Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 9699
- SECOND DIVISION Docket No. 8995
2-SPT-EW-183
The Second Division consisted of the regular members and in
addition Referee John Phillip Linn when award was rendered.
( International Brotherhood of Electrical Workers
PARTIES TO DISPUTE:
( Southern Pacific Transportation Company (Pacific Lines)
DISPUTE: CLAIM OF EMPLOYES:
1. That under the current Agreement, Mechanical Department Electrician
M. H. James was unjustly treated when he was suspended from service
for a period of thirty (30) days on November 8, 1978, following
investigation for alleged violation of Rule 810
of
the General
Rules and Regulations of the Southern Pacific Transportation Company.
Said alleged violation occurring on October 11, 1978.
2. That accordingly, the Carrier be ordered to:
(a) Compensate the aforesaid employe for all time lost during the
thirty-day suspension and with payment of six percent interest
added thereto.
(b) Pay employe's group medical insurance contributions, including
group medical disability, dental, dependents hospital, surgical
and medical, and death benefit premiums, and railroad retirement
contributions for all time that the aforesaid employe was held out
of service.
(c) Reinstate all vacation rights to the aforesaid employe.
FINDINGS:
The Second Division of the Adjustment Board, upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employe within the meaning of the Railway
Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
Claimant, M. H. James, an electrician at the Carrier's Sacramento, California,
Heavy Locomotive Maintenance Plant, was assigned to a battery crew on 10-1178 under the immediate supervision of W. J. Costa, Supervisor of the Erecting
Shop. During his tour of duty on that date, Claimant was absent from his
employment for a period of approximately fifty (50) minutes.
Form 1 Award No. 9699
Page 2 Locket No. 8995
2-SPT-EW-183 '-
As a consequence of said absence, Claimant was cited for formal hearing
into the occurrence, described in the Carrier's October 12, 1978 letter of
notification as "alleged failure to remain at your post of duty and devote
yourself exclusively to your duties during your tour of duty and your absenting
yourself from your employment without proper authority on October 11, 1978,
...
which may involve violation of Rule 810 of the General Rules and Regulations."
Rule 810 reads: "Employes must report for duty at the prescribed time
and place, they must not absent themselves from their employment without
proper authority."
On November 8, 1978 the Carrier notified Claimant that evidence adduced
at the formal hearing held on October 24, 1978 had established his responsibility
in connection with the charge against him, and that for Claimant's conduct on
October 11, 1978 he was suspended for thirty calendar days (22 working days)
from the Carrier's service.
According to the Carrier's submission, Claimant resigned from the Carrier's
service on December 20, 1978, twelve days after returning from the disciplinary
suspension. This Board attaches no significance to that fact in determining
the merits of the claim presented here.
The instant claim was filed on behalf of Claimant pursuant to Rules 38
and 39 of the controlling Motive Power and Car Departments Agreement.
Rule 38, Paragraph (a), of that Agreement reads:
"An employe who considers himself unjustly treated, or that this
agreement as applicable to his craft is not being properly applied,
shall have the right to submit the facts informally to his foreman
for adjustment and/or to the nearest duly authorized local committee
of his craft. The duly authorized local committee (of not to exceed
three (3) members of the craft), if they consider it justified, may
submit the case informally to the foreman, general foreman and/or
the master mechanic (or from foreman to general foreman and/or to
shop superintendent in General Shops)."
Rule 39 of the Agreement reads:
"No employe shall be disciplined or dismissed without a fair hearing
by the proper officer of the Company. Suspension in proper cases
pending a hearing which shall be prompt, shall not be deemed a
violation of this rule. At a reasonable time prior to the hearing,
such employe shall in writing, be apprised of the precise charge
against him, be given reasonable opportunity to secure the presence
of necessary witnesses, and shall have the right to be represented
as provided for in Rule 38. If it is found that an employe has
been unjustly suspended or dismissed from the service, such employe
shall be reinstated with his seniority rights unimpaired, and compensated
for the wage loss, if any, resulting from said suspension or dismissal.
Stenographic report of hearing will be taken if requested and employe's
representative will be furnished with a copy."
Form 1 Award No. 969.9
Page 3 Locket No. 8995
2-SPT-EW-'83
The Organization thereafter exhausted the appeal procedures up to and
including the highest officer designated to receive such appeals, the latter
denying the claim submitted on the property for the remedy as requested above
or for any remedy. The matter was then submitted to this Board.
The Carrier believes that there is substantial evidence in the record as
a whole to show that Claimant left his post of duty for an alleged reason
unrelated to his work without permission to do so in violation of Rule 810.
Further, Carrier asserts that Claimant's responsibility for violating Rule
810, in light of Claimant's past record with Carrier, warranted the assessment
of a 30-day suspension.
The Carrier emphasizes that General Foreman T. M. Deuerling observed
Claimant at approximately 9:05 a.m. on October 11, 1978 in the Boiler Shop of
the Locomotive Maintenance Plant. Deuerling learned from the Foreman there
that Claimant had no business in the Boiler Shop. Before proceeding to question
Claimant about his presence there, the General Foreman, who is responsible
for the work performed in the Erecting Shop where Claimant was assigned,
observed Claimant depart in a van vehicle. The van returned with Claimant,
who reentered the Erecting Shop at 9:55 a.m.
The Carrier relies also on the testimony of General Foreman Deuerling to
show that it is policy for employes to have permission of the assigned supervisor
before leaving their assignment and that only in the event of an emergency
can another supervisor or officer be contacted to grant permission to leave
work. The instant situation did not involve an emergency.
Claimant's supervisor, Foreman T. J. Costa, did not grant Claimant's
permission to absent himself from his post of duty on the date in question.
Similarly, the Carrier contends that Foreman J. R. Marin did not give Claimant
permission to leave to pick up his pay check.
The Carrier emphasizes that the pay location is approximately one-eighth
of a mile from Claimant's subject work location and asserts that Claimant
needed a maximum period of fifteen minutes away from his assignment to obtain
his check when he had permission to do so. Because Claimant took fifty minutes,
the Carrier submits that Claimant's story as to how he used the time is simply
not credible. There must have been other reasons for Claimant leaving his
work assignment.
Carrier believes it lost approximately forty to forty-five minutes of
productive time from Claimant (important time when considering the need for
efficient operation of the plant and the lines drawn around the various crafts
in the railroad industry limiting specific work to specific crafts) and points
to absenteeism as a severe problem in the Plant where Claimant is employed.
The Carier notes that Claimant had received educational talks twice before
regarding the necessity to comply with Rule 810, and he was dismissed for
violation of Carrier's Rule "G", use of intoxicants while on duty in 1975.
Under all of the circumstances, the Carrier submits that the claim should be
denied.
Form 1 Award No. 9699
Page 4 Docket No. 8995
2-SPT-EW-183
The Organization believes that Claimant left his post of duty for good and
sufficient reason and with proper authority. Claimant had been absent on
October 10, 1978, which was pay day, and needed to pick up his check on October
11, 1978. Historically at the Sacramento General Shops, employes have been
allowed to leave their post of duty during a tour of duty to obtain their pay
checks after returning to work. This practice was attested to by both Foreman
Costa and Foreman Marin, and even General Foreman Deuerling did not doubt
that it was a common practice.
The organization emphasizes that Claimant did not arbitrarily leave his
post of duty in the middle of an unfinished job which would have caused a
delay in the maintenance schedule. Claimant had finished a segment of his
assignment on the unit and could not continue until another employe completed
certain functions on that same unit. Rather than wait until Supervisor Marin
had located someone to perform the next maintenance procedure, Claimant utilized
the dead time to obtain his check.
The Organization stresses that the longstanding practice permitted the
employe to inform another supervisor when he was leaving his post of duty if
he could not locate his immediate supervisor. This practice was recognized
as common by Foreman Costa and Marin, who gave such instructions to their
employes. Here, the record reveals that Marin knew Claimant had been unable
to locate his immediate supervisor and that Claimant desired to use a buggy
to obtain his paycheck; and Marin did not tell Claimant he could not leave
the area to get that check. In essence, Marin gave his approval or permission
for Claimant to leave his work area to obtain his paycheck.
In summary, the Organization argues that as a consequence of following
the past practice procedure for absenting himself from his employment with
proper authority, Claimant was in compliance with the generally accepted
Interpretation of Rule 810 and there was no rule violation. Because Carrier
has not proved the alleged violation by substantive evidence of probative
value, the requested remedy should be ordered by the Board.
It is the opinion of a majority of this Board that the Carrier has not
proved a violation of that portion of Rule 810 reading "Employes
...
must not
absent themselves from their employment without proper authority", as that
rule has been interpreted and applied through longstanding practice which
must govern the decision here.
Heavy emphasis was placed on the fact that Claimant did not obtain "permission"
from his immediate supervisor, Mr. Costa, or from Foreman J. R. Marin. However,
there has been no showing that "proper authority" under Rule 810 required
employes to "obtain permission" to absent themselves from their employment.
Indeed, what is required by the Company policy as repeatedly manifested in
the record evidence is that an employe desiring to leave his assignment must
"notify" his assigned supervisor or some other supervisor in the absence of
the immediate supervisor. A clear distinction exists between giving notification
INW
and obtaining permission, and it is plain that Claimant did give notification
to Foreman Marin after he was unsuccessful in locating Foreman Costa.
Form 1 Award No. 9699
Page 5 Docket No. 8995
2-SPT-EW-183
In the formal hearing, Hearing Officer Fitzpatrick asked Foreman Marin
"In any way did (Claimant) get permission to go pick up (his) check?" and
Marin answered, "No, (he) didn't." This response by Marin evidences his
understanding that Claimant has not been given permission to leave his posts
by Supervisor Costa and his belief that obtaining permission requires a particular
request for permission that is granted. At the same time, Marin admitted
that Claimant had indicated that he wanted to use a buggy to pick up his
check and because Marin could not furnish a buggy to Claimant for that purpose
he suggested that Claimant ask Boiler Shop Foreman McKenzie if he had one
available, obviously to use for the purpose of picking up Claimant's check.
Under the circumstances, wherein Marin knew that Claimant had been unable to
locate his immediate supervisor, Mr. Costa, or secure permission from Costa .
to go for his pay check, Marin should have reasonably known that he was giving
permission to Claimant "in a way" by suggesting how Claimant might go from
his post to obtain his pay check.
The Carrier has argued that Claimant admitted that he did not obtain
supervisory permission to get his check, but such admission does not appear
in the record. When Hearing Officer Fitzpatrick asked Claimant, "Who did you
not' ?" the answer was "John Marin". After other questions by Mr. Fitzpatrick
pertaining to what was said to Mr. Marin, Fitzpatrick asked, "In other words
you didn't obtain your supervisor's permission to go get your check, is this
correct?" Claimant's answer was, "No°. Because Claimant had already indicated
that he never notified or asked permission of his supervisor, Costa, that
question in context must reasonably refer to Marin rather than Costa; and the
negative answer clearly indicated that it was not correct that he had not
obtained Marin's permission. Claimant reasonably believed that he had proper
authority to go for his check and Marin's statements to him under all of the
circumstances indicated nothing less.
Although the Carrier has suggested that Rule 810 allows an employe to
leave his employment only with the permissi~ of his immediate supervisor
except in an emergency, the record evidence will not permit such an interpretation
of Rule 810 with regard to being absent to obtain' one's pay check. It is
clear on the record that both Costa and Marin have regularly allowed employes!
to leave their tour of duty to obtain their pay check when they have been
absent on pay day for any reason.
Parenthetically, although the matter was not raised during the hearing
or in the parties' submissions, Rule 28 of the Agreement, all of which is
before this Board, provides that "(a) Employes will be paid off during their
regular working hours,
..."
Given that contractual provision, and the practice
found under Rule 810, there would seem to be nothing improper in the incident:
that precipitated the disciplinary action.
The Carrier has shown that Claimant might have gone for his pay check
and returned in less time than was taken, but there has been no showing that
the amount of time taken was excessive relative to what other employes have
been allowed to take, and there was no showing that the company was in any
way harmed by Claimant's action. Indeed, Claimant left his job location at
time when he was unable to proceed in his work until other work had been
completed by Mr. Marin (or under Mr. Marin's supervision) and there was no
showing that the interim work was performed prior to the return of Claimant
to his job.
Form 1 Award No. 9699
Page 6 Dockete No. 8995
2-SPT-EW-183
Given the situation as established by the record in this case, the Board
finds no reasonable basis for imposing a 30-day suspension on Claimant. The
fact that Claimant had earlier been counseled concerning Rule 810, and had
been dismissed for having the odor of an alcoholic beverage on his breath in
February, 1975 is of no consequence when there exists no instant infraction
upon which discipline can reasonably rest.
In light of the foregoing, the Claim shall be sustained to the extent
that the Company shall be ordered to pay Claimant for all wages lost, less
interim earnings realized by Claimant during the 30-day suspension which
Claimant would not have received except for the wrongful suspension.
A W A R D
The claim is sustained to the extent set forth in the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
ATTEST: '
Nancy J. eve -Executive Secretary
low
Dated at Chicago, Illinois, this 26th day of October 1983.