Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 106941
SECOND DIVISION Docket No. 10606
2-SP-EW-185
The Second Division consisted of the regular members and in
addition Referee Jonathan Klein when award was rendered.
(International Brotherhood of Electrical Workers
_Par_ties_to_ Dispute
(Southern Pacific Transportation Company (Western Lines)
Dis up te: Claim of Employes:
1. That under the current Agreement, Mechanical Department Electrician
S. M. Basinger was unjustly treated when he received a discipline letter in
his personal record for alleged violation of portions of Rule 810 and Rule
"B" of the General Rules and Regulations of the Southern Pacific Transportation
Company (Western Lines). Said alleged violation occurring on or about
February 5, 1982.
2. That accordingly, the Southern Pacific Transportation Company (Western
Lines) be ordered to remove the discipline letter dated on or about February
5, 1982, from the Claimant's personal record, or that he be allowed due
process of a formal hearing as provided for under Rule 39 of the controlling
Mechanical Department Agreement.
FINDINGS:
The Second Division of the Adjustment Board, upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the dispute
involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
Claimant entered carrier's service as an Electrician on November 6,
1974, and was employed at Carrier's Eugene. Oregon, Locomotive Repair Plant.
On February 5, 1982, the Claimant had a meeting with the Plant Manager
concerning the location on the Carrier's property where Claimant parked his
motorbike, and his alleged failure to be found at his work location when
Carrier personnel sought to discuss the location of the motorbike with him.
A meeting between the Claimant and the Plant Manager took place later that
same day.
Form 1
Page 2
Award No. 10694
Docket No. 10606
2-SP-EW-'85
This Board is faced with a conflict between the parties as to the
purpose for the meeting, and the memorandum which was ultimately placed in
Claimant's personal file. After a brief factual recitation, the memorandum
summarizes the conference between the Claimant and the Plant Manager as
follows:
"I pointed _ou_t the fact _to Mr. _B_as_inger that his motor
bike was not appropriately_ parked in complete defiance
with the instruction that said, IBicH-C-.LeS--2!iLY-,.-I
and I read to him Rule B from the Southern Pacific
Transportation Company Rules and Regulations:
'Employes must be conversant with and obey the
rules and instructions. If in doubt as to
their meaning, they must apply to proper
authority for an explaination.'
Upon discussing this rule I asked Mr. Basinger if he
had any questions bout the rulerule, and he said, no,
that he understood. I then read to him Rule 810:
'Employes must report for duty at the prescribed
time and place, remain at their post of duty,
end devote themselves exclusively to their duties
during their tour of duty. They must not absent
themselves from their employement without proper
authority.
I asked Mr. Basinger if he understood, to which he
I informed Mr. Basinger that he, as well as all
employes, must be guided bested rules, as well as
General Rules of the Southern Pacific Transportation
__._--._
-~-._..__
Company.
(Emphasis Supplied).
/s/
R. N. Sixby
Plant Manager"
Form 1 Award
No. 10694
Page
3
Docket No. 10606
2-SP-EW-185
The Organization, on behalf of the Claimant, contends that the very
placement of a memorandum in an Employee's file is improper and violates Rule
39's
requirement of a fair hearing for discipline or dismissal. The Carrier
insists that use of such a memorandum is consistent with management's
prerogative to engage in corrective counseling of its employees. We concur
with the Carrier's position that a letter of warning or counseling is not
disciplinary in nature. This Board has stated in prior awards that the mere
insertion of a letter of warning or counseling in an employee's file is not
in violation of the investigation requirements of most agreements, including
the agreement before us in the instant appeal. The Board stated in Award
No.
8062
that "letters of warning are an important and necessary device that can
change an Employee's behavior and put him back on the track without the
stigma of being disciplined and having this become a part of his personal
file and his work record." Accord, Second Division Awards
Nos. 10676
and
7588.
The issue, therefore, is whether this memorandum constitutes corrective counseling properly inserted in Claimant's personal file, or whether it
amounts to discipline invoking the hearing requirement of Rule
39.
The Carrier in its argument to this Board bifurcated its analysis of the
challenged memorandum. First, Carrier argued quite correctly that Claimant
was merely counseled with respect to Rule
810.
The memorandum clearly
indicates that Claimant was simply read Rule
810
and asked by the Plant
Manager whether he understood it. This is a proper and wholly acceptable
example of employee counseling. Thus, Claimant was made aware of a Rule of
conduct by the Plant Manager, and given the opportunity to discuss that Rule
in the context of his own behavior on the property. Carrier's position with
respect to Rule
810 is
well-taken.
The Carrier admits as to that portion of the memorandum pertaining to
Rule B that it is at least a warning to Claimant that his conduct must comply
with the Carrier's Rules and instructions, and serves as evidence of Claimant's;
knowledge and understanding of Rule B. The Organization, however, accurately
describes this portion of the memorandum as a charge of insubordination for
failure to comply with instructions. Claimant was charged in the memorandum
with acting "in complete defiance" with the Carrier's instructions pertaining
to the location in which he parked his motor bike. Insubordination entails a
refusal to submit to authority; to act in a disobedient fashion. Second
Division Award
No. 10048.
The American Heritage Dictionary
(1971)
defines
defiance as: "1. The disposition to defy or resist an opposing force or
authority; resolute resistance.
2.
Intentionally provocative behavior or
attitude; a challenge."
Form 1 Award No. 10694
Page 4 Docket No. 10606
2-SP-EW-185
A reasonable and objective reading of that portion of the personal record
memorandum which pertains to Rule B compels this Board to find it to be
essentially accusatory in nature, and a finding of fact that Claimant was
guilty of culpable misconduct in failing to obey proper instructions.
Compare, Second Division Awards Nos. 7588 and 10676. The fact that the
memorandum subsequently states Claimant's knowledge or understanding of Rule
B does not mitigate the finding of a Rule violation in the above-quoted
language.
The Hoard finds it is without authority to rewrite or redraft the
personal record memorandum so as to comply with these findings, and
therefore, the Claim to remove the memorandum is hereby sustained.
A W A R D
Claim sustained in accordance with the Findings.
NATIONAL RAILROAD AJUSTMENT BOARD
By Order of Second Division
Attest:
Nancy .~er - Executive Secretary
Dated at Chicago, Illinois, this 8th day of January 1986.