFICER D. M. FITZPATRICK, PAGE
7
OF TRANSCRIPT
And Mr. Cuslidge stated to you that he was familiar with
Rule 810?
Yes.
And led you to believe -- then he stated he was familiar with
Rule 810 -- he would be on his normal duty assignment in order
to perform his compensative time in order to get paid for the
holiday and that portion of Rule 810 which says he should check
out with the proper authority, which would have been you, his
supervisor, is that correct?
Correct.
Mr. Bryant: Mr. Fitzpatrick, objection. I don't believe I
see that in Rule 810. You just stated you have to check out
with your supervisor. Could you show me that, please.
art
Form 1 Award No. 9435
Page 6 Docket No.
8999
2-sPr-Ew-'
83 .~.~r
7ESTIMONY OF
SUPERVISOR J. THOMAS
INTERROGATED BY HEARING OFFICER D. M. FITZPATRICK, PAGE
8
OF TRANSCRIPT
"Mr. Fitzpatrick: They must not absent themselves from their
employment without proper authority.
Mr. B ant: The word 'check out' is not a portion of Rule
10. Will you stipulate that Rule
810
does not say 'check out
with your supervisor'?
Mr. Fitzpatrick: I will stipulate that Rule
810
states you must
not absent yourself from your employment without proper
authority and Mr. Cuslidge's proper authority would have
been his supervisor, Mr. Thomas. Do you agree to that Mr.
Bryant?
xxx
n
TESTIMONY OF
SUPERVISOR J. THOMAS
INTERROGATED BY HEARING OFFICER D. M. FITZPATRICK, PAGES 11 AND 12 OF
TRANSCRIPT
"Mr. Thomas, did you see Mr. Cuslidge any time on February
16th?
No.
And you stated that you did not approve the 30 minutes s for
the 16th or the eight hours paid for but not worked on the
19th I believe--
That's true.
-- because Mr. Cuslidge did not render service, is that right?
Right.
But yet he claimed it there, is that correct?
That's correct.
In other words, he conspired to chest the company?
Mr. Bryant: Objection. There is no evidence that Mr. Cuslidge
conspired.
It was on these times in question, they were on Mr. Cuslidge's
time card?
Correct.
Form 1 Award No. 9435
Page
7
Docket No. 8999
2-SPT-EW-183
Did Mr. Cuslidge put those times theta?
Yes.
In other words, he must have conspired to cheat the company
if he put them there?
Mr. Bryant: Objection. There is no evidence to that.
Is that correct?
Correct.
_. Mr. Fitzpatrick: Your objection is noted.
And what you are stating then is that in order for somebody
to be dishonest they don't necessarily need to collect the
reward of their dishonesty if they conspire to do it, is
that correct?
Correct.
On page
13
of the transcript Supervisor Thomas testified as follows when
cross-examined by J. M. Bryant:
TESTIMONY OF
SUPERVISOR J.
THOMAS
INTERROGATED
BY
LOCAL CHAIRMAN
J. M. BRYANT
"OK. Pte. Thomas, Mr. Fitzpatrick addressed to you that
Mr. Cuslidge conspired with somebody to chest the company.
Who did he conspire with?
I don't know who with.
Who was it he conspired with? You were agreeing with the
Administrative Officer.
He wanted to know who he was conspiring with. I am saying
I don't allege that he conspired with anyone.
TESTIMONY OF GENERAL FOREMAN A. D. MC ADAM
INTERROGATED
BY
HEARING OFFICER J. D. FITZPATRICK, PAGE 15 OF TRANSCRIPT
"And not only did he not see him on February 16th, he did
not receive any word either by telephone or any other
means as to why Mr. Cuslidge absented himself on the 16th
or why, if he in fact was here, he checked out on the 16th,
is that correct? '
That's correct."
f
Form 1 Award No. 9435
Page
8
Docket No.
8999
2-sPT-ECa-'
83
A review of the testimony given by Mr. McAdams does not include any mention
of "word either by telephone or any other means ...."
Significantly, the Hearing Officer not only introduced the concept of
conspiracy into the hearing, he insisted on pursuing a line of questions obviously
intended to obtain corroborating testimony for his conclusion that there must
have been conspiracy to cheat the Company over the objection of the Organization
and before any evidence was taken from Claimant or his witnesses.
Additionally, the Hearing Officer accepted the hearsay testimony of Supervisor
Thomas that employes Bob Lewis, Alex Molnar and John Jenkins had each said he
had not seen Claimant in the Rotating Shop on February
16, 197]
to establish that
Claimant could not have been at work on that date. The Hearing Officer was not
bound to strict rules of evidence, but undue weight cannot reasonably be attached
to hearsay evidence. In this case, where Claimant testified that he was at work
on February
16, 1979
and laid out the tools for the other employes (but had not
seen those employes), the hearsay evidence was not entitled to the weight that the
Hearing Officer obviously attached to it just as did the Carrier in its submission
to this Board. It would have been a simple matter for the Hearing Officer to have
called one or more of the employes working with Claimant in the Rotating Shop to
obtain direct testimony to prove or disprove Claimant's contention that he had
laid out the tools which all of the employes would use on the day in question.
Failure to call such witnesses constituted a serious omission in the search for
probative evidence going to a significant factual issue in the case.
In light of the fdregoing, it is the determination of this Board that there
was no fair, full and impartial hearing in the instant matter and, consequently,
the claim shall be sustained to the extent set forth below.
Under Rule
39
of the controlling Agreement, no employe can be disciplined
without a fair hearing and where it is found that an employe has been unjustly
suspended such employe shall be reinstated with his seniority rights unimpaired
and compensated for the wage loss, if any, resulting from said suspension. Here,
it is found that there was no fair hearing prior to Claimant's forty-five-day
disciplinary suspension. Consequently, the Carrier is ordered to remedy the
unjust suspension by paying to Claimant an amount equalling wages lost during that
disciplinary suspension, with seniority rights unimpaired. The compensation for
wage loss may be reduced by interim earnings, if any, realized by Claimant to
the extent that such interim earnings would not have been realized except for
the suspension.
A W A R D
Claim sustained in accordance with the Findings.
Form 1
Page 9
Attest: Acting Executive Secretary
National Railroad Adjustment Board
By . _
s arie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 13th day of April, 1983.
Award No. 9435
Docket No. 8999
2-sPT-Ew-'83
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division