Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 10327
SECOND DIVISION Docket No. 9226
2-N&W-CM-'85
The Second Division consisted of the regular members and in
addition Referee Barbara W. Doering when award was rendered.
( Brotherhood Railway Carmen of the United States and Canada
Parties to Dispute:
( Norfolk and Western Railway Company
Dispute: Claim of Employes:
1. That the Norfolk and Western Railway Company violated the controlling
Agreement when Upgraded Carman L. P. Brown was assessed a five (5) day deferred
suspension on August 8, 1979, which was reaffirmed by the carrier on September
24, 1979, as a result of investigation held August 24, 1979, at Brewster, Ohio.
2. That the Norfolk and Western Railway Company be ordered to remove the
five (5) day deferred suspension from the service record of Upgraded Carman L. P.
Brown.
FINDINGS:
The Second Division of the Adjustment Board, upon the whole record and all
the evidence, finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employes within the meaning of the Railway Labor Act
as.approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
Claimant upgraded Carman L. P. Brown was given a five day deferred suspension,
after investigation, on a charge of inspecting and releasing NW 57431 on June 18,
1979, which was found to have pitted journals.
The Organization contends that the evidence in the record was insufficient
to sustain the charge, and also that the investigation was procedurally defective.
It challenged the manner in which the hearing was conducted and the fact that the
Hearing Officer, M. L. Bruce, was Claimants General Foreman. It also challenged
the multiple roles of General Foreman T. UZiveto, who issued the letter, appeared
as a Carrier witness, reviewed the transcript and assessed discipline, and denied
the first appeal. Further the Organization notes that the second appeal, although
denied by another Carrier Officer, was in substance identical to the Uliveto
denial and does not appear to be the product of an independent review.
Form 1 Award No. 10327
Page 2 Locket No. 9226
"'r"'
2-N&W-CM- ' 85
The Board rejects the contention that the hearing itself was procedurally
defective. The question of the roles assumed by General Foreman Uliveto, however,
must be addressed. The fact that Foreman UZiveto issued the charge is not in
itself significant since issuing a charge does not necessarily imply a value
judgment (Third Division Award No. 25046). What is troubling here is that the
individual who served as Carrier's major witness to establish the (contested)
fact that the pitted journals must have been present when the car was released
from storage, also served as judge of the relative weight to be accorded to his
own testimony, and then served as appellate judge.
The second appeal was denied with identical wording to that used by General
Foreman UZiveto in denial of the first appeal. While the Board recognizes that
successive reviewers may, as a matter of
convenience, adopt
the wording of prior
responses (as indeed later appeals frequently include wording identical to that
in earlier appeals), this
convenience is
not consistent with a perception of
fairness in cases such as this one where all prior rulings have been issued by an
individual combining the roles of witness and judge.
If the testimony of a particular Carrier witness is central to Carrier's
case, some other officer ought to pass judgment, simply because no matter how
hard the individual may strive to be objective, the procedure will lose credibility
where, in view of his direct partisan role, the result appears to be a ,foregone
conclusion.
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This board has previously held that "Carrier combines such functions in one
individual at its peril..." (Second Division Award No. 7119). Although in many
cases multiple roles assumed by a Carrier Officer in the course of an investigation
will not be found to deprive Claimant of due process rights, the particular roles
assumed by a single individual in this case were such that, regardless of the
merits, the result took on the appearance of a foregone conclusion and was on its
face inconsistent with the impartial and objective investigation to which an
employee is entitled under Rule 34.
A W A R D
Claim sustained in accordance with the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest:
,~< ,~,
Nancy rbever - Executive Secretary
Dated at Chicago, Illinois, this 13th day of March 1985.