Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 10693
SECOND DIVISION Docket No. 10602
2-SSR-MA-185
The Second Division consisted of the regular members and in
addition Referee Jonathan Klein when award was rendered.
( International Association of Machinists and
( Aerospace Workers
Parties to Dispute:
( Seaboard System Railroad
Dispute: Claim of Employes:
1. That the Seaboard System Railroad violated the controlling
agreement when it unjustly suspended Machinist William Conley for
an indefinite period beginning March 18, 1983 and continuing
thereafter without a prompt investigation and timely decision
pertaining thereto, in violation of Rule 32, but not limited
thereto, of the January 1, 1968 Agreement.
2. That accordingly, the Seaboard System Railroad be ordered to:
(a) Restore Machinist William Conley to service with eight hours
pay at the pro-rata rate for every day held out of service,
including all lost holiday and vacation pay, beginning
March 18, 1983 and continuing thereafter.
(b) Pay premiums for employees group insurance policies, i.e.
Travelers, Provident, Aetna, etc. provided by applicable
agreements.
(c) Clear personal work record of all references to the charges
and make him whole for all contractual losses incurred as
a result thereof.
Findings:
The Second Division of the Adjustment Board, upon the whole record and
all the evidence finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
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Form 1 Award No. 10693
Page 2 Docket No. 10602 _
2-SSR-MA-185
Parties to said dispute waived right of appearance at hearing thereon.
On March 15, 1983, Claimant was arrested and placed under custody
pursuant to a warrant issued against him upon a charge of rape. The alleged
rape occurred off the Carrier's property. Following his release on bail, the
Claimant reported for work on March 18, 1983, at which time he was immediately suspended from service pending the outcome of a formal investigation
scheduled for March 25, 1983. The charged violation was based upon that
portion of Rule 12 of the Seaboard Coast Line Rules and Regulations of the
Mechanical Department which states: "intemperance, immorality, vicious and
uncivil conduct will subject the offender to summary dismissal."
After postponement the formal hearing was conducted on April 4, 1983.
At the end of the formal investigation the Conducting Officer announced that
the investigation would be held in abeyance, and that the Carrier would
continue to hold Claimant out of service until his "status changed," or the
criminal charges were dropped.
In December, 1983, the Claimant was tried, convicted of rape and
sentenced to five years in the State penitentiary. The Carrier "reconvened"
the initial investigation on January 19, 1984, noted the rape conviction, and
dismissed Claimant from Carrier's service on January 19, 1984.
The Organization argues that the procedure followed by the Carrier in
its suspension of Claimant was a violation of Rule 32. Rule 32 provides in
pertinent part:
"No employee shall be disciplined without a fair hearing
by a designated officer of the Company. Suspension in
proper cases pending a hearing, which shall be prompt,
shall not be deemed a violation of this rule. At a reasonable time prior to the hearing such employee and the
local chairman will be apprised in writing of the precise
charge against him. The employee shall have reasonable
opportunity to secure the presence of necessary witnesses
and be represented by the duly authorized representative
of System Federation No. 42.
"If it is found that an employee has been unjustly suspended
or dismissed from the service, such employee shall be
reinstated with his seniority rights unimpaired and
compensated for the wage lost, if any, resulting from said
suspension or dismissal."
,,fir
Form 1 Award No. 10693
Page 3 Docket No. 10602
2-SSR-MA-185
The Organization contends that Rule 32 calls for a prompt hearing, and
that the Carrier cannot simply recess an investigatory hearing without a
timely decision. The Board finds merit in the organization's position. When
the Carrier elected on March 18, 1983, to charge the Claimant with a Rule 12
violation and suspended him pending a hearing, it was necessary to promptly
conduct a formal investigation.
An important distinction must be drawn between rules promulgated by the
Courts and State or Federal statute which govern the trial of criminal
charges, and the rules reached by agreement of the parties which control
disciplinary proceedings on Carrier's property. Rule 32 of the controlling
Agreement mandates that a fair hearing be conducted promptly. The American
Heritage Dictionary (1971) defines the word prompt as "on time, punctual,
done without delay." To recess or postpone an investigation other than by
agreement between the parties until a State or Federal criminal investigation
has concluded can amount to a delay of months or even years, and is not
provided within the clear intent of the rule.
The Transcript of the hearing conducted on April 4, 1983 is fifteen
pages in length as compared to three and one-half on January 19, 1984. Five
witnesses testified in the Claimant's first investigation, whereas only one
witness testified on January 19, 1984, and then only as to the fact of
Claimant's conviction. This Board finds that the Carrier did in fact conclude
the formal investigation on April 4, 1983, and administered discipline when
it ordered Claimant suspended pending the outcome of his criminal trial. The
real issue before this Board is whether the suspension administered in this
case was proper.
A charge of rape is a serious charge which requires the utmost skill,
time, financial resources and energy to defend. An employee's~defense to
serious criminal charges is weakened when his financial ability to prepare
and conduct that defense has been damaged by a lengthy, pretrial suspension
from employment. Delay of any magnitude in an employee's eventual reinstatement or discharge by "holding the investigation in abeyance" fails to
best serve the concerns expressed in Award No. 18536, Third Division, and
Award No. 2787, Second Division, namely that an employee's position in the
ensuing criminal trial not be jeopardized.
In addition to the questionable rationale that an employer-conducted
investigation is necessarily prejudicial to an employee's pending criminal
trial, such awards are factually distinguishable from the instant appeal. In
Award No. 18536, Third Division, the Claimant was indicted by a Federal Grand
Jury for dynamiting a Southern Railway train. The Carrier's interest in
precluding further damage to its property by Claimant is self-evident. In
Award No. 2787, Second Division, the Claimant was charged with grand larceny
and receiving stolen property after his arrest was published in a public
newspaper. The Carrier was publicly placed in a bad light, and the offense
was clearly related to the Carrier's need to protect the shipping public from
theft.
Form 1 Award No. 10693 "'
Page 4 Docket No. 10602
2-SSR-MA-185
In the instant case there was no evidence of record that Claimant's
arrest and the charge of rape was published in a newspaper, or broadcast on
radio or television. There was no evidence that the general public had any
knowledge of Claimant's charged offense, or that his fellow employees would
have had difficulty working on the property with him.
Arbitration Awards in other industrial settings have approved employer
administered suspensions pending a Court trial, and are useful in the
analysis of this case. In Pfeiffer Brewing Co.., 26 L.A. 571 (Ryder, 1956),
the employer was held to be justified in suspending a truck driver pending
the Court trial on the charge of driving while intoxicated. In Plough, Inc.,
54 L.A. 541 (Autrey, 1970), the Grievants were indicted for off-plant conduct
involving threats to
non-striking employees
. The Arbitrator in Plough upheld
a temporary suspension limited to sixty days even though the guilt of the
charged employees had not been established. In Pearl Brewing Co., 48 L.A.
379 (Howard, 1967), the Claimant was charged with off-duty conduct including
first degree burglary and assault. In upholding an indefinite suspension
pending the outcome of criminal proceedings, the Arbitrator in Pearl, id.,
noted the general rule that off-duty conduct is not a proper basis for
discipline except where the misconduct has the effect of disqualifying the
employee from properly and effectively rendering service, impairs his
usefulness to his employer, or has, or is likely to have an adverse or _
detrimental effect upon the employer's business. See, also, Award No: 10409,
second Division.
A careful review of the evidence at the investigation supports suspension of Claimant pending the Court determination of his guilt. As was the
case in Pearl Brewing Co., supra, a judicial finding of probable cause to
charge Claimant was made at a preliminary hearing, and he was bound over to
the Grand Jury. Admittedly there was no evidence in the record of the
publication of Claimant's arrest and charge to the general public, or that
Claimant's fellow employees would have had difficulty working with him on the
property.
However, the testimony of Claimant's Attorney was extremely damaging.
The testimony established Claimant engaged in sexual intercourse with the
complaining party under circumstances which a jury could reasonably find to
constitute forcible rape beyond a reasonable doubt after a complete presentation of all the evidence at trial.
Form 1 Award No. 10693
Page 5 Docket No. 10602
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The evidence goes far beyond a charge of alleged, off-the-property
misconduct, and includes substantial evidence tending to prove the crime
itself. The degree of proof required to uphold the discipline of indefinite
suspension pending the outcome of the criminal trial was met in this unusual
case in large part by the
incriminating testimony
of Claimant and his own
Agent. A remedy for the conduct of Claimant's Counsel is not to be found,
however, within the
confines of
this appellate forum.
The Board finds upon all the evidence that the Carrier met its burden of
proof, and that the suspension while lengthy, was neither arbitrary, capricious nor excessive. The claim is hereby ordered denied.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest <
Nancy.e'A-Ver - Executive Secretary
Dated at Chicago, Illinois, this 8th day of January 1986.
.460
VAW
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