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Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 9591
SECOND DIVISION Docket No. 9404
2-B&o-MA-'83
The Second Division consisted of the regular members and in
addition Referee Steven Briggs when award was rendered.
( International Association of Machinists and
Parties to Dispute: ( Aerospace Workers



Dispute: Claim of Employes:










FINDINGS:

The Second Division of the Ad~.ustment Board, upon the whole record and all the evidence, finds that:

The carrier or carriers and the employe or employes involved in this dispute are respectively carrier and employe within the meaning of the Railway Labor Act as approved June 21, 1934.

This Division of the Adjustment Board has jurisdiction over the dispute involved herein.



On December 26, 1979, the Claimant was scheduled to work the 11:00 p.m. to 7:00 a.m. shift at the Carrier's Cumberland Diesel Shop. He arrived for work at the beginning of his shift and received his daily service card and job assignment instructions. At approximately 12:45 a.m. on December 27, the Claimant left his work assignment and did not return. In addition, the Claimant's daily service card had already been completed. It indicated that he had worked eight hours (from 11:00 p.m. to 7:00 a.m.) and was signed by Claimant.

In a December 31, 1979, letter to the Claimant, the Carrier instructed him to attend a January 4, 1980, investigation of the above incident. The letter included the following statement of charges:


Form 1 Award No. 9591
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with falsifying your daily service card in that you claim
eight hours uorked on working day of December 26, 1979.
You are further charged with insubordination in that you
failed to obey instructions of your immediate acting
Supervisor, L. W. Cox, to perform your assigned work at
your assigned station of your regular job assignment during
the shift in question."

The investigatory hearing was postponed and rescheduled twice at the Organization's request.

The Organization maintains that the burden of proving the Claimant's guilt rests with the Carrier and that such burden has not been met. Furthermore, the Organization asserts, the Claimant became ill on the morning in question and asked Electrician Apprentice J. C. Hardy to tell Supervisor Cox he was unable to finish his tour of duty. Thus, he was in compliance with Rule 19 of the Controlling Agreement which states, in part:



The Organization also argues that the Claimant did not falsify his daily service card. Moreover, the Organization maintains, the Claimant's failure to perform his assigned work does not constitute insubordination. It points out that Supervisor Cox did not issue a daily service card to him nor did he assign the Claimant any duties.

Finally, the Organization asserts that the Claimant did not have the benefit of a fair and impartial hearing since Supervisor Cox was not present at the investigation; rather, his written statement was entered into the record. Thus, the Claimant's representative was not able to cross-examine him.

The Carrier maintains that the hearing was fair and impartial and in accordance
with Rule 32, quoted in pertinent part below:
"No employee shall be disciplined without a fair hearing by
designated officers of the carrier. Suspension in proper
cases pending a hearing, which shall be prompt, shall not
be deemed a violation of this rule. At a reasonable time
prior to the hearing, such employee and the duly authorized
committee will be apprised of the precise charge and given
reasonable opportunity to secure the presence of necessary
witnesses."

The Carrier also holds that the record contains sufficient evidence to find
the Claimant guilty of the charges against him. Though the Claimant says he was
ill and had to leave work, at no time did he either request or receive permission
Form 1 Award No. 9591
Page 3 Docket No. 9+04
2 -B&o-MA-' 83

to be absent from his assigned work area. He had seen Assistant Production Superintendent Nave about 12:10 a.m. and Supervisor Cox at about 12:30 a.m. yet did not mention to either of them that he was not feeling well. In view of this, his claim to have been sick to his stomach at 12:45 a.m. is extremely suspect.

The Carrier also argues that the Claimant's conduct constitutes insubordination in that he left his assignment without permission.

The Board has reviewed the Organization's procedural arguments and concluded that they are without merit. Although Supervisor Cox was not present at the investigatory hearing, it is important to note that said hearing had been postponed twice at the Organization's request. According to the Carrier, Cox was on vacation when it was finally conducted but could have attended on either of the two earlier dates. It therefore does not appear that the Carrier deliberately attempted to prevent Cox from testifying. Furthermore, the introduction of Cox's written statement instead of his direct testimony conforms with previously identified criteria for admission: (1) there is no contractual limitation prohibiting the Carrier from submitting such a statement; (2) said statement served merely to corroborate evidence which had been submitted previously; (3) author of said statement was identified and there was no reason to discredit his recorded observation; (4) utilization of the written statement format rather than direct testimony was prompted by valid consideration on the part of the Carrier (Cox was on vacation); and (5) said statement did not add any significant information to the record other than that which had already been presented in direct testimony by other witnesses (Second Division Award No. 8379 (Mikrut).

After considerable scrutiny of the merits in this case, the Board has concluded that the evidence supports the Carrier's position. It is clear that the Claimant was absent from his work assignment without permission. Furthermore, his claim to have been ill is not supported by the evidence. He failed to mention this alleged illness to either Supervisor Cox or to Assistant Production Superintendent Nave when he saw each of them earlier in the shift. And he testified that he saw Cox at about 12:30 a.m., just 15 minutes before his alleged stomach illness overtook him and caused him to leave his job assignment.

The Board has also concluded, however, that the discharge penalty was excessive for the offense committed. This is not to minimize the seriousness of the Claimant's conduct, for it is fundamental to the survival of any organization that its members remain on the job unless they have permission to do otherwise. Accordingly, the Board has concluded that some severe form of discipline, short of discharge, is warranted.

In view of the circumstances of this case, the Claimant shall b2 reinstated with seniority unimpaired but without pay or other benefits for time lost.




Form 1 Award No. 9591
Page 4 Docket No. 9'+04
2-B&-o-MA-' 83
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest:





Dated at Chicago, Illinois, this 10th day of August, 1983.