NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 10636
SECOND DIVSION Locket No. 10666
The Second Division consisted of the regular members and in
addition Referee Raymond E. McAlpin when award was rendered.
(Brotherhood Railway Carmen of the United States
( and Canada
Parties to Dispute:
(Southern Pacific Transportation Company (Eastern Lines)
Dispute: Claim of Employes:
1. That the Southern Pacific Transportation Company (Eastern
Lines) violated the controlling agreement, particularly Rule 34, when
they arbitrarily dismissed Carman B. S. Fisher from service on May 25,
1983, without providing him his right to an investigation as provided
for under the rule, Englewood Yard, Houston, Texas.
2. Thataccordingly, the Southern Pacific Transportation Company
(Eastern Lines) be ordered to compensate Carman Fisher as follows and
beginning May 25, 1983 until returned to service:
a) Reimbursed for all monetary losses;
b) Vacation rights and seniority rights unimpaired;
c) Health and Welfare benefits;
d) Compensated at six percent (6%) interest on all monies
due him.
FINDINGS:
The Second Division of the Adjustment Board, upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in
this dispute are respectively carrier and employes within the meaning
of the Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing
thereon.
The Claimant, B. S. Fisher, a Carman for the Carrier, was dismissed
from service on May 25, 1983. The Claimant had been dismissed from
service previously, and pursuant to a Public Law Board 2876 Award #3,
issued on April 26, 1982, the Claimant was returned to service on a
last chance basis. That Award stated in part,
"The Board finds that there are circumstances which
serve to mitigate the discipline as assessed. in view of
Claimant's record and Second Division Award No. 7522,
involving Claimant, Claimant will be conditionally reinstated to service with all rights unimpaired but without
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Form 1 Award No. 10636
Page 2 Docket No. 10666
2-SP-CM-'85
pay, subject to the following: He will be placed in a
probationary status for a one-year period. Claimant
before resuming duty shall meet with his Local Chairman
and the Carrier's designated representative for the
purposes of reviewing his work record, to have a clear
understanding of his obligation to protect his assign
ment, that Claimant clearly understands that he now has
had a last-chance opportunity and that despite his long
years of service, he also understands that if he fails
to protect his assignment that he will be in violation
of this Award as well as his probationary status and
Rule 810. If it is determined that these conditions are
not satisfactory to the Claimant within thirty days of
his knowledge of this Award, the claim shall be denied as
of that time. Award - Claim disposed of as per findings.
Order - Carrier is directed to make this Award within
thirty (30) days of date of issuance shown below."
Pursuant to the above Award, the Claimant was returned to service
on June 30, 1982. Between June 30, 1982 and May 25, 1983 the Claimant
was absent from duty on seventeen occasions and on several occasions,
he was late for duty. The Carrier took the position that the Claimant
had not properly protected his assignment, and had not complied with _
the provisions of the above Public Law Board Award and dismissed the
Claimant from service without benefit of an investigation. It was the
Carrier's position that because of his probationary status, resulting
from Public Law Board 2876 Award #3, the Claimant was not entitled to
an investigation. Rule 34, the controlling Rule in this matter involving
discipline-investigations, states in part,
"An employee covered by this agreement who has been
in service more than sixty days, or whose application has
been formally accepted, shall not be disciplined or dismissed without first being given a fair and impartial
investigation by an officer of the railroad."
The Carrier asked the original referee, Arthur T. Van Wart, to
interpret Public Law Board 2876 Award #3. Mr. Van Wart stated that in
his opinion, the Board had the right to establish conditions under
which the Claimant is to be returned to service, even if those conditions
would be contrary to the contract. It should be noted that this would
not have been this Board's interpretation of the original Award #3 but
the Referee did interpret his original decision in such a way as to
allow the Carrier to abrogate the contract. Mr. Van Wart further stated
that in almost all instances when placing an employee on probationary
status, he would add the words, "Such status does not deny the Claimant
due process rights under the applicable disciplinary rule." He noted
Form 1 Award No. 10636
Page 3 Locket No. 10666
2-SP-CM-'85
that he did not do so in this case and cannot recall the reason why he
did not state that in this case. The Referee went on to decide the
additional absences and tardy occurrences of this case, even though he
was not asked by the organization to decide this matter. He recommended
that the Claimant be reinstated to work without pay under the same
conditions as Public Law Board 2876 Award #3 and stated that if further
violations occurred, that a hearing be held. As a result of this, the
Carrier reinstated the Claimant as of December 21, 1983.
This Board is charged with reviewing the dismissal and subsequent
reinstatement some seven months later of this Claimant. It has been
argued by the Carrier that this Board has no authority to enter into a
case which a previous Public Law Board has already decided. We do not
find this argument persuasive. The alleged infractions by this Claimant
occurred subsequent to the Public Law Board decision and it is our
responsibility to decide whether or not the discipline imposed was
appropriate.
The language in Rule 34 is exceedingly clear. There is no
question that anyone who has more than sixty days service is entitled
to an investigation. The Claimant in this case was not afforded his
rights under that Rule. Because no
investigation was
held, this Board,
and indeed, the Carrier, has no basis to determine whether or not the
absences and tardiness were of a legitimate or illegitimate nature. A
critical element has been removed, and our ability to review this case
is seriously impaired. This Board believes that it does have jurisdiction in this matter, a disciplinary action was taken that was not
under the jurisdiction of the previous Public Law Board and we do have
the right to review the Carrier and the Organization's actions.
Due process is a critical element in the disciplinary process.
Many Awards have issued stating that employees should not be
disciplined without a hearing. The language in the Rule is clear,
notwithstanding the Carrier's contention that the issues of this case
have been litigated and having once been litigated, are precluded from
being relitigated. The Board finds the original Public Law Board had
jurisdiction to interpret their Award, but they certainly did not have
any jurisdiction to rule in this case. That is properly before this
Board. What is lost in all the arguments regarding jurisdiction is the
fact that this Board was denied the opportunity to properly review the
merits of this case because no investigation was held. We believe the
Carrier acted in good faith when it followed Referee Van Wart's Award
and subsequent interpretation. However, we cannot assume the Claimant
Form 1
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Award No. 10636
Docket No. 10666
2-SP-CM-'85
to be guilty as no evidence was presented to allow us to make a determination. Upon careful review of all the evidence presented, the
Board finds that this Claimant was denied due process considerations as
called for in Rule 34 which would allow this Board to make a reasoned
judgement as to the merits of this case, and we will order the Claim
sustained with the exception of 2(dJ, the request for 6% interest on
all monies due the Claimant.
AWARD
Claim sustained in accordance with the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest:
t
Nancy
Executive Secretary
Dated at Chicago, Illinois, this 30th day of October 1985.
CARRIER MEMBERS' DISSENT
_ TO
AWARD
10636
DOCKET
10666
Referee McAlpin
The decision of the Majority is the second Award resolving the same dispute.
To make matters even more unfortunate, while the Majority here directs that Claimant
be reinstated with backpay, the prior Award directed that Claimant be reinstated
without backpay. The Board was without jurisdiction to rehear and redetermine this
claim and thus the necessity for this Dissent.
The initial determination of the dispute was rendered on December 2,
1983,
approximately 22 months prior to this Award, in Interpretation No. 1 to Award No.
3
of
Public Law Board
2876.
The Interpretation directed the Carrier to reinstate the: Claimant without backpay on a probationary basis. The Interpretation directed that the
Claimant meet with the Carrier representative to discuss the terms of reinstatement.
Such meeting took place on December 21,
1983,
and included the Organization's representative as well. Following the meeting, the Claimant was reinstated. The Organization set forth its rationale for pursuing the instant claim notwithstanding the
Interpretation in a letter to the Carrier dated February
8, 1984.
It stated:
"...this is to advise that it is the Organization's position that the
agreement establishing Public Law Board
2876
and the Railway Labor Act
limits the power and the authority of the Board and the neutral exceeded
such powers in his Interpretation of Award No.
3.
The Board has jurisdiction to decide disputes involving the interpretation and/or application of existing agreements between the parties, but do not have authority
to change or amend rules or to write new rules. The Neutral, in this
instance, changed the agreement rules when he denied the claimant due
process."
It is clear that the Board committed two fatal errors in resolving this dispute.
First, the Board should have dismissed the claim on the basis that it had already
been determined. This Board has consistently held that it cannot, and will not,
rehear claims that have been resolved by this Board or by Public Law Boards. Second
Division Awards:
911+9, 8464, 7859, 6692.
Third Division Awards:
20455, 18315, 17058.
Dissent to Award
10636
Page 2
Second, to the extent the Majority here concluded that it was not bound by the
prior Award rendered by the Interpretation because that Award was invalid on juris-
dictional grounds, it is clear that such conclusion is erroneous as a matter of law.
The only forum vested by Congress with jurisdiction to review and set aside Awards
of this Board, or Public Law Boards, is the federal district court. This Board does
not have jurisdiction, under the Railway Labor Act, to set aside another Award. Thus,
in Murray v. Consolidated Rail Corporation, 736 F.2d 322 (6th Cir.
1984),
the issue
framed by the Court of Appeals was,
"...whether Murray may collaterally attack the PLB award before the NRAB,
or whether he must first pursue judicial review of the PLB's decision
under Section
153
First(q). We believe that Congress has indicated that
such challenge be appealed directly to the district court.
The Court concluded:
"We decline the opportunity to frustrate Congress' primary goal by conferring
upon employees the right to challenge the award of one board before the other."
(Emphasis in original).
4
As shown above, the basis of the Organization's progressing the claim in this
dispute was its belief that the Public Law Board determination was invalid for jurisdictional reasons. Rather than seeking to have the Public Law Board Award reviewed
in the federal district court, however, it opted to continue to prosecute the identical
claim to this Board. The Majority recognized that the Interpretation decided the
identical issue in stating,
"The Referee (in the P. L. Board) went on to decide the additional absences
and tardy occurrences of this case, even though he was not asked by the
Organization to decide this matter."
It went on to conclude:
"The Board finds the original Public Law Board had jurisdiction to
interpret their Award, but they certainly did not have jurisdiction
to rule in this case."
Dissent to Award
10636
Page
(Parenthetically, we cannot refrain from pointing out that the Majority's
statement that the Organization did not request the Public Law Board to decide the
matter is totally irrelevant. While the Organization did not request an Interpretation,
the Carrier did in accordance with the agreement setting up the Public Law Board.)
In any event, it is clear that the Majority's assertion of jurisdiction was predicated on its agreement with the Organization that the Public Law Board did not: have
jurisdiction to render the Award it did. It is no less clear that the Board did not
have the power to make such decision and its Award here, therefore, is invalid and
unenforceable.
Finally, we note that the Majority here sustained the claim with respect to
"health and welfare benefits." Other than merely asking for the relief, the Organization did not expand at all with respect to the specifics of the relief sought or the
provisions of the Agreement relied upon in requesting such relief. The Majority decision throws no light on the subject. While it is obscure as to what is intended to be
encompassed within the phrase "health and welfare benefits", it is obvious that there
is no Agreement support for its imposition.
For all the foregoing reasons, we Dissent:
r
M. W. FING HUr
M. C. LESNIK
P. V. VARGA
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