Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 11621
SECOND DIVISION Docket No. 11300
89-2-86-2-114
The Second Division consisted of the regular members and in
addition Referee Edward L. Suntrup when award was rendered.
(Brotherhood Railway Carmen of the United States
( and Canada
PARTIES TO DISPUTE:
(St. Louis Southwestern Railway Company
STATEMENT OF CLAIM:
1. That the St. Louis-Southwestern Railway Company violated the
current controlling agreement when Carman T. S. Baker was not allowed to
return to service on July 29, 1985 after furnishing a release to return to
regular duties from his personal physician.
2. That the St. Louis-Southwestern Railway Company violated the time
limit provisions of the agreement when Superintendent A. M. Henson failed to
timely respond to General Chairman Mann's claim letter dated August 29, 1985.
3. That the St. Louis-Southwestern Railway Company be required to
allow this claim as presented by returning Carman T. S. Baker to service
immediately, allow him eight (8) hours pay at the proper pro rata rate,
commencing July 29, 1985, crediting each day's pay to a calendar date and
continuing until Carman Baker is returned to service, and credit him for
vacation credits; all railroad retirement benefits; Aetna and Travelers
insurance benefits that he has been deprived of.
FINDINGS:
The Second Division of the Adjustment Board upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon..
On August 29, 1985, a claim was filed by the Organization on behalf
of Claimant on grounds that he had not been permitted to return to service.
The Carrier alleged that the Claimant was medically disqualified from doing so
in view of prior "...court testimony concerning (an) orthopaedic problem
and ...physical limitations." On November 8, 1985, the Organization sent
a
Form 1 Award No. 11621
Page 2 Docket No-. 11300
89-2-86-2-114
correspondence to the Carrier requesting forfeiture of the claim because the
Carrier was in alleged violation of the controlling Agreement's time limits'
provisions of Rule 22.
The study of the record shows evidence that the claim was filed on
August 29, 1985, and that it was not denied by the Carrier within the required
sixty (60) days. The Organization presents a certified mail receipt, signed
by a Carrier Officer, to the effect that the claim was filed on the date that
the Organization states it was. On November 12, 1985, the Carrier responded
that the letter had not been received because no record could be found of
"...it being delivered to any officer of the Carrier." Apparently there was a
breakdown in the line of communications at the Carrier. The Organization
cannot be held liable for such, however, and evidence reasonably supports the
conclusion that the Carrier was in procedural violation of the Rule at bar.
Prior to further deliberation on the merits of this case, the Board
must establish what remedy is appropriate for violation of Rule 22. There is
numerous precedent from various Divisions of the Board to the effect that
violations of this type "...toll (a) Carrier's liability ...as of (the) date"
of the late denial. (Second Division Award 11187; also Second Division Awards
4853, 6370, 10754; Third Division Awards 24298, 25417.) The Board finds that
the proper remedy for the Carrier's procedural violation of the Agreement is
compensation for the Claimant at straight time rate from August 5, 1985, which
is the date the Claimant requested return to work and "mark up as to (his)
seniority", and November 12, 1985, which is the late date when the claim filed
by the Organization was first denied by the Carrier.
The Board will now address the merits of the claim. The Claimant has
a seniority date of November 1, 1974, and he was listed on the Carrier's 1985
Car Department Seniority roster as No. 14 of 23 on that roster. His name
appears on that roster with the annotation: "Physical Disability." In its
first late, and subsequent, denials of the claim on property the Carrier
raises the doctrine of estoppel. It does so also in its Submission to this
Board. According to the record the Claimant had filed suit in U.S. District
Court for the Northern District of Texas for damages for an alleged personal
injury which occurred on April 21, 1982. The trial was held on January 5 and
6, 1984. Claimant's testimony at that trial is part of the record before the
Board. The Claimant testified that he was physically unable to perform duties
as a Carman. A jury found in his favor with consequent-judgment against the
Carrier of $100,000.00. After this trial, the Claimant made his request on
July 29, 1985, to mark up his seniority on August 5, 1985, as noted above.
This request included a short, signed note by a physician who stated that the
Claimant had been in his office on July 26, 1985, was "...doing fine", and was
"...released to return to work full time, regular duties ...."
The Carrier cites a number of prior Board Awards dealing with the
doctrine of estoppel. These, and additional ones including Public Law Board
Awards have been studied by the Board as well as the record of testimony by
the Claimant at his January, 1984 trial. These are all public documents and
are properly before the Board. The doctrine of estoppel has been succinctly
stated in Third Division Award 6215. This Award states:
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Form 1
Page 3
Award No. 11621
Docket No. 11300
89-2-86-2-114
"The. basic philosophy underlying (such) holdings
is that a person will not be permitted to assume
inconsistent or mutually contradictory positions with respect to the same subject matter
in the same or successive actions, that is, a
person who has obtained relief from an adversary
by asserting and offering proof to support one
position, may not be heard later, in the same
or another forum, to contradict himself in an
effort to establish against the same party a
second claim or right inconsistent with his
earlier contention."
(See also First Division Award 20166; Second Division Awards 1672, 7967 and
more recently 10754 and 11187; Third Division Awards 24298, 25417; Public Law
Board 3897, Award 5, inter alia). In the instant case the Claimant argued
persuasively before a jury, under oath, that the injury he had received made
him physically unable to perform duties as a Carman. He also testified that
he "...didn't (even) try to pick up anything" at that time, that an attempt to
learn to be an outboard motor mechanic which got to be "a lifting job" was
abandoned, and that sometimes he "didn't (even) feel like getting out of the
house." The jury believed the Claimant and damages were awarded accordingly.
0n the basis of evidence, this Board can do no different than the jury. As a
result the Board believes that the instant case is of the type to which the
doctrine of estoppel properly applies. Pertinent to cases such as this one,
the courts have also established legal theory consistent with arbitral rulings
in this industry. For example, in Jones v Central of Georgia Ry Co (USCD ND
Ga) 48 LC par. 1856 the court ruled that:
"It seems to this Court the applicable rule of
law is firmly established that one who recovers
a verdict based on future earnings, the claim
of which arises because of permanent injuries,
estops himself thereafter from claiming the
right to future re-employment, claiming that he
is now physically able to return to work."
On the record as a whole the claim must be denied on the merits. It must be
sustained, however, on procedural grounds as indicated above with relief
limited to straight time rate from August 5, 1985, through November 12, 1985.
A W A R D
Claim sustained in accordance with the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
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00,41
Attest ~~''.~:
_/10 CA KAV
ancy J~er - Executive Secretary
Dated at Chicago,, 'Illinois, this 11th day of January 1989.
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LABOR MEMBERS'
DISSENT TO AWARD 11621
(Docket No. 11300)
Referee Edward L. Suntrup
The following dissent is respectfully made to Second
Division, National Railroad Adjustment Board Award 11621.
The eminent and distinguished Referee in rendering his decision does grave and violent damage to the controlling rules
on this property. This eminent and distinguished Referee -
said in Award 11621, as follows: -
- " The Organization presents a
certified mail reciept, signed by
a carrier officer, to the effect that
the claim was filed on the date that
the organization states it was. On
November 12, 1985, the carrier respond
ed that the letter had not be received
because no record could be found of
" ..it being delivered to any officer
of the carrier." Apparently there
was a breakdown in the line of communi
cations at the carrier. The organiza
tion cannot be held liable for such,
however, and evidence reasonably sup
ports the
conclusion
that the carrier
was in procedural violation of the
Rule at bar."
The Rule at bar was on property Rule 22, which is the
standard uniform Time Limits Rule in this agreement for the
progression of grievances on this property.
The Referees', without exception, in Second Division
Cases have uniformly held that when the employees violate the
Time Limit Rules in
on
property handling, regardless of reason
or excuse, the employees are totally, completely, and forever
barred, because of their violation of the Time Limit Rule
from progressing or handling that particular individual vio-
1 _ ,_ror
lation. It is readily apparent that in this Referee's eyes
the responsibility of a Time Limit Rule is to be enforced
only upon the employees and when the carrier violates that
same rule the carrier is only to be punished under the agree
ment up until it untimely denies the claim.
It is redundantly clear from the record in this Award
that the carrier advertently or inadvertently, as the case
may be, completely, totally failed to respond to the claim
timely and when it was reminded by the employees, by certi
fied mail, and proven to the carrier by certified mail, that
the carrier had indeed received the claim and failed to re
spond, only at that time did the carrier deny the claim. To Iwo
limit the carrier's liability to a period of the filing of
the claim until the carrier untimely denied the claim is to
simply to degrade and demean the contract and is one more
step towards rendering a Time Limits or Rule 22 violation as
being meaningless.
The employees note with interest that the eminent and
distinguished Referee in the reading of the material exchanged
and submitted between the parties on the property, the Referee
said:
" ..In its first late, and subsequent,
denials of the claim on property the
carrier raised the doctrine of estoppel."
The record in its entirety, as presented to this eminent
and distinguished Referee, consisting of material exchanged
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between the parties on the property reveals that the word
"estopped" was used one time and was raised as an allegation
in the denial of this claim at the highest level. The carrier
did furnish an excerpt or a transcript of testimony of the
claimant as held in Court Case CA 83273-8, January 5 and 6,
1984. That court transcript was simply furnished to the
employees and no argument whatsoever was made as to its validity.
The material exchanged between the parties on the property clearly includes and shows the on property physical reexamination rule, which provides for medical doctors to make
a medical determination, of the physical condition of any
employee. The carrier refused to implement that medical rule
and let medical doctors make a medical determination.
The employees point out that irrespective of a persons
testimony in court and of his belief as to his physical condition, that person is not a doctor. The fact that a person
may or may not be damaged extensively and not be able to work
as a result of those damages does not preclude the fact that
at some point in time his body may heal itself and he may recover. The question of his recovery should not be placed in
the hands of a Referee who has never seen the claimant, nor
in the hands of the claimant himself, nor in the hands of the
carrier officers. It has been held by many awards of different
forums created under the Railway Labor Act that, "medical questions" should be decided by medical authorties. Patently,
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this was not done in this case.
The employees respectfully point out that the awards
presented to the Referee at the hearing, after the case had
been moved off the property and the record closed, as well
as court cases presented at the hearing, and not exchanged
between the parties on the property, may very well be valid
exhibits before the Board.
However, it is the employees position that all such
arguments being desired to be used by the carrier before the
Board should have been presented on the property.
By denying the claimant in this claim his right to the
on property rule for a physical reexamination under the agreed -
to contract and for this Referee's degrading and damaging
Rule 22, the on property Time Limits Rule, under the justifi
cation of Estoppel, simply degrades and damages those rules.
It is respectfully submitted that this award contains
palpable error and is totally without precedental value in
any case.
We Dissent
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