Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 12122
SECOND DIVISION Docket No. 11905
91-2-90-2-20
The Second Division consisted of the regular members and in
addition Referee John C. Fletcher when award was rendered.
(Brotherhood Railway Carmen/ Division of TCU
PARTIES TO DISPUTE:
(The Atchison, Topeka and Santa Fe Railway Company
STATEMENT OF CLAIM:
1. That The Atchison, Topeka and Santa Fe Railway Company violated
the September 1, 1974 Agreement, as amended, specifically Rule 20; and Article
IV, Section 1(b) and Letter No. 3 of the November 19, 1986 National Agreement,
by requiring the Carmen listed below to perform work on non-intermodal equipment/cars and only compensating them at the intermodal rate of pay.
2. That accordingly, The Atchison, Topeka and Santa Fe Railway Company be ordered to additionally compensate Carman Clyde Barela, et al., the
difference between the intermodal hourly rate of pay ($13.29) and the nonintermodal hourly rate of pay ($14.10), which is eighty-one cents (81¢) per
hour for a total of two hundred ninety (290) hours that they were required to
perform work on non-intermodal equipment/cars, in the manner set forth below:
Clyde Barela 25 hours x 81¢ =.$20.25
Tony Sanchez 24 hours x 81¢ = 19.44
Vern Fenton 10 hours x 81¢ = 8.10
Dick Heimlich 10 hours x 81¢ = 8.10
A. G. Grow 28 hours x 81¢ = 22.68
M. Manzaneres 28 hours x 81¢ = 22.68
Bruno Silva 80 hours x 81¢ - 64.80
Frank Ayala 40 hours x 81¢ = 32.40
J J. Chavez 8 hours x 81¢ = 6.48
Robert Perez 8 hours x 81¢ = 6.48
Joe Garcia 8 hours x 81¢ = 6.48
Jess Vega 8 hours x 81¢ - 6.48
Tony Sanchez 13 hours x 81¢ =10.53
FINDINGS:
The Second Division of the Adjustment Board, upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
Form 1 Award No. 12122
Page 2 Docket No. 11905
91-2-90-2-20
This Division of the Adjustment Board has jurisdiction over the
w,rr
dispute involved herein.
Parties to said dispute waived right of appearance at hearing
thereon.
Claimants are Carmen regularly assigned to intermodal positions at
Carrier's yard at Barstow, California. On dates of Claim, Claimants spent
most, if not all, of their time on duty repairing cars which are not in
intermodal service. For this reason, they claim the differential between the
rate for intermodal service and the rate for non-intermodal service for the
hours so worked. The Organization bases its Claim on Article IV of the
November 19, 1986 National Agreement, which established a lower rate of pay
for employees engaged in intermodal service. Section 1(b) defines the
coverage of Article IV as follows:
"With respect to intermodal service, cais
Article shall be applicable to positions preponderantly engaged in work in connection with the
operation of intermodal facilities, such as, but
not limited to, inspection, repair and any other
work in connection with intermodal equipment or
intermodal facilities."
The Organization also relies upon Side Letter #3, dated November 19,
1986, which reads as follows:
"This refers to our discussions during
negotiation of the Agreement of this date in
connection with intermodal service.
It was explained that intermodal facilities
are perhaps better described as intermodal terminals or hubs that are operated independently of
rail yards. The majority of intermodal traffic
today moves in solid trains consisting of dedicated
equipment that is rarely switched. The trains
shuttle between hub pairs and upon arrival at a
hub, inbound containers and trailers are removed
and the train is reloaded with outbound containers
and trailers for the return trip. Trucks are used
to gather trailers from the area served by the
terminals, in some cases perhaps ranging up to a
radius of 250 miles. Once delivered, the trailers
are lifted on to rail cars and shipped intact to
their destination, where the trailers are then
lifted off the rail cars and dispatched to their
ultimate destination by truck. Facilities for the
loading and unloading of motor vehicles are also
considered intermodal facilities.
140
Form 1 Award No. 12122
Page 3 Docket No. 11905
91-2-90-2-20
Among the services performed at these loca
tions in addition to the inbound and outbound truck
movements are supervisory, clerical, ramp, hostl
ing, on and off loading and unloading, inspection,
damage control, tie-down and any other work in
connection with the handling of trailers, con
tainers, autos and other intermodal shipments.
It is not the intent to transfer rolling stock
repair and maintenance to an intermodal location
for the purpose of applying intermodal pay rates
with respect to non-intermodal equipment.
If a carrier proposes to expand the types of
work presently being performed at intermodal
facilities by employees represented by your or
ganization, it shall give 10 days advance notice
thereof to the General Chairman. A meeting shall
be set promptly at which carrier representatives
will particularize for the General Chairman the
changes contemplated and the reasons therefor. The
purpose will be to insure that the carrier is not
proposing a change to take advantage of the lower
pay rate by circumventing the Intermodal Service
Article of the Agreement or this letter and if it
is concluded that this is the.case the carrier will
not proceed with the proposed change."
The Organzation first asserts Claimants' positions should not come
under the coverage of Article IV of the Agreement because Barstow does not fit
the definition of an intermodal facility as set forth in Letter #3. The Carrier acknowledges that Barstow does not handle intermodal trains, but asserts
that railcars for such service are funneled into the Barstow repair facililty
from all over the system for the purpose of repair, rebuilding and modifications. It is evident from the record that these cars are repaired, etc., on
two specific tracks where Claimants are assigned. According to the Organization, Barstow is not an intermodal terminal or hub, operated independently
of rail yards.
The Carrier submits the question as to whether or not it may apply
the intermodal rate of pay at Barstow is not properly before this Board. It
notes the issue was never raised during the handling of the dispute on the
property. Furthermore, it argues such a position is inconsistent with the
Organization's Claim, which seeks the differential only when Claimants worked
on non-intermodal cars more than four (4) hours per day.
We agree with the Carrier that we cannot consider the status of Barstow as an issue in the instant dispute. The Carrier is in error in asserting
Form 1 Award No. 12122
Page 4 Docket No. 11905
91-2-90-2-20
this is a new issue. The record does show the Organization had challenged the
appropriateness of establishing intermodal positions at Barstow during the
handling of this dispute on the property. However, as there is no Claim for
the full Carmen rate except when non-intermodal work is performed for more
than four (4) hours per day, it is evident the 'Claim is limited to this single
issue. Accordingly, and solely for the purposes of this dispute, we will
consider the intermodal positions at Barstow to be properly bulletined.
The gravamen of the Organization's Claim is that the Carrier is not
privileged to require Claimants to perform non-intermodal work without some
restriction. The Organizations submits the sole intent and purpose of the
establishment of the intermodal rate of pay was to allow the railroads to be
competitive with trucks and other modes of transportation in connection with
intermodal equipment. It was not the intent, the Organization continues, to
allow a Carrier to work an intermodal employee on non-intermodal equipment,
thereby giving that Carrier an unfair advantage over other railroads which pay
the higher rate.
The Organization relies upon Rule 20 of the September 1, 1974 Agreement, as amended, which reads as follows:
"Where an employe, except apprentices, is
required to perform work carrying a higher rate of
pay, he shall receive the higher rate of pay, but if
required temporarily to perform work carrying a
lower rate, his rate will not be changed."
The Organization, noting that work on non-intermodal equipment is of
a higher pay rate, asserts this Rule requires the payment of the higher rate
when Claimants were required to perform work on non-intermodal cars. The
Organization derives its standard of four (4) hours from various provisions in
the Agreement which refers to four (4) hours or more in one day being the
basis for deciding the pay of an employee for that day. They cite Rule 38(c)
of the September 1, 1974 Agreement, which reads as follows, as an example:
"Employes not regularly assigned to perform
welding work but performing such work for four (4)
hours or less on any one day will be paid the
welder's rate of pay on the hours basis with a
minimum of one (1) hourly; for more than four (4)
hours in any one day, welder's rate will apply for
that day."
Carrier argues the Agreement permits the payment of the intermodal
rate when employees assigned to positions bearing that rate perform work on
non-intermodal cars. It notes the rate governs positions, the incumbents of
which are preponderanly engaged in intermodal work. The use of the term
"preponderantly engaged" implies there would be some time spent on non-intermodal work. The rate of pay for the position, the Carrier continues, is fixed
for all service performed. The Carrier notes the parties did not negotiate
separate pay provisions based upon the nature of the work where a position is
not exclusively intermodal.
Form 1 Award No. 12122
Page 5 Docket No. 11905
91-2-90-2-20
The Carrier also refers to the last two paragraphs of Letter #3,
which prohibit Carriers from bringing in more non-intermodal work and taking
advantage of the lower rate. If they Agreement intended to ban non-intermodal
work at the intermodal rate of pay, the Carrier insists this provision would
have been unnecessary.
The Carrier rejects the Organization's argument regarding the application of Rule 20. First, the Carrier suggests the Organization has allowed this practice to continue for almost two years without protest, thus
constituting acquiescence on the part of the Organization. Secondly, the
Carrier submits intermodal workers are not performing work carrying a higher
rate of pay when they perform the non-intermodal work within the context of
their intermodal positions. Finally, the Carrier argues Rule 20 is superseded
by the November 19, 1986 National Agreement.
Whether or not Carmen on intermodal positions may perform non-intermodal work is not at issue. The issue in dispute is at what point is the
Carman no longer working on a position "preponderantly engaged in work in connection with the operation of intermodal facilities." At this point, arguably, the Carman is working a position other than his own, and is entitled to
the appropriate compensation for such service. The Agreement gives us no
guidance as to how the parties intended to define the above quoted phrase.
All we know from the Agreement and Letter #3 is that it obviously was not the
intent of the parties to limit employees such as Claimants to work exclusively
in connection with intermodal service. The Organization urges we examine the
volume of work on a daily basis, and refers the Board to other examples for
such a measurement. The Carrier denies such an intent can be found in the
Agreement. Instead, the Carrier argues Claimants can perform any Carman work
at the intermodal rate as long as they are assigned to positions which are
preponderantly engaged in intermodal work. Carrier submits it would be required to rebulletin the job if it was no longer preponderantly engaged in
intermodal work. This, the Carrier asserts, is the only remedy available.
Historically, this Board has examined the nature of an employee's
work on a daily basis. Claims are made for individual, specified dates.
When we find that an Agreement has been violated, the remedy is generally
compensation for specific dates. There is nothing in either the Agreement or
Letter #3 which would cause us to examine this Claim in any different manner.
Accordingly, we reach the following conclusions.
Unless it is demonstrated the work on a particular intermodal position is not somewhat consistent from day to day, it will be presumed that an
employee is working on an intermodal position when more than half the work
day, i.e., a prepondrance, is spent in connection with intermodal service.
The Board recognizes that there may be circumstances, due to factors such as
traffic patterns, when it is appropriate to measure the work over a somewhat
longer period of time, e.g., a work week. There is no evidence, however, that
this is the case with the positions involved in this Claim.
Form 1 Award No. 12122
Page 6 Docket No. 11905
' 91-2-90-2-20
When, however, an employee assigned to an intermodal position is required to perform non-intermodal service for more than half the work day, we
find the employee to have been moved _de facto to another position for that
day. This is a violation of the Agreement, which requires positions which are
paid at the intermodal rate to work preponderantly in intermodal service.
As the underlying facts in this case are not in dispute, we find the
Agreement was violated on each date of Claim. Rule 20 establishes the appropriate method of compensation. We will, therefore, sustain the Claim as
presented.
A W A R D
Claim sustained.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Second Division
Attest:
00-4000
ancy J. 00;6r - Executive Secretary
Dated at Chicago, Illinois, this 11th day of September 1991.
CARRIER MEMBERS' DISSENT
TO
AWARDS 12122 - 12130, DOCKETS 11905, 11913, 11914,
11934, 11936, 11990, 12037, 12116, 12117
(Referee Fletcher)
In 1986, the Contracting Parties entered into a National
Agreement providing for a specific rate of pay for those involved
in Intermodal Service. The purpose for negotiating such a
provision was to enable the railroads to compete with trucks and
other modes of transportation handling Intermodal traffic. It was
never the intent of the contracting parties that such ability to
compete with other modes of transportation would fluctuate on a day
to day basis but was to provide a level and stable platform from
which the railroads could confront the other transportation modes.
In these cases, the Majority has correctly found that Barstow,
California, one of nine locations on this railroad performing
Intermodal work, was covered by Section 1(b) of Article IV of the
November 19, 1986 Agreement. All of the Claimants held positions
that were engaged in work in connection with Intermodal equipment
and they had been compensated in accordance with Section 2 of
Article IV almost two years prior to the filing of the first case
here involving December, 1988. The Majority also properly
concluded that the language, "preponderantly engaged" does not,
"limit employees such as Claimants to work exclusively in
connection with intermodal service."
The only issue in these cases was:
"...at what point is the Carman no longer working on
a position 'preponderantly engaged in work in
connection with the operation of intermodal facilities.'"
While the Majority states as a fact that:
"The Agreement gives us no guidance..."
as to how to evaluate "preponderantly engaged" it has nevertheless
concluded that such is to be done on a daily basis. This
conclusion is wrong for the following reasons.
First, as noted above, there is NO CONTRACTUAL BASIS for such
a conclusion. The positions involved were bulletined and were
awarded as INTERMODAL POSITIONS having a regular five day work
week. As the Majority has noted, "Unless it is demonstrated the
work on a particular intermodal position is not somewhat
consistent..." (Emphasis added), said position is an intermodal
position compensated at the intermodal rate. Therefore, in order
to assert entitlement to other than the intermodal rate, it must be
demonstrated that the work of a position is sufficiently erratic to
warrant it NOT being included under the rubric of "preponderantly
engaged." In these cases there is no evidence of any position
being shown as being such an erratic position that it was not
entitled to be identified as an intermodal position.
Furthermore, the Majority's conclusion that, "when more than
half the work day... is spent in connection with intermodal
service," identifies an intermodal position, does severe violence
to the concept of assigning positions by bulletin in this industry.
One example will prove the point. An intermodal worker who spends
3 1/2 hours each work day of his assignment in other than
intermodal service is an intermodal worker since, "more than half
the work day" is in intermodal service. However, an individual who
spends the same amount of time on non-intermodal work but only on
Monday and Tuesday of the work week is not an intermodal worker on
two. days of his work week. The same time, effort and work is
expended, yet there are two different results. Such is not what
the Parties intended and such action certainly does not provide a
stable means to compete against the other modes of transportation.
Secondly, on the assumption that these nine claims represent
the actual incidence of intermodal workers performing nonintermodal work at this location, we have a total of 51 dates
consuming 587 hours, 40 minutes in just over 48 weeks (December 12,
1988 - November 14, 1989 - 240 work days) . If just one Carman
worked 3 1/2 hours each work day during these same 48 weeks in nonintermodal work he would have expended 840 hours in non-intermodal
work for which he would be compensated only at the intermodal rate.
It just does not make any rational sense that an individual could
work 43% more than the total represented in these nine claims on
non-intermodal work and be within the guidelines of these Awards.
Yet, these multiple Claimants working far less hours in nonintermodal work are found here to be entitled to the other than
intermodal rate.
In Award 12122, involving the largest number of Claimants
(13), the largest number of dates claimed (18) and the most time
(290 hours) over a -six week period (December 12, 1988 - January 20,
1989) we find that the 290 hours claimed is less that 16% of the
time worked by these Claimants (13 Claimants x 8 hours x 18 dates
= 1872 hours). If we look at the time worked by these same 13
- 3 -
Claimants over the six week claim period (13 Claimants x 8 hours x
5 days/week x 6 weeks = 3120 hours) the total claimed is less than
10% of the time worked. By any calculation, other than on a daily
basis, it is self-evident that Claimants were "preponderantly
engaged" in intermodal work and were so engaged not just the
majority of the time but the vast majority of time employed. Had
the Parties desired to require that the determination of the status
of the position being intermodal or not to be made on a daily basis
it would have been a simple matter to have so stipulated. However,
as the Majority has properly noted, there is no Agreement provision
that supports such a conclusion.
Third, the Majority itself has noted the lack of contractual
basis for making daily determinations when it acknowledges the need
to provide an exception: err'`
"The Board recognizes that there may be circumstances,
due to factors such as traffic patterns, when it is
appropriate to measure the work over a somewhat longer
period of time, e.g., a work week."
Obviously, the recognition, "that there may be circumstances"
in which a daily determination would not apply, upholds and
confirms the fact that there is no contractual provision to support
the conclusion reached in these Awards. Furthermore, what are the
traffic patterns that would entitle the Carrier to, "measure the
work over a somewhat longer period of time..."? What other
circumstances might be "appropriate"? To acknowledge the need for
exceptions warrants the conclusion that an evaluation on a daily
basis was not the intent of the Parties in negotiating Article IV.
- 4 -
The result made in this matter is a disposition made on perceived
equity and not on any contractual support.
In Award 16 of PLB 4170, involving the application of the
intermodal rate, we find the following:
"If Claimants' positions are not primarily in
intermodal service, they are not subject to Article IV.
In resolving this dispute, we can consider only the
evidence presented to us. The Carrier has furnished a
computer generated report for the fourth quarter of
1988 which shows the number of man hours charged to
various functions for each intermodal employee at Inman
Yard. According to this report, Claimant Bailey worked
479.7 hours in intermodal equipment repair and 28.3
hours in shop maintenance. Claimant Tatum worked 388.7.
hours in intermodal equipment repair and 8.8 hours in
ship maintenance ....The Organization, on the other
hand, has submitted bulletins describing the jobs in
question. Because maintaining pig cranes is only one
of three duties listed on the bulletin, the
organization concludes this work constitutes only onethird of the job. In light of the Carrier's more
precise time records, we cannot accept the
Organizations's conclusion. Based upon the Carrier's
records, it is evident that Claimants' jobs are
primarily in intermodal service." (Emphasis added)
Here, the review was over a thirteen week period; not daily.
Again, there is no support either in Article IV of the
November 19, 1986 Agreement or in Letter No. 3 for the conclusion
that bulletined and assigned Intermodal positions are to be
reevaluated and reclassified on a daily basis.
The Majority, in support of its conclusion has noted that this
Board historically, "...has examined the nature of an employee's
work on a daily basis" and that there is nothing in the 1986
Agreement that would change that view. However, such a conclusion
can only be reached if the basic purpose of the Intermodal
provisions are ignored. No railroad can compete with other less
- 5 -
d
costly transportation modes when its ability to compete is
restricted by an artificially imposed barrier.
The Majority also relies on rules 20 and 38 to support its
position of daily review. However, Rule 20 applies to the rate of
pay for the filling of vacancies and there is no dispute that these
cases DO NOT INVOLVE THE FILLING OF A VACANCY. It is a fact of
record that the Claimants were assigned at the time to intermodal
positions by bulletin and assignment. There was no issue raised
concerning the filling of vacancies. And certainly there is no
dispute that Claimants properly could be required to perform nonintermodal work so long as they were "preponderantly engaged" in
intermodal work. Thus, there were no other positions nor were
there any vacancies to be filled. Concerning Rule 38, it was NEVER
raised on the property but was first raised by the organization in
their Submission to this Board. Even though such argument should
have been excluded as being in violation of this Board's Circular
No. 1, the fact is that the parties by agreement in that rule did
make a specific contract provision, detailing when and how there
would be a change in the rate paid for welding. The Majority has
noted the fact here that there is NO SUCH RULE PROVISION in Article
IV.
Finally, it was the Organization that asserted a violation of
Article IV on the property. Thus, it was the Organization's burden
to prove with substantial evidence that the National Agreement
adopted on November 19, 1986, DID PROVIDE for the application of
the intermodal rate to be made on a daily basis. The Majority has
- 6 -
correctly concluded that the National Agreement DOES NOT contain
such a provision and in fact, the Agreement provides NO GUIDANCE in
this regard. The organization's claims should have been denied on
their failure to support their claims with evidence. Whatever the
Parties meant by the term "preponderantly engaged" it is clear on
these records that Claimants, at all times relevant, were
"preponderantly engaged" in intermodal service and it was
contractually proper to compensate them at the intermodal rate.
We dissent.
P. . VARGA
. L. HICKS
. E. YOST
M. W. FINGE HUT
~%C ' ~. o~
r
M. C. LESNIK
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