Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 11860
SECOND DIVISION Docket No. 11604
90-2-88-2-89
The Second Division consisted of the regular members and in
addition Referee Marty E. Zusman when award was rendered.
(International Brotherhood of Electrical Workers
PARTIES TO DISPUTE:
(National Railroad Passenger Corporation (AMTRAK)
STATEMENT OF CLAIM:
1. Claim and grievance filed with W. Barrack, General Manager,
Amtrak Maintenance Facility, Beech Grove, Indiana, by letter dated September
29, 1986 from Local Chairman of Electricians' Shop Committee D. A. Clement:
"Dear Sir:
Please be advised the International Brotherhood of Electrical
Workers take serious exception to the carriers award of Bulletin
I.B.E.W. #86.
Bulletin 186 was awarded to brothers:
L. C. Catt (313-56-8532 roster 4117)
T. Preston (311-54-4743 roster #140)
R. L. Hayes (405-96-4900 (roster #97)
D. L. Hallum (309-76-0297 roster #84)
W. J. Ellis (314-48-2830 roster #126)
S. P. Conlin (304-60-8413 roster #154)
These awards are in part positively in error. Your office of
Labor Management also received job bids from:
H. M. Merchant (317-52-6045 roster #69)
G. S. Abellada (332-52-6626 roster 4103)
R. R. Taylor (308-58-6116 roster 4123)
Obviously these three brothers should have been included on
award #86, and brothers W. J. Ellis, T. Preston and S. P.
Conlin should have been omitted, due to being junior in
seniority.
As far as the qualifications are concerned allow me to bring
to your attention the agreement between carrier and the I.B.E.W.
dated April 22, 1982. Note exhibit A letter 12 where it was
agreed that when employees require additional training to become
or remain qualified for positions, they may be assigned to classroom or on-the-job training at such times and places as necessary.
This document was signed by J. R. Johnson, Director of Labor
Relations, and agreed by P. A. Puglia, General Chairman I.B.E.W.
Form 1 Award No. 11860
Page 2 Docket No. 11604
90-2-88-2-89
In the agreement between the National Railroad Corporation and
its I.B.E.W. employees effective September 1, 1975 Rule #8(a)
states that employees after being awarded bulletined positions
or permitted to exercise displacement rights, will be allowed
20 working days in which to demonstrate their ability to com
pletely perform the job. Also Rule 6(f) state that if employees
transferring from one position to another position on the same
shift by award shall receive an additional 3 hours pay at the
straight time rate of the positions they were awarded for each
day they are required to work on their former positions.
The International Brotherhood of Electrical Workers are asking
the carrier to honor the seniority of brothers Merchant,
Abellada, and Taylor for the I.B.E.W. bulletin #86, and allow
ing brothers Ellis, Preston, and Conlin the rights to exercise
their seniority.";
as revised and supplemented by letter to W. Barrick (undated) submitted on
October 20, 1986 from D. A. Clement:
"Dear Sir:
Concerning our letter dated Sept. 29, 1986 regarding the Awards
of Bulletin I.B.E.W. #86 dated Sept. 22, 1986. On Sept. 29,
1986 Bro. Roger A. Johnson (310-74-0058 Roster #88) returned
from vacation and submitted a bid on Bulletin I.B.E.W. #86. The r~rl'
junior employee Brother R. R. Taylor (308-58-6116 roster #123)
would be replaced by Brother Johnson on Sept. 30, 1986 to com
plete the awards for Bulletin I.B.E.W. #86.
Please reply!."
Furthermore, the Division Manager-Labor Relations not only failed to reply
within the Agreement time limits when the appeal was duly carried to him by
the Organization, but he failed to reply at all; and accordingly it is the
additional claim of the Employes that this claim should be sustained in
entirety as presented, without consideration of the merits, as provided for
in Rule 24 - Grievances of the Agreement, especially (b) and (c) thereof.
FINDINGS:
The Second Division of the Adjustment Board upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
Form 1
Page 3
Award No. 11860
Docket No. 11604
90-2-88-2-89
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon_
By Bulletin No. 86, new positions were advertised for six Electricians to perform installations, modifications and repairs on Turboliner equipment with qualifications noted. Claimants were denied the positions for lack
of qualifications. The Organization filed a Claim with the Carrier alleging
violation of Rules 6(f), 8(a) and Article 12 of the Memorandum of Understanding signed May 27, 1982.
The Carrier denied any violation of the Agreement supporting its
position with Rules 6(e) and 8(a). It argued that the Claimants did not have
the proper qualifications and that the Carrier was not obligated to put them
in the position and thereafter train them.
During the progression of this case on the property the Organization
raised a procedural threshold issue which is central to this Board's consideration. The Organization presented to the Division Manager-Labor Relations on
November 18, 1986, its appeal of the General Manager's October 28, 1986 declination. By letter dated February 4, 1987, the Division Manager responded
to the Local Chairman stating:
"Per our conversation on the above date concerning the appeal dated November 18, 1986, in
which an extension was granted Claimants ...on
January 12, 1987 by ...President Stonebraker...
until the next conference tentatively set for
the second week in February 1987. _An answer
will _be given by February 17, 1987 as agreed
upon by myself and Mr. Stonebraker." (Emphasis
added)
There is dispute thereafter as to what occurred. It is the position
of the Organization that no further response was heard and the Carrier is
alleged to have violated Rule 24. That Rule requires a claim to be declined
in writing within 60 calendar days or "the claim or grievance shall be allowed
as presented."
The Carrier asserts that the Claim was denied by letter dated
February 17, 1987, and presents both the letter and further proof. That
additional evidence was presented as attachments to a letter dated April 22,
1988, and as an August 8, 1988 letter further relating to the Organization's
alleged receipt of the February 17, 1987 denial by the Carrier.
Form 1 Award No. 11860
Page 4 Docket No. 11604
90-2-88-2-89
With respect to the procedural issue raised by the Organization, this
Board has thoroughly reviewed the record as exchanged on the property. Clearly, the August 8, 1988 letter presented by the Carrier came after this dispute
was filed at the Board on or about May 10, 1988, and is improper for our consideration. The record indicates that the Organization explicitly made note
of and requested allowance of the Claim on April 1, 1987, pursuant to Rule
24(b). It stated that "The Division Manager-Labor Relations not only failed
to reply to the Organization within the time limits allowed by the Agreement;
he failed to reply at all."
The Carrier response of April 30, 1987, acknowledged that "...the
docketing of these cases for discussion does not constitute waiver by the
Carrier of any procedural contentions relating to the Organization's or
employees' progression of these cases on the Carrier's property."
The Carrier's full response to the instant Claim was made in a three
page letter of August 31, 1987, which focuses entirely on merits and contains
only the initial statement that: "The time limits for reply were extended by
mutual agreement." There is no indication as to which time limits were extended. The Carrier never directly addressed nor refuted the Organization's
procedural Claim. As such, the August 31, 1987 letter fails to provide the
necessary probative evidence to weigh in favor of the Carrier.
On April 1, 1988, the Carrier was notified that the Organization held
to its position of a procedural violation and would not extend time limits,
but would appeal to the Board. On April 22, 1988, the Carrier requested to
rediscuss this case and enclosed the letter dated February 17, 1987, issued by
the Division Manager-Labor Relations denying the Organization's appeal. The
Carrier does not state on the property why it took over one year to produce
the letter, nor does it state that the letter was ever mailed, only that it
existed. Although the Carrier produced in its Submission an envelope postmarked to the Local Chairman, there is no discussion on the property as to how
it had such an envelope. As the parties are well aware, this Board does not
accept in Ex Parte Submissions lines of argument which were not clearly joined
on the property (Second Division Award 11633; Third Division Awards 27328,
23883). Since discussions of the envelope and evidence of its mailing did
not transpire until August 8, 1988, such is not properly before this Board.
This Board must conclude that if the Carrier had such evidence that
it had properly declined the Claim, it would have specifically and explicitly
denied the procedural issue on the property. We conclude that Carrier failed
to timely provide such clear and convincing evidence to refute the Organization's procedural objection. Therefore, the procedural violation of Rule 24
must be sustained without any consideration whatsoever of the merits of this
Claim. This is consistent with the position repeatedly and consistently taken
by the Board (Second Division Award 10173; Third Division Awards 27692, 27654,
27640, 27480).
Form 1 Award No. 11860
Page 5 Docket No. 11604
90-2-88-2-89
A W A R D
Claim sustained in accordance with the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest:
r
Nancy J. e~ - Executive Secretary
Dated at Chicago, Illinois, this 23rd day of May 1990.
mo
Vow
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CARRIER MEMBERS' DISSENT
TO
AWARD 11860, DOCKET 11604
(Referee Zusman)
The Majority erred in sustaining this case on procedural
grounds. The fact of the matter is that the Carrier's Division
Manager-Labor Relations denied the organization's appeal by
letter dated February 17, 1987, and the organization's Local
Chairman, upon being asked, acknowledged not only his receipt of
the disputed letter, but also furnished a copy of the envelope in
which he received it. The Majority closed its eyes to the
evidence documenting the Local Chairman's receipt of the disputed
letter on the basis such evidence was introduced after the claim
had been noticed to the Board, thereby permitting the
organization to benefit by "laying behind the log."
A recitation of the facts is in order.
The record reveals that under date of March 24, 1987, Local
Chairman R. D. Wallace urged the General Chairman to progress the
claim based on the contention no officer of Local 784 had
received a reply to the undated claim submitted to the Division
Manager-Labor Relations by then Local Chairman D. A. Clement.
The General Chairman progressed the claim to the Carrier's
Director-Labor Relations under date of April 1, 1987, on that.
basis, contending the grievance should be allowed as presented
pursuant to Rule 24(b) of the Agreement.
Under date of August 31, 1987, the Director-Labor Relation;
confirmed the parties' May 13, 1987 conference discussion.
Importantly, in the second paragraph of that letter the Carrier
Dissent to Award 11860 Page 2
-summarized the conference contentions of the organization.
Conspicuous by its absence was any reference to the alleged
procedural deficiency. Even more conspicuous is the absence of
any immediate objection to the Carrier's characterization of the
organization's position at the conference.
Seven months later, by letter dated April 1, 1988, the
General Chairman informed the Carrier that the Organization had
not waived its position that the claim must be sustained as
presented in accordance with Rule 24(b) and (c). He further
suggested that another conference might be warranted.
Immediately following his April 18, 1988 receipt of the
aforementioned letter, Carrier's Director-Labor Relations (by
letter dated April 22, 1988) furnished the General Chairman with
"...a copy of the letter dated February 17, 1987, issued by Mr.
J. W. Carter, Jr. Division Manager-Labor Relations. denying the
organization's appeal of this case..." and scheduled the case for
further discussion on May 4, 1988.
As the Majority noted at Page 4 of the Award, "...this
dispute was filed at the Board on or about May 10, 1988 ...."
While the Organization had ample time and opportunity to dispute
the denial letter furnished on or about April 22, 1988, it did
not dispute the issuance of the denial letter until July 14,
1988. Hence, it was this "out of time" letter which precipitated
the Carrier's August 8, 1988 internal memorandum.
Dissent to Award 11860 Page 3
The Majority's strained conclusion that the Carrier had not
stated that the appeal denial was ever mailed flies in the face
of logic. It is inherent in the provision of such denial letter
that it was mailed. In fact, the letter forwarding the denial to
the organization clearly stated that it was "issued." Still the
Majority erroneously concluded that a denial was not issued.
From the record made on the property, the Majority should
have dismissed the entire procedural matter by reason of the fact
it was initiated solely because there was a change in Local
Chairmen.
When all is said and done, contrary to the conclusion of the
majority, the Carrier did timely refute the procedural contention
on the property and the on-property record was sealed on or about
May 10, 1988 with that denial issuance unchallenged by the
organization.
The Majority's misreading of this element was critical to
its erroneous conclusion that the Carrier failed to timely
provide clear and convincing evidence to refute the
organization's self-generated procedural objection. That
conclusion is plainly wrong and inconsistent with the record
which was properly placed before the Board.
The ultimate consequence of this decision is that it erodes
the confidence of the parties and casts a shadow upon the
efficacy of the arbitration process.
Dissent to Award 11860 Page 4
We dissent.
M. C. LESNIK
M. W. FI GERVT
R. L. HICK
P. V. VARGA
E . YOST
low