Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 12110
SECOND DIVISION Docket No. 12072
91-2-90-2-279
The Second Division consisted of the regular members and in
addition Referee Raymond E. McAlpin when award was rendered.
(International Brotherhood of Electrical Workers
PARTIES TO DISPUTE:
(CSX Transportation, Inc. (formerly the Baltimore
(and Ohio Chicago Terminal Railroad Company
STATEMENT OF CLAIM:
1. That the Baltimore and Ohio Chicago Terminal Railroad Company in
violation of the Controlling Agreement, arbitrarily, capriciously and unjustly
assessed Electrician R. L. Bradley discipline consisting of dismissal from
company service as a result of investigation on May 11, 1989; and,
2. That the Baltimore & Ohio Chicago Terminal Railroad Company return
Electrician Bradley to service with his seniority unimpaired and compensate
Electrician Bradley for all time lost from June 1, 1989, until he is returned
to service; and,
3. That the Baltimore & Ohio Terminal Railroad Company allow Electrician Bradley all contractual entitlements and benefits including but not
limited to; credit for vacation and personal day purposes,- credit for Railroad
Retirement purposes; health and hospitalization, dental and life insurance
premiums; and,
4. That the Baltimore & Ohio Terminal Railroad Company expunge Electrician Bradley's service record of all mention of the unjust discipline.
FINDINGS:
The Second Division of the Adjustment Board, upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute were given due notice of hearing thereon.
The Claimant, an Electrician at the Carrier's Riverdale, Illinois,
facility, has a seniority date of April 28, 1978. The Claimant was dismissed
from service effective June 1, 1989, as a result of an Investigation held on
May 11, 1989, for alleged excessive absenteeism.
Form 1 Award No. 12110
Page 2 Docket No. 12072
91-2-90-2-279
It is the Carrier's position that there was no merit to the Claim,
and the Claimant was afforded a fair and impartial Investigation within the
meaning of the controlling Agreement. The Claimant was responsible for the
charges of absenteeism, tardiness and leaving work early. The Organization
just relied on unjustified procedural arguments. The Organization alleged
that a postponement should have been granted at the time of the Hearing because the Claimant was under stress. This argument is without merit and was
not supported by any medical evidence. Requests for postponements must be
based on a valid need or a good and sufficient cause. In addition, the Claimant did not show that he was treated any differently than any other employee.
The Carrier does dock all employees for tardiness under the same circumstances. The Carrier stated that its Hearing Officer is not required by any
rule or practice to personally record his findings. As to the credibility of
the witnesses and the credibility of witness Sullivan, it is not a decision to
be made by the Organization, but by the Hearing Officer. It is the Hearing
Officer that bears the responsibility in weighing the relative merits of conflicting testimony. Since the Carrier's conclusions are based on substantial
evidence, they should not be overturned. Finally, the Claimant took exception
to the length of the Hearing. However, neither he nor the General Chairman
presented evidence that such a lengthy Hearing could prejudice the Claimant's
right to a fair and impartial Hearing.
The Organization alleged that the Claimant's absences and tardiness
were due to various problems. Therefore, the Claimant was relieved of responsibility of protecting his assignment. The Carrier cited numerous cases
which bolstered its contention that excessive absences can also be excused.
The Carrier stated. the Claimant's work record was deplorable and is not a recent development or an isolated occurrence. He received a number of disciplinary letters and suspensions with the last being a 30-day actual suspension
on September 16, 1988. During the period in contention in this case, the
Claimant was absent, tardy or left early 9 times within a 9 week period of
time. This is excessive, and the Claimant is either not able or unwilling to
protect his assignment on a regular basis. The Carrier cited a number of
Awards to back its contention and the Carrier asked that the Claim be denied
in full.
It is the Organization's position that the Carrier failed to provide
a fair and impartial Hearing as required by the controlling Agreement. The
employees requested a continuance from the Hearing on May 11, 1989, because
the Claimant did not feel he was in a mental condition to continue the Hearing. The Carrier unreasonably denied this request and the Organization protested the Hearing Officer's arbitrary denial at the Investigation. The
Claimant was under treatment by a Carrier counselor and felt that he was unable to properly represent himself at the Hearing. The Organization suggested
a two week postponement which was denied. The Hearing Officer is not supposed
to have an adversary role at the Investigation. His job is to create a record
on which decisions can be made. There is no indication that the granting of
the reasonable request for a continuance would have in any way inconvenienced
or harmed the Carrier. In addition, the Organization attacked the credibility
of the Carrier witness, Sullivan, and provided alleged examples of this lack
of credibility from the transcript.
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Page 3 Docket No. 12072
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Regarding the merits of the case, it is the Organization's position
that the Carrier failed to meet its burden proving the Claimant's guilt by a
preponderance of the evidence. It was the Organization's position that the
Claimant had permission to be off, or late, or to leave early on a number of
the occasions with which he has been charged. On other occasions he was
delayed by trains on his way to work, and the Carrier did not refute this
contention during the Investigation. In addition, another employee was not
charged with tardiness even though he and the Claimant rode together and
arrived at the worksite at the same time. Therefore, it was the Organization's position that the Claimant is not guilty as charged and the Claim
should be sustained in its entirety.
Upon complete review of the evidence, the Board finds there is a
threshold issue in this case. The Claimant and the Organization had asked for
a two week postponement of the May 11, 1989, Investigation due to the alleged
mental stress of the Claimant and the resulting inability to properly defend
himself at the Investigation. The Board notes that the Carrier did grant one
postponement in this matter. However, it was for only one day and it was
prior to the Hearing. While the Board does not expect carriers to grant
postponements for anything other than good or sufficient cause, t~ere should
have been enough doubt raised due to the alleged mental condition of the
Claimant that it would have been appropriate for the Hearing Officer to grant
the Organization's request. There was no showing by the Carrier that such a
request would have caused any undue inconvenience to the Carrier and the
resulting record would not then be left open to substantial doubt as to whether or not it fulfilled the fair and impartial criteria in the Rule of the controlling Agreement. Therefore, the Board will find that under the very narrow
circumstances of this case, the Carrier has not met the fair and impartial requirements of the Rule of the controlling Agreement, and the Claimant will be
ordered returned to service. The Claimant should count himself extremely
lucky that he is being allowed to return to his job due to this very technical
violation. Had the Board been able to rule on the merits of this case, this
Claimant would very likely not be returned to service. Appended to the Carrier's submission of the transcript of this case is the complete written
personnel record of this employee. This was not part of the Organization's
submission and, therefore, it appears to be something that was added in after
the fact. Such written documents are inappropriate to be part of the record
unless they were submitted on the property. The Board cautions the Carrier
not to add to the submission any documents not discussed on the property.
Because of the technical nature of the Carrier's violation and other
circumstances of this case, the Board finds that backpay would be inappropriate in this case. The Board will find that the Claimant is to be returned
to service with seniority rights intact but without any backpay and on a last
chance basis. All other Claims are specifically denied.
1The Carrier was aware the Claimant had been under recent treatment
by the Carrier's counselor.
Form 1 Award No. 12110
Page 4 Docket No. 12072
91-2-90-2-279
A W A R D
Claim sustained in accordance with the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
1,100
Attest:
ancy J. ~ Executive Secretary
Dated at Chicago, Illinois, this 7th day of August 1991.