Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 11278
SECOND DIVISION Docket No. 11165
2-NRPC-EW-'87
The Second Division consisted of the regular members and in
addition Referee Ronald J. Nelson when award was rendered.
(International
Brotherhood of
Electrical Workers
Parties to Dispute:
(National Railroad Passenger Corporation (Amtrak)
Dispute: Claim of Employes:
1. That under the current Agreement the National Railroad Passenger
Corporation unjustly suspended Electrician Michael Vent 20 working days held
in abeyance for six (6) months, effective January 28, 1985.
2. That accordingly the Carrier be ordered to restore Electrician
Michael Vent to service with seniority unimpaired and with all pay due him
from the first day he was held out of service until the day he is returned to
service, at the applicable Electrician's rate of pay for each day he has been
improperly held from service; and with all benefits due him under the group
hospital and life insurance policies for the aforementioned period; and all
railroad retirement benefits due him, including unemployment and sickness
benefits for the aforementioned period; and all vacation and holiday benefits
due him under the current vacation and holiday agreements for the aforementioned period; and all other benefits that would normally have accrued to him
had he been working in the aforementioned period in order to make him whole;
and expunge his record.
FINDINGS:
The Second Division of the Adjustment Board, upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
The Claimant was regularly employed as an Electrician at Carrier's
Sunnyside Yard located in Long Island City, New York, on all dates relevant to
this matter.
On November 24 and 26, 1984, respectively, Claimant was assigned to
the first shift at Sunnyside under the supervision of General Foreman Joseph
Pipitone and Foremen Steven Keats and Michael Sozio.
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Award No. 11278
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On November 24, 1984, at approximately 8:00 A.M., and again at 9:30
A.M., Foreman Keats instructed Claimant and his partner to place on charge,
cable, inspect, and repair certain cars on Yard Tracks 4 and 7.
At approximately 11:00 A.M. on November 24 Foreman Keats determined
that the necessary work had not been completed on the cars situated on Track
7, nor on the cars situated on Track 4. Foreman Keats could not locate the
Claimant on the premises, and notified the General Foreman. Claimant was not
observed on the property again until approximately 1:00 P.M., when Messrs.
Pipitone and Keats observed the Claimant and a fellow employe walking from
behind a building known as the Old Boiler House. When asked to explain his
whereabouts by his Foreman, Claimant provided a non-responsive answer. In the
intervening period of time, Foreman Keats assigned another Electrician to make
the repairs to the cars on Tracks 4 and 7.
The second incident which forms the premise for this proceeding
occurred when on November 26, 1984, Claimant was assigned by Foreman Michael
Sozio to cable, inspect, and repair cars that would be dispatched as Train
283. About the time that the train was to be dispatched for loading at
Pennsylvania Station, Foreman Sozio was notified by a Car Inspector that the
communicating whistle was inoperable. The Foreman then walked the outside and
found that a cable was missing. The Claimant was not in the area. Foreman
Sozio replaced the cable and advised the Engineer to proceed to the station.
As the train passed, the Foreman noticed that the rear car had no marker
lights. He then ordered the train stopped and climbed aboard to turn on the
marker lights.
As a result of his alleged failure to properly attend to his duties
on November 24 and 26, 1984, Claimant was notified by letter dated December 4,
1984, to appear for a formal investigation in connection with the following
charge:
"CHARGE:
Violation of Rule 'K', of the Amtrak Rules of
Conduct book, which states:
Employees must report for duty at the designated
time and place, attend to their duties during
the hours prescribed and comply with instruction
from their supervisor.
SPECIFICATION:
That on Saturday, 11-24-84, you failed to cable
and properly inspect and repair your trains,
layover on track 4 and track 7, you were not to
be found in yard from 10:00 a.m. until 1:00
p.m., making it necessary for another employee
to complete your trains."
vow
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11278
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11165
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"Also, on 11-26-844 you failed to properly inspect and repair your train 283, there was no
communication signal or marker lights on train.
Your Foreman had to make necessary repairs to
train."
As a result of the evidence adduced at the investigation, Claimant
was found guilty of the charges preferred. By letter dated January 28, 1985,
Claimant was assessed discipline of a 20-day suspension, held in abeyance for
six months.
On appeal, the Organization contends that:
(a) The Investigating; Officer committed a fatal procedural error in
not admitting into the record of the instant proceeding the
transcript of a companion proceeding involving a fellow-employe
and the Claimant which arose out of the same fact situation as
the first incident in the instant proceeding, and
(b) The Carrier failed to sustain its burden of proof on the merits.
In a well-reasoned and cogent argument, the Organization contends that since
the Investigating Officer's decision in Part (a) above was a fatal procedural
defect with respect to the first portion of the charge, and further that the
Investigating Officer, in his decision, ascribed the "guilty" verdict to both
portions of the charge, and assessed the penalty across both charges that the
entire Claim must be sustained,.
The Carrier contends that all procedural requirements were met, and
that the Claimant was not prejudiced in any fashion.
After a very careful review of the record of the proceedings and the
principles involved, this Board is of the opinion that the Investigating
Officer committed a fatal procedural error by refusing the Claimant, through
his representatives, the opportunity to cross-examine fully the testimony of
the General Foreman, by comparing the General Foreman's testimony in the
instant case with that given in the companion case which arose out of the same
fact situation as the instant proceeding on November 24, 1984.
The charge of the Investigating Officer is to bring to light all of
the relevant facts. The record in the instant case discloses that there may
have been a discrepancy in the testimony of the General Foreman which may have
been impeached by the Claimant,. The Investigating Officer was under an obligation to consider all of the relevant facts offered by the parties and then
to ascribe the proper weight to the evidence as offered by the parties. To
summarily deny the admission into the record of proffered evidence, which may
have the effect of impeaching the testimony of an important corroborating
witness, is a fatal abuse of discretion on the part of the Investigating
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Award No. 11278
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Officer. This Board is cognizant of the fact that in most of the proceedings
at the lower levels, the parties are not represented by sophisticated trial
attorneys who fastidiously cling to detailed procedural requirements; never
theless, fundamental procedural safeguards available to the parties must be
protected and adhered to if the Claimant is to have a fair and impartial
hearing.
After a full and careful consideration of the record, this Board
is of the opinion that the Claimant was not afforded a fair and impartial
investigation. Consequently, the Board need not consider the appeal on the
merits. Inasmuch as the proceeding was faulty, the penalty assessed must
fall. In the instant case, Claimant was assessed a deferred suspension, and
accordingly it appears that the Agreement in effect between the parties
provides that the Claimant's record be expunged with respect to this matter.
A W A R D
Claim sustained in accordance with the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest:
Nancy J er - Executive Secretary
Dated at Chicago, Illinois, this 10th day of June 1987.