"°'°^ Award No. 14267
Docket No. PM-15361
NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
(Supplemental)
Don Hamilton, Referee
PARTIES TO DISPUTE:
BROTHERHOOD OF SLEEPING CAR PORTERS
(For and in Behalf of R. L. Harden)
CHICAGO, ROCK ISLAND & PACIFIC RAILROAD COMPANY
STATEMENT OF CLAIM:
* ' ' for and in behalf of R. L. Harden who is
now, and has been for several years past, employed by the Chicago, Rock
Island and Pacific Railroad Company as a sleeping car porter.
Because the Chicago, Rock Island and Pacific Railroad Company
did, through General Superintendent M. H. Bonesteel, Dining and
Sleeping Cars, take disciplinary action against Mr. Harden, under date
of October 9, 1964, in which he was given an actual suspension of
ten (10) days without pay allegedly for violation of Rule "N" of
the General Notice and General Rules of the Rock Island Road.
And further, because this disciplinary action was based upon a
charge, or charges, that were not proved and the action taken by the
Chicago, Rock Island and Pacific Railroad Company in this instance
was unjust, unfair, arbitrary, harsh, cruel and in abuse of the Company's discretion.
And further, for the record of Mr. Harden to be cleared of the
charge in this case and for him to be reimbursed for the pay loss
he suffered as a result of this unjust action, as provided for under
the rules of the Agreement governing the class of employes of which
Mr. Harden is a part.
OPINION OF BOARD:
Claimant was assigned as a sleeping car porter
on Train No. 17, July 30, 1964. A report was made to the Chicago, Rock Island
and Pacific Railroad Company by two operatives, Irene and Wallace Ouderkirk,
employes of the E. M. Burch Company, concerning their observations while
acting as customers in the dining car of said train.
As a result of said report the following letter was transmitted to Claimant:
"CHICAGO, ROCK ISLAND AND PACIFIC RAILROAD COMPANY
Dining and Sleeping Car Department
M. Bonesteel 164 west 51st Street
General Superintendent Chicago 9, Illinois
J. S. Antink September 9, 1964
Assistant Superintendent File: PR-8450
PR-SC-9214
REGISTERED-RETURN RECEIPT REQUESTED
Mr. E. C. Cave
2112 Pillsbury Ave., So.
Minneapolis, Minnesota
Mr. R. L. Harden
524 Carrell
St. Paul 3, Minnesota
Gentlemen:
You are hereby notified that an investigation will be held for and
in your behalf at Minneapolis, Minnesota, Tuesday, September 15, 1964
at 9:00 A. M., C. S. T. in the Conference Room of the MilwaukeeRock Island Passenger Depot to develop the facts, discover the cause
and determine your responsibility, if any, in connection with a report
received in this office on September 1, 1964 that on July 30, 1964
while you were on Dining Car 421, Train 17, arriving Kansas City,
Missouri, certain food items were permitted to be served to a Sleeping Car Porter which were received by him without benefit of a
properly prepared DC-23 Meal Check to cover service of this Trainman's meal. Also, on checking reports prepared covering the operation
of Dining Car 421 for the above date, it was found that no remittance
was made for this trainman's meal, thereby depriving this Carrier
of revenue in violation of that part of Rule N of the General Notice
and General Rules, Form G-147 which reads as follows:
'Employes who are . . . dishonest . . . will not be retained
in the service.'
or the violation of any other rule in connection therewith.
Please arrange to be present with your respective representatives
and any such witnesses you may desire as provided for in your Agreements presently in effect with this Carrier.
Yours truly,
General Superintendent
Dining and Sleeping Cars
cc: Mr. L. 0. Tengblad
Mr. M. P. Webster."
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The investigation, originally scheduled for September 15, 1964, was continued by agreement on September 11, 1964 to be held on a subsequent date
which was to be agreed upon by the participants. Thereafter and on September
16, 1964, the investigation was scheduled for September 24, 1964. Thereafter
and on September 24, 1964, the investigation was postponed on account of the
illness of a witness for the Carrier, until September 29, 1964.
The investigation was conducted on September 29, 1964 and thereafter,
and on October 9, 1964 Claimant was suspended from service for 10 days, by
the Carrier.
This claim was processed to this Board on three premises:
(1) That Rule 23 of the existing agreement was violated when
Carrier assessed disciplinary action against Claimant without
apprising him of the charge against him before the investigation was held, and
(2) That the "charge" that came out of the investigation and
on which Carrier based its disciplinary action was not substantiated, and
(3) That the disciplinary action was "unjust, unfair, arbitrary,
harsh, cruel and an abuse of discretion."
In considering the first assignment of error we must look at Rule 23.
Paragraph 2 of Section (b) reads:
"An employe who is not held out of service pending a hearing will
within a reasonable time before the investigation is held, be apprised
in writing of the charge against him."
The notice printed above leaves much to be desired. It is beyond our
imagination why Carrier cannot be more explicit and say what it means in
these discipline cases. We have held many times that all we require is that the
employe be made aware of the charges pending against him so that he may
properly defend himself against such charges. The burden of preparing his
defense is ample responsibility for the employe. He should not have the
additional burden of constructing a charge out of a paragraph of meaningless
words and phrases.
In applying the usual test to this case, we find that the Carrier managed
somehow to meet the most minimal standards possible to advise Claimant
that something was amiss. The fact that the charge includes the offense of
receiving food contrary to the rules, is the only thing that keeps this so-called
notice from being nullified as violative of due process of law.
We therefore find ourselves in sympathy with the first assignment of
error, but we believe that the letter gave Claimant enough idea of the existing
problem to let him prepare his defense to the charges.
The second assignment of error is that the charge which came out of the
investigation was not substantiated. This question involves a matter of fact.
The record indicates that all of the witnesses in this case cannot be reporting
the facts as they occurred. However, we are not to weigh the evidence in these
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cases. We do not have the witnesses before us, and we have no way of knowing
how truthful or accurate their memory actually appears.
We hold that the Carrier established a prima facie case which was not
successfully refuted by the Claimant. Therefore we do not find error number
two valid.
Error number three concerns an alleged abuse of discretion on the part
of Carrier in applying a ten day suspension to the Claimant. Carrier asserts
that it has proven a case of dishonesty. (The Organization says if in fact this
were the case, the employe would have been dismissed instead of suspended).
We have held that the Carrier submitted the fundamental elements of
the allegations and we are therefore of the opinion that a 10 day suspension
is not an abuse of discretion.
One problem which concerns us in this case is the question of the veracity
of the witnesses. The Carrier says we cannot determine that because the
witnesses are not before us. Yet, it is possible to conclude from this record
that the Carrier officer who made the decision in this case, did not see the
witnesses either.
On page 16 of Exhibit E, the hearing officer said:
"It is not for me to judge, I merely am attempting to develop the
facts so that the reviewing officer can determine as to whether or not
a company regulation was violated."
And Exhibit H, a letter from Mr. Mallery to Mr. Webster, makes reference
to "Superintendent Bonesteel, before reaching his decision in this case."
We believe that there is sufficient reasonable doubt to allow us to think
that the officer who handed down the decision in this case was not the officer
who heard the case, and therefore he doesn't know anymore about the truthful
appearance of the witnesses than do we or anyone else. However, this was not
raised on the property or in the submission or argument to this Board. Thextfore, the question is not properly before us in this case.
It should be noted however, by the Carrier, that we expect the officer who
hears these cases, to make a written recommendation to his superior as to his
findings of fact and suggestions of proposed action, if in fact he does not
actually make the final decision.
Now, no doubt, a good portion of this opinion will be brushed aside by
some as "dicta." We would suggest however, that the Carrier could avoid many
problems if it would pay attention to the thoughts enunciated in these rather
difficult situations involving discipline.
FINDINGS: The Third Division of the Adjustment Board, after giving
the parties to this dispute due notice of hearing thereon, and upon the whole
record and all the evidence, finds and holds:
That the Carrier and the Employes involved in this dispute are respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
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That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
AWARD
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of THIRD DIVISION
ATTEST: S. H. Schulty
Executive Secretary
Dated at Chicago, Illinois, this 24th day of March 1966.
Keenan Printing Co., Chicago, 111. Printed in U.S.A.
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