Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 12120
SECOND DIVISION Docket No. 11649-T
91-2-88-2-146
The Second~Division consisted of the regular members and in
addition Referee Lamont: E. Stallworth when award was rendered.
(International Association of Machinists and
( Aerospace Workers
PARTIES TO DISPUTE:
(CSX Transportation, Inc. (Seaboard System Railroad)
STATEMENT OF CLAIM:
1. That CSX Transportation, Inc. violated Rules 51 and 26(a), but not
limited thereto, of the controlling Agreement when it assigned other than
Machinists to perform Machinist work including the inspecting and testing of
mechanical equipment (engines, running gear, brakes, controlls, etc.) on
locomotives Nos. 3275, 3250, 2591, 1975, 4774 and 5619 which were prepared for
out-bound service on May 8, 1987 in the Yard (track H-19) at Waycross, Georgia.
2. That in addition thereto, CSXT continued said violations on
locomotives being prepared for out-bound service at certain yards and other
locations in the vicinity of Waycross subsequent to May 8, 1987, as hereinafter listed.
3. That accordingly, CSXT be ordered to pay Machinist T. E. Chittenden 4 hours overtime account of said violations on May 8, 1987 and in
addition thereto, pay a Machinist Claimant, as hereinafter named, 4 hours
overtime account of each subsequent violation on the following dates: May 9,
1987 pay F. R. Shuman: May 26, 1987 - J. M. Griffin; May 31, 1987 - D. E.
Griffin; June 1, 1987 - C. Strickland; June 12, 1987 - R. L. Carter; June 13,
1987 - N. W. McCain; June 21, 1.987 - F. R. Shuman; June 21, 1987 - Joe
Segrest; June 21, 1987 - F. R. Shuman; July 1, 1987 - N. W. McCain; July 12,
1987 - T.
w.
Woods.
FINDINGS:
The Second Division of the Adjustment Board, upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved .June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing
thereon.
Form 1 Award No. 12120
Page 2 Docket No. 11649-T
91-2-88-2-146
As Third Party in Interest, the Brotherhood of Locomotive Engineers
and United Transportation Union were advised of the pendency of this dispute,
but did not file a Submission with the Division.
This dispute concerns the Organization's Claim, filed pursuant to
Rule 30(2), that the Carrier violated Rules 51 and 26(a) of the Agreement by
assigning Machinist's work to non-Machinists.
The Organization asserts that the disputed work is specifically
covered by Rule 51 of the Agreement. In addition, the Organization claims
that the Carrier has not denied that this work was performed by employees
other than Machinists, and that Machinists performed these tasks before May 8,
1987. The Organization further maintains that the disputed work has been
historically and exclusively assigned to Machinists at all locations on the
Carrier's system where there is sufficient work to justify the employment of
at least one Machinist. The Organization also stresses that this work is not
limited to set-up and checking brakes, and that such work _,i the Yard is the
same work which Machinists have historically performed in the shop at Waycross. With respect to the remedy, the Organization contends that the requested relief is not excessive.
The Carrier states that the Organization has failed to sustain its
burden of proving a violation of the Agreement. In particular, the Carrier
maintains that this work is the same as that which the Second Division earlier
determined was not exclusive to the Organization in Second Division Award
10805. In addition, the Carrier claims that the disputed work encompasses
tasks that are part of the jurisdiction of the Engineers and Firemen, and
that, as a result, the Carrier is free to determine which employees will
perform this work. Without prejudice to its position on the merits, the
Carrier contends that the remedy requested by the Organization is excessive
and without contractual basis.
This Board has concluded that the Organization has advanced sufficient evidence to sustain its Claim, and that the Carrier has not rebutted
this evidence. The Board therefore sustains the Organization's position, and
remands the matter to the parties, as described below, to determine the number
of hours to be awarded to the employees specified in the Claim.
The July 3, 1987 Claim stated that the work performed "included the
inspection and testing of mechanical equipment on the locomotive (engines,
running gear & etc.) and the inspection and testing of certain controls on the
lead unit (bell, horn & etc.). Additionally, the brakes were set-up and
tested for out-bound service." This Board agrees with the Organization that
this case is not covered by Second Division Award 10805, in which this Board
denied a Claim by this same Organization against this Carrier. That Award
resolved the following issue:
Form 1 Award No. 12120
Page 3 Docket No. 11649-T
91-2-88-2-146
"In this case, the Machinists must demonstrate
conclusively that the coupling and uncoupling of
locomotives and the testing of brakes is exclusively and traditionally Machinists' work. See
Awards Nos. 9236, and 7174." (Emphasis added)
Thus, Award 10805 ultimately resolved only part of the work in the
case now before this Board e.g., that part of the July 3, 1987 Claim that
"...the brakes were set-up and tested for outbound service." The remainder of.
the work was not decided by that case. This Board notes that the Organization
had proposed that Award 10805 cover a broader issue e.g. "setting up brakes
and mechanically testing locomotives for outbound service..." (Award No.
10805, at Page 2). However, the Carrier framed the issue in terms of "testing brakes" and "coupling or uncoupling locomotives", and asserted that "[n]o
inspection of the locomotive at issue was required, nor was an inspection form
completed in this case." Id., at Page 3. It is clear that this Board resolved that earlier disput_e on the more narrow issue proposed by the Carrier.
In addition, in the case now before this Board, the Carrier did not
rebut the evidence submitted by the Organization that "...the application and
release of the brakes is only a very small portion of the work performed in
this dispute," and that setting-up and pretesting the brakes during a trip inspection is different than the brake checks performed by Engineers and Hostlers. The Organization relied on Carrier's regulations entitled "FRA-2A and
Service Center Inspection - Standard Definitions" and "Outbound Inspection
Standard Definitions" dated November 11, 1986.
The Board further concludes that the Organization submitted sufficient evidence to support its Claim that the work at issue in the instant case
has "...historically and exclusively been performed by the [Machinists]
...
systemwide." In such cases, "...the burden of proof is on the Organization to
show exclusivity of practice system-wide." Second Division Award 6867. See
also Second Division Award 2255. The Organization submitted signed statements
from Machinists in the locations listed below, stating that they had exclusively performed the work at issue for the time periods indicated:
"Tampa (1969 to 1986)
Waycross (1959 to 1988)
Rocky Mountain, N.C. (1942 to 1987)
Hamlet, N.C. (1943 to 1987)
Savannah, Ga. (1969 to unspecified date)
Jacksonville (1948 to 1988)
Erwin, Tennessee (1974 to 1988)"
Form 1 Award No. 12120
Page 4 Docket No. 11649-T
91-2-88-2-146
For example, a Raycross Machinist stated that " Machinists are _"
exclusively assigned to inspect and replace brake shoes (where needed), in
spect and test all mechanical equipment including the engine, air compressors,
running gear, governors and etc., apply Tube oil where needed and test certain
controlls on the lead unit (bell, horn, etc.) on all trains set out and sched
uled for outbound service", as well as setting-up and testing brakes on such
locomotives. He further states that "[t]o the best of my knowledge, this work
has never been assigned to other than Machinists at Waycross, Ga."
The Parties' Submissions characterize the dispute work in the same
general terms as this statement. The Organization describes it as "the
routine daily inspecting and testing of locomotives being prepared for outbound service at Waycross, [Georgia]." The Carrier similarly refers to
"prepar[ing] locomotives for outbound service", and "setting up brakes and
mechanically testing locomotives for outbound service
...."
The Carrier did not submit any evidence to couni__r these Machinists'
statements. Rather, as in the earlier correspondence between the Parties in
this case, it contended that Award 10805 governed the issue now before this
Board. The Carrier further asserted that the Engineers and Firemen "...have
this work specified in their Agreements." However the portions of those
agreements cited by the Carrier do not cover trip inspections of outbound
locomotives. Rather, they are restricted to "...mak[ingJ the necessary
disconnections and/or connections and adjustments (as required by the operating department) to effect the set out or pick up...' (Article 14, Section
1(a) of the Engineer's Agreement) and "set-up brake equipment and assemble
diesel units as required" and "couple and/or uncouple jumper cables, air
hoses and appurtenances (but not steam hose) between diesel units." (Article
48(f)(2) of the Firemen's Agreement). While this work is involved in assembling a locomotive consist and protesting the brakes -- tasks which were at
issue in Award 10805, these non-Machinist Agreements do not govern the broader
tasks at issue in this case.
In addition, the Carrier did not submit any evidence to support the
assertion first made in its Submission that "[iJt is only when locomotives do
not consist or the brakes do not operate properly that a mechanic inspects for
mechanical defects
...."
The Carrier thus argued that the Machinists' exclusive jurisdiction over "repairs" is not implicated because the Hostlers did
not make repairs. However, this Board cannot credit that belated, unsupported
contention, which is contradicted by the statements reviewed above that Machinists' work does include inspections.
The Organization has also demonstrated that Machinists at Waycross
historically performed trip inspections on out-bound locomotives in the Yards
and other locations in the vicinity of Waycross. It is this work that was
assigned to the Hostlers at Waycross in the Claims now before this Board.
However, such work is "proximate[ly] relat[edJ to the main function..." at
issue here. That fact is "a significant pivotal consideration," and outweighs
Form 1 Award No. 12120
Page 5 Docket No. 11649-T
91-2-88-2-146
the fact that the work was performed in the Yard. Second Division Award
10049. The Carrier did not rebut the Organization's evidence in this regard.
This Board notes that its conclusion in the instant case is based
soley on the historical practice supported by the Organization's unrebutted
evidence reviewed above, and does not rest on Rule 26(a), Rule 51 or the
December 20, 1967 Letter Agreement between the Parties. As a result, the
Carrier's arguments on these issues are not dispositive of the ultimate issue
in this case.
Insofar as the remedy is concerned, this Board has concluded that
the dispute must be remanded to the Parties to determine the number of hours,
calculated at the overtime rate, to which each employee is entitled. The
Organization's proposed remedy of four (4) hours of overtime for each employe
is not accepted. This Board has further concluded that Machinists who were on
duty at the time the Hostlers were utilized will be eligible for overtime pay,
unless the Carrier can present clear and convincing evidence that the employee
would not have performed both the trip inspection and the other work to which
he was assigned. Such a remedy is not excessive, contrary to this argument of
the Carrier. The Carrier violated the Agreement when it assigned other than
Machinists to perform Machinist work including the inspecting and testing of
mechanical equipment (engines, running gear, brakes, controlls, etc.) on
Locomotive Nos. 3275, 3250, 2591, 1975, 4774, and 5619 which were prepared for
outbound service on May 8, 1987 in the Yard (track H-19) at Waycross, Georgia,
and on the other occasions specifically listed below:
"May 8, 1987 - T.E. Chittendren; May 9, 1987 - F.R.
Shuman; May 26, 1987 - J.M. Griffin; May 31, 1987 -
D.E. Griffin; June 1, 1987 - C. Strickland; June
12, 1987 - R.L. Carter; June 13, 1987 -N.W. McCain;
June 21, 1987 - F.R. Shuman; June 21, 1987 - Joe
Segrest; June 21, 1987 - F.R. Shuman - July 1, 1987 -
N.W. McCain; July 12, 1987 - T.W. Woods".
The case is remanded to the parties for calculation of backpay, as set forth
in this decision. This Board retains jurisdiction to resolve any disputes
concerning the remedy that cannot be resolved by the parties.
A W A R D
Claim sustained in accordance with the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
011
Attest:
Na y J. H - Executive Secretary
Dated at Chicago, Illinois, this 11th day of September 1991.
CARRIER MEMBERS'_DISSENT
TO
SECOND DIVISION AWARD 12120, DOCKET 11649-T
(REFEREE LAMONT E. STALLWORTH)
The decision reached by the Majority in Second Division Award
12120 is palpably erroneous and cannot be accepted as a
precedential Award. It is obvious that the Majority has confused
an operating inspection that is performed in train yards with a
mechanical inspection that is performed at locomotive shops,
service areas or ready tracks.
This dispute involved outbound trains for vhich .Hostle.rs were
assembling and testing locomotive e4gir?.sist5 i'n Tics Yard at
Waycross, Georgia, a location on the forr SCJ;9 a-nd
three
separate
claims of the Organization alleging
t:4at=
,Hcs,St.3.Were pnrforu ing
"the inspection and testing of riec,haiaieal equipment on "-.he
locomotives (engines, running gear & etc.) and the inspection and
testing of certain controls on the lead unit (bell, horn
a
etc.)"
work allegedly reserved to the Machinist Craft. .It was the
carrier's position that the hostlers were performing operating
functions associated with setting up and testing locomotives for
outbound trains, which were the same functions the Organization
attempted to claim at Rocky Mount, North Carolina, another former
SCL location, in the dispute covered by Second Division Award
10805.
The Majority employed a different standard for reviewing the
parties' evidence which transgressed the well established principle
that the burden of proving all essential elements rests with the
Petitioner. The Majority ignored the Carrier's emphatic statements
that (1) the organization ;presented no evidence in support of a
systemwide practice (pages 7 and 10 of the Carrier's submission)
and (2) the work in disputes is the same as second Division Award
10805 found not exclusive to the organization and, instead, relied
on a misinterpretation of employee statements and Carrier's
Instructions included as exhibits to the Organization's Submission
(Exhibits O and Q) - exhibits which had not been presented to the
Carrier during handling on the property.
The Majority transgressed another well established principle
in the industry that prior decisions on an issue prevail, unless
palpably erroneous, when it: rejected what the Organization itself
said was the issue in Award 10805 - setting up and testing
locomotives for outbound service - and substituted a more narrow
issue of coupling/uncoupling locomotives and testing brakes. To
compound the error, the Majority made a mysterious and totally
unsupported assumption that setting up and pretesting brakes during
a trip inspection is somehow different than the brake checks
performed by Engineers and Hostlers and that Hostlers were assigned
CARRIER MEMBERS' DISSENT
TO AWARD 12120
to Machinist work of "inspecting and testing of mechanical
equipment (engines, running gear,
brakes,
controls, etc.)". ,~,;
The correspondence exchanged between the parties during
handling of the three claims that were before the Board (exhibited
by both parties), as well as the Carrier's emphatic statements in
its Submission, should have alerted the Majority to the fact that
the Organization's exhibits were new material. The Carrier cannot
rebut what has not been presented. Organization Exhibits O through
R were not presented during handling on the property, and the
Organization did not even assert they were discussed. Organization
Exhibit M was a letter from a claim file not before the Board, as
evidenced by Organization Exhibit N; and Organization Exhibit R
appears to be pages from a merger agreement on a foreign railroad.
Nevertheless, the statements were from employees at only seven
locations - including Waycross, the location involved in this
dispute, Rocky Mount (not Rocky Mountain), the location involved in
Second Division Award 10805, and Erwin, not even a location on the
former SCL - which obviously was not evidence of historical
practice of exclusivity
on
a systemwide basis; and neither the
employee statements nor the Carrier's Instructions - one applicable
at Service Centers and one applicable at Ready Tracks - can be
construed as applicable to locomotives assembled in train yards for
outbound trains. Although the employee statements were
intentionally vague, the inspections mentioned in those statements
were performed at mechanical locations (Shops, Service Centers or
Ready Tracks) and none mentioned inspections performed in train
yards.
Confusing an operating trip inspection with a mechanical
inspection such as performed at Service Centers, Ready Tracks or
Shops is the unpardonable result of the Majority's inability to
distinguish between operating functions (testing locomotives of
outbound trains for operability) and mechanical functions
(inspecting for mechanical defects) and, therefore, the inability
to understand the issue in dispute. Even the organization warned
of confusing the two types of inspections in its Submission (page
13). A trip inspection to test operability of the locomotive or
locomotive consist for an outbound train is exactly what Engineers
or Hostlers do prior to departure; whereas, an inspection for
mechanical defects is performed on both inbound and outbound
locomotives when taken out of service and sent to Service Centers
or Ready Tracks for that purpose. In fact, the mechanical
inspection and testing of equipment cannot be performed on
locomotives or freight cars on a yard track unless the track is
disabled with blue flags and derails (protected switches), as
required by FRA rules. The work the Majority asserts Machinists
should have performed in the train yard was not and could not have
been performed by Hostlers.
- 2 _
CARRIER MEMBERS' DISSENT
TO AWARD 12120
The Majority erred again on remedy for the purported Agreement
violations. The Majority agreed that the claims for four hours'
overtime pay were excessive (in response to Carrier's well
supported position that the overtime rate is not payable for time
not worked and the unrebutted assertion that 30 minutes was
excessive) but remanded the case for the parties to determine the
number of hours, calculated at the overtime rate, with another
unorthodox instruction that a Claimant who was on duty at the time
the Hostlers were utilized was entitled to overtime pay unless the
Carrier could prove he could. not have performed the claimed work in
addition to his assigned work.
For the reasons stated, we dissent.
Xxitwx I?.
Michael C. Lesnik
M. 3ngerlvot
e
Hicks
r
P. V. Varga
.
. E. Yost
- 3
-r
EMPLOYEE MEMBERS' RESPONSE TO CARRIER MEMBERS' DISSENT
SECOND DIVISION AWARD 12120, DOCKET 11649-T
(REFEREE LAMONT E. STALLWORTH)
The decision rendered by the Majority in Award No. 12120 is
well reasoned and sound by any standards or established principles
of contract interpretation. It requires no explanation or defense
by the Employee Members. However, the Carrier Members' Dissent
contains several errors and misleading statements which cannot be
ignored.
In that regard, the initial attempt by the Carrier Members
(first paragraph) to discredit the Award by alleging that the
Majority Members were "confused" relative to the involved
inspections is not only incorrect, it flies in the face of the
clear and unambiguous language contained in the Award. Obviously,
the Majority is not the party who is confused in this dispute as
evidenced by the Carrier Members' continued effort (also in the
first paragraph) to defend the indefensible by implying that the
involved Machinist work can be properly assigned to others by
simply changing the location of the work site from the shop to the
Yard or the name of the work -from "mechanical inspection" to
"operating inspection".
A review of the on-property correspondence shows that the
instant dispute was concerned with the misassignment of specific
work, as listed in the initial claim, which had been historically
performed by Machinists in the "Shops, Yards and general vicinity
of Waycross. " Accordingly, it is a bit late for the Carrier
Members to advance new allegations, all of which are vigorously
challenged by the Employees, relative to the name, location, type
or amount of the work assigned to other than Machinists in the
instant dispute. Obviously, the Carrier Members are attempting to
lay the ground work for .another bite of the apple. However, the
new defense is just as far off-base as the one refuted by the
Majority in Award No. 12120.
The instant dispute involves an attempt by the Carrier to
transfer Machinist work to others by utilizing tactics which are at
best, deceptive in nature. In that regard, the record shows that
Machinists have historically performed the involved work, as listed
in the initial claim, in the shops and yards at all locations
(where Machinists are employed) on the Carrier's System. In fact,
the involved work (commonly referred to as trip inspections) is the
principal assignment of numerous Machinists who are regularly
assigned to full time positions known as "Lead" or "Running Repair"
positions. The existence of such positions in connection with the
f
s
RESPONSE TO -CARRIER MEMBERS' DISSENT
AWARD N0. 12120 - PAGE 2
preparation of locomotives for out-bound service is common
knowledge on the Carrier's System and in the railroad industry. It
is also common knowledge that a comprehensive brake test is
performed by Machinists during trip inspections; however, the
involved test does not constitute a major part of the work
performed. Nevertheless, the Carrier has improperly alleged that
since Engineers and others perform pre-departure brake tests, all
of the work normally performed by Machinists during trip
inspections can be assigned to others based on the "exclusivity"
principle. In that regard, Operating Crews on locomotives, like
all operators of heavy equipment, are comparatively simple in
nature and cannot be properly utilized, as the Carrier attempted to
do in the instant case, to show non-exclusivity relative to all the
work normally performed by Machinists during trip inspections, as
confirmed by the absence of a third party submission in this
dispute.
While it is true that Carrier received a favorable Award (No.
10805) in a prior dispute, which also involved the preparation of
locomotives for out-bound service, the record shows that it done so
by improperly convincing the Majority in that case, as it attempted
to do in the instant case, that the performance of a brake test was
the principal issue and therefore, the work did not belong
"exclusively" to the Machinists. While that approach was
successful relative to receiving a favorable decision, it resulted
in an Award which only addressed the "testing of brakes", as stated
by the Majority in Award No. 12120, and therefore, has no
precedential value relative to the preponderance of work
historically performed by Machinists on locomotives being prepared
for out-bound service. In that regard, the on-property
correspondence by the Employees in the instant dispute, including
the initial claim, clearly demonstrated that "brake testing" was
not the principal issue. However, the Carrier, having successfully
obtained one favorable award by improperly focusing on the
performance of simple, pre-departure brake tests attempted to
return to the proverbial cookie jar utilizing the sane deceptive
tactic.
Accordingly, the Majority in Award No. 12120 did not reject
Award No. 10805, as alleged by the Carrier Members. To the
contrary, they accepted the Award based on the specific language
contained therein. However, they properly refused to expand its
findings, as requested by the Carrier Members. Additionally, the low
RESPONSE TO CARRIER MEMBERS' DISSENT
AWARD NO. 12120 - PAGE 3
Majority properly accepted the findings of prior Award No. 10049,
which also involved the preparation of locomotives for out-bound
service and an unsuccessful attempt by the same Carrier at the sane
location to change the assignment of certain work based on a change
of the work site (from the shop to the "yard").
Contrary to the Carrier Members' assertions relative to the
Employees' Exhibits, the Carrier had full knowledge of the involved
exhibits as evidenced by the on-property appeal which stated, "a
survey conducted by this Organization shows that the involved work
is in fact performed by Machinists at other locations on the System
where Machinists are employed." Regarding the Carrier Members'
comments from "left field" concerning the blue flag law (which is
subject to periodic changes), the on-property handling shows that
Carrier did not deny that the involved work was performed by other
than Machinists, with or without a blue flag, in the "Yards and
other locations" at Waycross on the dates listed in the initial
claims. Regarding the Carrier Members' objection to-the imposed
remedy, this Board has held in the past that Agreements are not
made to be violated and payment at the overtime rate is proper in
certain cases and the instant case obviously falls within that
category.
Accordingly, the record shows that it is the Carrier Members
and not the Majority Hembes-s in Award No. 12120 who are confused
relative to the issues involved in this dispute.
Respectfully submitted,
Y"/,(
Wl~v
0 ~e
I-&\,,-:
VAMOOI
- I