Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 10368
SECOND DIVISION Docket No. 10553
2-N&W-CM-'85
The Second Division consisted of the regular members and in
addition Referee
Jonathan Klein when award was rendered.
( Brotherhood Railway Carmen of the United States and Canada
Parties to Dispute:
( Norfolk & Western Railway Company
Dispute: Claim of Employes:
1. That the Norfolk & Western Railway Company violated the Controlling
Agreement of September 1, 1949, as subsequently amended, when on August
27, 1982, Carmen H. W. Wagner and W. W. Adrian was given a formal
investigation resulting in unjust assessment of thirty (30) days deferred
suspension against their personal records, effective, October 4, 1982.
2. That the investigation was improperly arrived at, and represents unjust
treatment within the meaning and intent of Rule No. 37 of the Controlling
Agreement.
3. That because of such violation and unjust action, the Norfolk and Western
Railway Company be ordered to remove the thirty (30) days deferred
suspension
against their personal records.
Findings:
The Second Division of the Adjustment Board, upon the whole record and all the
evidence finds that:
The carrier or carriers and the employe or employes involved in this dispute
are respectively carrier and employes within the
meaning of
the Railway Labor Act
as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
On the morning of July 10, 1982, at Carrier's Kenova Shop Track, Kenova, West
Virginia, two yard locomotives broke away and ran into another unit sitting in the
foul of the switch of the diesel
runaround track
. Extensive damage estimated at
$8,000.00 was done to two of the locomotives. After a lengthy investigation on
August 27, 1982, each Claimant was assessed a thirty (30) day deferred suspension.
Carman W. W. Adrian worked the 3:00 p. m. to 11:00 p. m. shift at Kenova, during
such time he serviced locomotives N. W. 553 and N. W. 1348. Carman Adrian turned
these units over to Carman Wagner who worked the 11:00 p.m. to 7:00 a. m. shift.
Carman Wagner shut down both N. W. 553 and N. W. 1348 sometime after 11:00 p.m. on
the evening of July 9, 1982.
Form 1 Award No. 10368
Page 2 Locket No. 10553
2-N& W-CM-'85
The Organization argues that the Claimants received unjust treatment within
the
meaning of
Rule 37 in that the Hearing Officer was not an impartial factfinder.
The Organization suggests that this bias is revealed by both the nature and form of
the Hearing Officer's questions during the course of the hearing. Further, this
Board is asked to find that the two alleged visits to the Kenova yard by the
Hearing Officer, in addition to hearsay reports from anonymous employees that the
guilt of Claimants and their discipline had been predetermined, all resulted in
denial of a fair and impartial investigation. The Carrier argues that this Board
lacks jurisdiction as the claim was not properly presented on the property, or has
in fact been abandoned and a new claim has been submitted to this Board.
In addressing the procedural issue, this Board finds that the Carrier's
argument of procedural defect is not supported by the record. The claim as
presented to this Board contains the same reference to Rule 37 of the controlling
Agreement as does the initial claim on the property. It is clear that the
Organization has properly pursued the claim that these Claimants were disciplines!
without a fair hearing, and the appeal is properly before this Board.
There is no support for the Organization's
contention that
the Hearing Officer
was biased, or the
investigation not
impartial. A careful review of the six-hour
hearing reveals full opportunity by the Claimants and their representative to
present evidence on their own behalf, and to cross-examine all witnesses against
them. This Board finds that the extensive hearings afforded Claimants complete due
process. A claim of bias by anonymous employees of the Conducting Officer is an
insufficient basis for disqualification. There is no evidence in the record that
the Hearing Officer had a personal bias or prejudice concerning either Claimant, or
personal knowledge of disputed evidentiary facts involved in the proceeding.
The Organization contends that the Carrier failed in its burden of proof. The
Carrier's supervisory gangleader and charging officer testified that immediately
after the accident he examined the two runaway units, and that neither unit had a
hand brake applied. Additional testimony by a Carmen who moved one of the two
units which broke away shortly after the crash confirmed that the hand brake was
not applied to Locomotive No. 1348, that the hand brake on Locomotive No. 553 did
not have to be released to move the engine, and that when he did set the hand brake
on No. 553, he was able to take up approximately
nine notches
on the chain. The
hand and air brakes on both No. 1348 and No. 553 were tested and checked by
locomotive
personnel two
(2) days after the accident, and were found to be in
proper working condition.
Safety Rule 1146 of the NW Safety Rules and Rules of General Conduct provides
in
pertinent part:
"1146. When placing a locomotive in an enginehouse
or service facility or before leaving it unattended
for any reason, employees must see that the throttle
is in idle position, the reverser in neutral position,
the generator field switch open and the locomotive
anchored sufficiently to prevent movement." (Emphasis
supplied).
Form 1 Award No. 10368
Page 3 Docket No. 10553
2-N&W-CM-'85
In addition, a bulletin notice at the Kenova Shop Track dated July 24, 1981
stated:
"Attention all concerned: When shutdown on locomotives
at Kenova, all hand brakes must be set on each and every
unit. A11 other units left
running must
have sufficient
hand brakes set also to hold units in case of unit shut
down where units are unattended. Office of General Foreman,
Kenova, W. Va., Clifford Hunt, General Foreman." (Emphasis
supplied)
Claimant Adrian testified that he only tied a hand brake up on locomotive No.
1348. He claimed that was the customary practice when both units were
running.
Claimant Wagner denied failing to tie up the hand brakes on both units, but
admitted that if the hand brakes were properly tied up it would not be practical
that the two units would have rolled out.
The Board finds that the Carrier has met its burden of proof. The record
contains sufficient, credible evidence that Claimants failed to properly perform
their duties. While the thrust of the Organization's defense is that handbrakes
are insufficient to hold units in place after air brakes leak off due to the grade
in the Kenova yard, there is no evidence to support this contention. Evidence of
prior roll-outs without more, does not lead to the conclusion posited by the
Organization that under the facts and circumstances of this case the hand brakes
were properly set as required by the rules, and yet insufficient to hold the
locomotives in place.
The Claimants are by all accounts'good employees who recognize the necessity
for sufficient hand brake application to prevent movement by an unattended
locomotive on the Kenova Shop Track. However, the rule and bulletin notice clearly
mandate the application of sufficient hand brakes to prevent just such an occurrence
as experienced in the instant appeal. Therefore, thirty days deferred suspension
in these circumstances cannot be said to be so arbitrary, unreasonable or capricious
as to constitute an abuse of Carrier's disciplinary discretion.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest: , ___
ancy J. r - Executive Secretary
Dated at Chicago, Illinois, this 10th day of April 1985.