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Award No. 16611
Docket No. CL-17015
NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
John H. Dorsey, Referee
PARTIES TO DISPUTE:
BROTHERHOOD OF RAILWAY AND STEAMSHIP CLERKS,
FREIGHT HANDLERS, EXPRESS AND STATION EMPLOYES
CHICAGO, MILWAUKEE, ST. PAUL AND PACIFIC
RAILROAD COMPANY
STATEMENT OF CLAIM:
Claim of the System Committee of the
Brotherhood (GL-6214) that:
1. Carrier violated the Clerks' Rules Agreement at Minneapolis,
Minn. by unilaterally removing a regularly assigned employe from
his regular position to perform keypunching, thereby requiring him
to suspend work of his position to absorb overtime that otherwise
would have been required of a Keypunch Operator position.
2. Carrier shall now be required to compensate employe B. C.
Ruddy, Jr., regularly assigned occupant of Keypunch Operator Position 8774, at the penalty rate of his position for the number of hours
on the following dates:
8/23/65-5 hrs. 25 min. 9/13/65-7 bra. 20 min.
8/24/65-6 hrs. 9/14/66-7 hrs.
8/25/65-4 hrs. 57 min. 9/15/65-8 hrs.
8/26/65-5 hrs. 10 min. 9/16/65-8 hrs.
8/27/65-1 hr. 30 min. 9/17/65-8 hrs.
8/30/65-6 hrs. 20 min. 9/20/65-8 hrs.
8/31/65-4 hrs. 45 min. 9/21/65-8 hrs.
9/1/65-5 hrs. 20 min. 9/22/6.5-8 hrs.
9/3/65-4 hrs. 45 min. 9/23/65-8 hrs.
9/7/65-6 bra. 55 min. 9/24/65-8 hrs.
9/8/65-7 hrs. 10 min. 10/7/65-6 hrs. 45 min.
9/9/65-7 hrs. 5 min. 10/8/65-7 bra. 10 min.
9/10/65-6 hrs. 40 min. 10/12/65-8 hrs.
10/13/65-4 hrs.
EMPLOYES' STATEMENT OF FACTS: Employe B. C. Ruddy, Jr. is
the regularly assigned occupant of Keypunch Operator Position 8774 at
Minneapolis, Minn. in Seniority District No. 160.
OPINION OF BOARD:
Employes regularly assigned to positions covered
by Clerks' Agreement, other than Keypunch Operator, were allegedly transferred during their regularly assigned hours, on specified dates, to Keypunch
Operator work. The transferred employes are herein called Transferees.
The theory of Clerks' case is that Carrier by requiring Transferees to
vacate their regularly assigned positions during the regularly assigned hours
of their positions and temporarily assigning them to Keypunch Operator
work caused Transferees to suspend work on their respective regularly assigned positions to absorb overtime which otherwise would have secured to
Claimant, a regularly assigned Keypunch Operator, all in violation of the
following provision of Rule 32-Overtime:
"(h) Employes will not be required to suspend work during regular hours to absorb overtime."
It is Carrier's position that: (1) Transferees were not required to suspend work during their regular hours; (2) Transferees worked no overtime;
(3) it is an assumption on the part of Clerks that Claimant would have worked
overtime absent the transfers; (4) Claimant was not directed by Carrier to
work overtime-an indispensable condition to working overtime, prescribed
in the following provision of Rule 32:
(a) No overtime hours will be worked except by direction of
proper authority, except in cases of emergency where advance authority is not obtainable." (Emphasis ours.)
(i) Clerks have not proven the existence of an "emergency"; and (6)
Rule 17, which reads in material part, with emphasis supplied:
"RULE 17.
PRESERVATION OP RATES
(a) Employes temporarily or permanently assigned to higher
rated positions shall receive the higher rates while occupying such
positions; employes temporarily assigned to lower rated positions shall
not have their rates reduced.
(b) An employe temporarily assigned by proper authority to a
position paying a higher rate than the position to which regularly
assigned for four (4) hours or more in one day will be allowed the
higher rate for the entire day. An employe temporarily assigned by
proper authority to a position paying a higher rate of pay for less than
four (4) hours in one day will be paid the higher rate therefor on the
minute basis.
(c) A 'temporary assignment' contemplates the fulfillment of
the duties and responsibilities of the position during the time occupied, whether the regular occupant of the position is absent or the
temporary assignee does the work irrespective of the presence of
the regular employe. Assisting a higher rated employe due to the
temporary increase in the volume of work does not constitute a
temporary assignment."
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is a recognition of Carrier's managerial prerogative to make the temporary
assignments alleged to be violative of the Agreement.
In our consideration of this case we have studied the large number of
our Awards, cited by the parties, in which provisions identical to or like
Rule 32 (h) were at issue-included were denial Awards 10625 and 14480 in
which the parties herein were parties therein. Any attempt, we have concluded, to distinguish or interpolate the Opinions in those Awards would only
accentuate the conflicts and compound confusion. Consequently, we approach
resolution of the issue as though de novo and consider it in the light of this
Board's jurisdiction and the application of principles of contract construction.
Clerks would have us insert into Rule 32 (h) the phrase within the
parenthesis:
"Employes will not be required to suspend work (on their positions) during regular hours to absorb overtime."
This we cannot do because: (1) this Board has no jurisdiction to add to or
subtract from the provisions of the Agreement; (2) in the absence of substantial probative evidence of intent of the parties to the contrary, the words
in a rule must be interpreted as communicating their usual common meaning.
Rule 32 (h) is addressed to a situation consisting of two factors: (1) an
employe required "to suspend work during regular hours"; and (2) the suspension of work
during regular hours with the design of absorbing overtime;
meaning, the holding out of service of an employe during his regular assigned
hours to evade payment of the overtime rate penalties prescribed in the Forty
Hour Week Agreement. Inasmuch as Clerks admit that Transferees were not
required to suspend work during their regular hours its has failed to prove
a violation of Rule 32 (h).
We now move to consideration of Rule 17. Clerks say this rule by its
caption is only concerned with rates of pay and is not susceptible to any other
concoction. We construe the Rule as prescribing the rates of pay agreed upon
by the parties upon the exercise by Carrier of a management prerogative
recognized by the parties-the temporary assignment by Carrier of an
employe to work on a position other than one to which he is regularly
assigned.
For the foregoing reasons we will deny the Claim.
FINDINGS: 'The Third Division of the Adjustment Board, upon the
whole record and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That Carrier did not violate the Agreement.
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AWARD
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of THIRD DIVISION
ATTEST: S. H. Schulty
Executive Secretary
Dated at Chicago, Illinois, this 27th day of September 1968.
LABOR MEMBER'S DISSENT TO AWARD NO. 16611
(DOCKET CL-17015)
The majority erred in agreeing with Carrier's contentions that:
" * * * (1) Transferees were not required to suspend work during
their regular hours; (2) Transferees worked no overtime; (3) it is an
assumption on the part of Clerks that Claimant would have worked
overtime absent the transfers; (4) Claimant was not directed by
Carrier to work overtime-an indispensable condition to working
overtime, prescribed in the following provision of Rule 32:
'(a) No overtime hours will he worked except by direction
of proper authority, except in cases of emergency where
advance authority is not obtainable.' (Emphasis ours.)
(5) Clerks have not proven the existence of an 'emergency';
and (6) Rule 17, which reads in material part, with emphasis
supplied:
'RULE 17. PRESERVATION OF RATES
(a) Employes temporarily or permanently assigned to
higher rated positions shall receive the higher rates while
occupying such positions; employes temporarily assigned to
lower rated positions shall not have their rates reduced.
(b) An employe temporarily assigned by proper authority to a position paying a higher rate than the position
to which regularly assigned for four (4) hours or more in one
day will be allowed the higher rate for the entire day. An
employe temporarily assigned by proper authority to a
position paying a higher rate of pay for less than four (4)
hours in one day will be paid the higher rate therefor on the
minute basis.
(c) A "temporary assignment" contemplates the fulfillment
of the duties and responsibilities of the position during the
time occupied, whether the regular occupant of the position
is absent or the temporary assignee does the work irrespective
of the presence of the regular employe. Assisting a higher
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rated employe due to the temporary increase in the volume
of work does not constitute a temporary assignment:"
Rule 32-Overtime, reads in part:
"(h) Employes will not be required to suspend work during
regular hours to absorb overtime."
To answer Carrier's contentions in items (1), (2), (3), (4), (5) and (6),
we have but to refer to Awards of this Division to dispel such drivel; for
example, Award 4646 (Referee Charles S. Connell) held in part as follows:
"The intent and purpose of the Seniority and Bulletining Rules
is to protect the Employes' rights to the respective positions they
had secured, and not to require them to suspend their regular work
to absorb overtime, which either they or other regular employes would
have earned had such suspension not taken place. This Board has so
held in many awards. Nos. 2695, 2823, 3417, 4499 and 4500. And the
same principle applies, even if the hours worked are the same as
the hours of the employes' regular assignment. The foregoing rulings
are hereby reaffirmed and the claims will be sustained."
See Awards 2695, 2823, 3417, 4499 and 4500 cited therein.
It is axiomatic that with Carrier's violative action in having required a
regularly assigned employe to move off his position to work an entirely
different position, there was no need for Carrier to authorize overtime, either
to Claimant or to the "transferees."
Clerks never suggested that an emergency existed-and neither did the
Carrier. Contrary to item (5) contention, if an emergency had existed, the
burden of proof fell on Carrier, not the Employes, to prove such an emergency existed and compelled Carrier's actions.
With respect to item (6) pertaining to Rule 17-Preservation of Rates,
we call attention to Award 4352 in which Referee Francis J. Robertson held
in part pertinent thereto:
"Carrier advances four contentions justifying its shifting of Mr.
Kramer from his regular assignment: * * * (3) That is was permissible under Rule 48 (the Preservation of Rate Rule). That contention
has been advanced before and previous Awards of this Board have
rejected it, said Awards holding that such a rule is purely a rating
provision and not one which permits the shifting of an employe from
his regular assignment." * * .
It was said in Award 2695 that regular assignments should not be
disturbed except as a last recourse. There was a recourse here,-the occupants of the other positions could have been called in to work
their assignments on their relief days.
Award 2690' involved the same parties as the current docket. There
it was held that it was necessary to give effect to Rule 48 (now 41) of
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the Agreement providing that 'Employes will not be required to
suspend work during regular hours to absorb overtime.' The effect
of the suspension of work on Mr. Kramer's position during regular
hours was to prevent the payment of overtime to the regular occupants of those positions on their relief days. The factor of the hours
of the other assignments being identical with those of claimant on
the days in question does not make it any the less a violation of the
rule, if the actual result was to absorb the payment of overtime on
the other positions (see Award 3417)."
The Referee was skillfully- persuaded that the parenthesis he added in
Rule 32(h) was the only way which Clerks could hope to be sustained. We
use the word "skillfully" because, although nearly all Carriers have argued
to that effect over the many years in which this standard rule has been in
existence, we find at this late date a neutral entrapped by such persuasive
mumbo jumbo.
Attention is
directed to
Award 5105 in which Referee Jay S. Parker held
in part:
"The Employes, as will he noted from the claim itself, insist that
Rule 41 authorizes and requires a sustaining Award. It reads:
'Employes will not be required to suspend work during
regular hours to absorb overtime.'
On the other hand the Carrier contends that Rule 48, titled
`Preservation of Rates,' is decisive and permitted Claimant's temporary assignment to Yard Clerk work without violation of Rule 41.
The pertinent portion of such rule reads:
'Employes temporarily or permanently assigned to higher
rated positions or work shall receive the higher rate while occupying such positions or performing such work, unless
absent employe is being paid account of sick leave allowance;
" " "1
The Carrier's claim that under Rule 48 it had the right to
temporarily assign the Claimants to work of a Yard Clerk's position
during their regularly assigned hours as Messengers without regard
to the provisions of Rule 41, and hence such rule has no application
to a determination of the instant controversy, is not new and we have
little difficulty in concluding it cannot be upheld. Such claims have
been definitely rejected by repeated decisions of this Division of the
Board on the basis that rules similar to Rule 48 constitute merely
rating provisions and are not to be construed in such manner as to
impair the effectiveness of rules prohibiting suspension of work to
absorb overtime. See Awards 3416, 2859 and 2823.
Rule 41 relied on by the Employes is clear and unambiguous. 1\o
exceptions are to be found therein. It prohibits the Carrier from
suspending work of employes during regular hours for the purpose of
absorbing overtime. That its terms encompass overtime absorbed by
an emplove, suspended during his regular hours, on the position of
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another employe as well as on his own position is no longer an open
question. We have expressly so held in Awards Nos. 2823 (Referee
Shake) and 2884 (Referee Tilford). Other decisions placing a like
construction upon the rule by sustaining claims based upon its
alleged violation by reason of a suspended employe having absorbed
overtime on a position other than his own, are so numerous that they
hardly require citation. For just a few of them, with reference to the
Referee sitting as a member of this Division of the Board at the time
they were handed down, see Awards Nos. 4499, 4500, 2695 (Carter);
3873 (Douglas); 3301 (Simmons); 4646, 4690, 4692, (Connell); 2859
(Youngdahl); 4352 (Robertson); 3416, 3417 (Blake); 3582 (Rudolph)."
In Award 5578, under "Position of Carrier," we find the following arguments advanced by the Carrier involved:
"The work on the position of head tabulating clerk is just as
important one day as another and there was no particular circumstance at the time Mr. D. C. Brown requested a leave of absence to
justify denying it without running afoul of the 'unjust treatment'
rule. Therefore, carrier had no choice but to grant the request.
As pointed out above, the absence was to be such short duration
that it would not have been feasible to scramble the entire
office in
order to fill both positions. Mr. Hyder was asked to report to the
tabulating room, this situation is adequately covered by Rule 37(a),
as follows:
`(a) Employes temporarily or permanently assigned to
higher rated positions shall receive the higher rates
while
occupying such positions; employes temporarily assigned to
lower rated positions shall not have their rates reduced.'
The rule just quoted indicates that, under some conditions and
under certain circumstances, such as we have here, employes must be
temporarily shifted from one position to another in order for carrier's
work to proceed efficiently. Were this not true there would be no
necessity for the rule which protects the employes' rates of pay
under those circumstances."
However, Referee Dudley E. Whiting answered those assertions in the
following manner:
"OPINION OF BOARD: Starting with our Award No. 2346 and
continuing to the present time, we have uniformly held that to require an employe to suspend work on his regularly assigned position
in order to work on another position, except in emergencies, is considered to be a suspension of work to absorb overtime in violation of
the rule prohibiting such action. In some of those Awards there were
differences in factual situations but the factual situation involved in
Award No. 4499 is in all material respects identical to the situation
involved here.
Thus in effect the Carrier here is asking us to overrule that consistent line of decisions. Certainly among the fundamental purposes
16611 12
sought to be achieved by the establishment of this Board were (1)
uniformity of interpretation of the rules, (2) stabilization of rela-
tionships between the Carriers and the Employe Organizations, and
(3) the diminishment of causes for disputes between them. To
overrule our prior decisions, which uniformly interpreted the no
suspension of work to absorb overtime rule, would be subversive of
those fundamental purposes. Under such circumstances, if a change
is proper and desirable we think it should be obtained through the
amendment of the rules by the parties rather than by overturning our
prior Awards."
We next refer to what Referee A. Langley Coffey stated in Award 7346,
to wit:
"Carrier's contention in this docket that no overtime was worked
or needed only begs the question. Overtime results primarily from
the needs of the service it is true, but some need has been demonstrated when a position is worked by one regularly and normally
assigned to another position."
Referee Nathan Engelstein held in Award 12227:
"When regular Signal Maintainer McKay was required to perform
work other than that accruing to a signal maintainer, Carrier eliminated the need to employ another construction worker to execute
this work. This action had the effect of depriving another employe of
the opportunity of doing work he might normally perform on an
overtime basis. Thus, we find a violation of Rule No. 312, which states
'Employes will not be required to suspend work during regular work
hours to absorb overtime'."
We direct further attention to the following Third Division Awards in
support of the Employes' claim in this dispute:
Award Referee
2859 Luther W. Youngdahl
2884 Henry J. Tilford
3416 Bruce Blake
4690 Charles S. Connell
5315 Francis J. Robertson
5331 Francis J. Robertson
5640 Hubert Wyckoff
5876 John W. Yeager
6015 Fred W. Messmore
6308 Adolph E. Wenke
6661 Hubert Wyckoff
6732 Jay S. Parker
8205 Sidney A. Wolff
9582 Howard A. Johnson
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Rule 17 contains the phrase "by proper authority." But neither that rule
nor any other rule in the Clerks' Agreement defines "proper authority."
Lacking such definition, the Majority provided one: a Carrier officer or, as the
Award holds, "managerial prerogative."
The dissenter would like to submit that "proper authority" is the authority
vested in all the rules which were negotiated and consummated between the
parties signatory to the collectively bargained Agreement. Carriers steadfastly hold to the proposition that any action, taken, which has not been
specifically bargained away in the rules of the agreement, is "managerial
prerogative." Here we find the Majority leaping to the conclusion that the
language used in Rule 17, i.e., "by proper authority" gives Carrier the right,
at its whim and fancy, to disregard and abrogate any and ail other rules. By so
holding, the seniority of an employe is rendered null and void; bulletining of a
position become a mockery since, after having been declared the successful
applicant to a titled specific position, with described preponderating duties to
perform thereon for which he is held personally responsible, the "proper authority" (a supervisor, for example) removes him from his contractually
secured position and requires him to work another titled specific position:
which, likewise, has been secured by another employe through the contractual
provisions of the collectively bargained Agreement. And so the snowball rolls
down a steep hill, gathering momentum and becoming impossible to stop,
except by "managerial prerogative."
Such abortive power, that of elminating all other rules, was never vested
in Carrier through the provisions of Rule 17. The Referee, in this Award 16611.
should have stopped the snowball which was started by the decisions rendered
in Awards 10625 (Levinson) and 14480 (Dugan) to which he has referred and
in which he erroneously concurred.
The decision rendered is not supported by the language of the Agreement
and the consistent line of Awards rejecting such construction.
For the foregoing reasons, I dissent.
C. E. Kief
Labor Member
10-17-68
Keenan Printing Co., Chicago, 111. Printed in U.S.A.
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