Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 10167'
SECOND DIVISION Docket No. 1022&'
2-D&RGW-SM-'84
The Second Division consisted of the regular members and in
addition Referee Peter R. Meyers when award was rendered.
( Sheet Metal Workers' International Association
Parties to Dispute:
( Denver and Rio Grande Western Railway Company
Dispute: Claim of Employes:
1. The Carrier violated the provisions of the current controlling agreement
when they improperly dismissed Sheet Metal Worker R. E. Wojahn from
service on August 12, 1982 as a result of an investigation which was
held on August 5, 1982 in connection with a charge of refusing to follow
instructions and entering into an altercation with a supervisor.
2. That accordingly, the Carrier be required to restore Mr. Wojahn to
service with all seniority rights unimpaired; make Mr. Wojahn whole for
all vacation rights; reimburse Mr. Wojahn and/or his dependents for
medical and dental expenses incurred while he was improperly held out
of service; pay to Mr. Wojahn's estate whatever benefits he has accrued
with regards to group life insurance for all time he was improperly
held out of service; pay Mr. Wojahn for all contractual holidays; pay
Mr. Wojahn for all jury duty and for all other contractual benefits.
Findings:
The Second Division of the Adjustment Board, upon the whole record and all
the evidence finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employes within the meaning of the Railway Labor Act
as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
Claimant, R. E. Wojahn, was employed as a Sheet Metal Worker at the Burnham
Shops at Denver, Colorado, with approximately seven years of service with the
Carrier.
On June 1, 1982, Claimant was notified to attend an investigation on June 4,
1982, in connection with a charge of refusing to follow the instructions of a
supervisor and entering into an altercation with the supervisor on May 28, 1982.
On August 5, 1982, Claimant was found guilty as charged and dismissed from the
service of the Carrier.
The investigation transcript reveals that on Friday, May 28, 1982, Claimant's
regularly scheduled workdays were Monday through Friday from 3:30 p.m. until 12
midnight at the Locomotive Back Shop. On May 27, 1982, Claimant reported for
work at 3:30 p.m. but left early, with permission from his supervisor, at 6 p. n.
At approximately 1 a.m. on the next morning, Claimant returned to the property to
pick up some personal belongings.
Form 1 Award No. 10167
Page 2 Locket No. 10228
2-D&RGW-SM-'84
Special Agent Thornley, who was driving a company vehicle, followed Claimant
and approached him from behind after which an altercation ensued between Claimant
and the Special Agent. This incident led to the termination of the Claimant.
The Organization contends that the Claimant was not afforded all of his
rights because the charges were not precise and that Claimant was not afforded a
fair and impartial hearing. The organization contends that Special Agent Thornley
was not a supervisor and, consequently, Claimant could not have refused to follow
the instructions of a supervisor when he did not obey Special Agent Thornley.
Moreover, the Organization contends that the record reflects the hearing officer's
prejudgment of Claimant's guilt in his questions, which incorporate language such
as "your refusal to properly identify yourself".
Moreover, the Organization argues that the charges were not proven because
it was never shown that Claimant knew that Special Agent Thornley was a supervisor
or an official of the Carrier. The organization argues that the Special Agent
identified himself only by saying, "How is it going tonight?" and did not give
Claimant an opportunity to see his identification badge. in the dark, the
Organization argues, Claimant had no way of knowing exactly who the Special Agent
was.
Finally, the organization argues that no instructions were given the Claimant
during working hours to perform a certain task; and, therefore, Claimant cannot
be charged with failure to comply with instructions. The Organization states
that no altercation took place but rather one employe attacked another employe,
and Claimant was merely attempting to resist the efforts of his attacker. The
organization calls the Board's attention to several awards, including Award 9219
and Award 9113, where arbitrators have stated that an employe who is trying to
escape a violent assault should not be punished.
The Carrier contends that the Organization cannot seek back pay or other
benefits other than reinstatement because the organization did not seek those
remedies in the early stages of the grievance.
The Carrier argues further that its special agent approached the Claimant on
the date and time in question, and Claimant refused to show the Special Agent any
identification or comply with his request. Special Agent Thornley testified that
Claimant refused to provide identification upon request, and then the Special
Agent tripped the Claimant from behind and they wrestled to the ground and
struggled for several minutes. The Carrier contends that those facts demonstrate
an employe who has engaged in an altercation with his supervisor.
The Carrier argues that its Special Agent had a walkie-talkie which should
be further evidence to the Claimant that the Special Agent was an officer of the
Carrier. Carrier argues that as Special Agent, Thornley had the authority to
issue orders and instructions to persons on Carrier's property -- employes, as
well as trespassers.
Form 1 Award No. 10167
Page 3 Locket No. 10228
2-D&RGW-SM-'84
Carrier argues that the testimony is clear that Claimant refused to obey or
follow Special Agent Thornley's instructions and was, thereby, insubordinate.
Furthermore, the testimony reveals that Claimant did enter into a verbal and
physical altercation with the Special Agent; and, therefore, he should be
disciplined for it.
Finally, Carrier argues that the Special Agent is a supervisor because the
definition of the word "supervisor" is "one who oversees the affairs of his
employer". Since the Special Agent safeguards the Carrier's property, argues the
Carrier, he is thereby a supervisor.
This Board has reviewed all of the evidence and testimony in this case. The
Board rejects the procedural questions raised by the Organization and states that
the hearing was held in a fair and impartial manner. The Board finds also that
although the Claimant was not blameless in his behavior in the early morning
hours of May 29, 1982, that it was totally arbitrary of the Carrier to terminate
him for insubordination based on the facts presented, and he should be reinstated.
Although the record does demonstrate that Special Agent Thornley was acting
properly when he demanded that the Claimant identify himself, it does appear that
Special Agent Thornley acted too hastily in taking aggressive, physical action
toward the Claimant when the Claimant did not respond. It was dark and Special
Agent Thornley's first words to the Claimant were merely, "How is it going
tonight?"; and those words do not immediately identify Thornley as a security
guard. The Claimant, who may have been tired or intoxicated (it must be stressed
that this incident did not occur during the Claimant's working time), may not
have heard the questions or have been certain as to who the Special Agent was.
Although it would have been more sensible for the Claimant to respond and comply,
the actions of the Claimant were not akin to an employe who, during working time,
refuses the direct order of a supervisor. The facts, as related through the
testimony, are~more akin to a situation of an individual walking alone at night,
accosted from behind by an overly aggressive police officer, and not given an
opportunity to assess the situation to determine what behavior to present.
This Board does not agree that Special Agent Thornley is a supervisor. He
is a security guard. As the Carrier argues, he can take action against employes
and trespassers alike -- supervisors have no authority over trespassers. Consequently,
Thornley's role is not giving work orders, but his orders are more like those of
police orders. Consequently, if an employe does not obey those orders, although
the employe may be violating rules and subject to discipline, it is not insubordination
in the sense that we all use that term.
Special Agent Thornley did not receive a quick enough response from the
Claimant when he approached him that
evening. He
felt justified in taking
physical action toward the Claimant. The Claimant fought back to defend himself
and maybe even got somewhat aggressive in doing so. But, the Claimant was not
insubordinate in the strict labor definition of the word.
Form 1 Award No. 1016;7
Page 4 Docket No. 10228
2-D&RGW-SM-'84
Claimant was not totally without fault here. He, like any citizen who
enters private property, should have complied with the officer's request. It
would not have been hard for him to identify himself as an employe. He also
should not have engaged in the fight. But, Claimant's record is almost perfect
over the seven years that he has worked for the Carrier, except for some
discipline for absenteeism. That type of record does not warrant termination for
this first offense -- which really is an after-hours altercation with a security
guard. Hence, Claimant should be reinstated without back pay.
A W A R D
Claim allowed in part and denied in part. Claimant is hereby reinstated
without back pay but with seniority.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
001~
Attest:
Nancy ;,**"D - Executive Secretary
Dated at Chicago, Illinois, this 5th day of December 1984.