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Y.G
Award No. 18352
Docket No. SG-18567
NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
John H. Dorsey, Referee
PARTIES TO DISPUTE:
BROTHERHOOD OF RAILROAD SIGNALMEN
PENN CENTRAL TRANSPORTATION COMPANY
(Northeastern Region, Springfield Division)
STATEMENT OF CLAIM: Claim of the General Committee of the
Brotherhood of Railroad Signalmen on the Boston and Albany Railroad
(New York Central Railroad Co., Lessee):
(a) Carrier violated the current Signalmen's Agreement, as
amended, when it failed to comply with the time limit provisions
of Rule 36 in connection with the twenty (20) day actual suspension
assessed Signal Maintainer E. P. Bennett June 21, to
July 19, 1968
inclusive, for an alleged violation of carrier rules on June 20, 1968.
(b) Carrier violated the time limit provisions of Article V of
the August 21, 1954 Agreement when it failed to properly respond
to the General Chairman's appeal of October 5, 1968.
(c) Carrier now be required to dismiss the charges against
Mr. Bennett, pay him for time lost, and clear his record of this
discipline.
OPINION OF BOARD:
The issue presented is interpretation and application of time limitations agreed to by the parties and memorialized in Rule 36
-Discipline and Grievances.
At the outset we deem it prudent to collect and show, as premise of our
adjudication, the source and limitations of the Board's jurisdiction:
1. The Board's jurisdiction is by statute confined to the interpretation and application of the
Agreement in being. Section
3, First (i) et seq of the Railway Labor Act (RLA);
2. The Board is without jurisdiction to add to, subtract from, or
otherwise vary the terms of the
Agreement. It has no
jurisdiction to set aside the expressed terms of the Agreement and substitute its sense of justice-fairness or hardship-in the place and stead of what the parties have agreed
to. See Award No. 6446. The award must find its essence in
the Agreement. Steelworkers v. Enterprise Wheel and Car
Corp., 363 U. S. 593 at p. 597;
3. The
Agreement "covers the whole employment relationship.
It calls into being a new common law-the common law"
of the particular property. TCEU v. Union Pacific R. Co.,
385 U. S. 157. The Agreement is a codification of the supreme
law of the property governing wages, hours and conditions of
employment in the relationship between Carrier and the employes in the collective bargaining unit. While provisions of
an Agreement expressing intent of the parties in general
terms may be construed as viable to effectuate the intent of
the parties such latitude does not attach to fixed provisions
as, for example, wages, hours of employment and time
limitations;
4. Parties, legally qualified, are free to enter into
Agreements
(contracts) which are legally enforcible unless they require an unlawful act or are contrary to public policy;
5. A party to a legally enforcible
Agreement may be freed from
compliance with its terms only with consent, expressed in
agreement, of the other party; or, by overriding law;
6. In discipline cases the Board sits as an appellate forum to
determine whether in the proceedings on the property: (a)
the employe was afforded due process; (b) substantial evidence was adduced to support the Carrier's finding of the
employe's guilt as charged in whole or in part; and, (c)
the assessed discipline was reasonable and neither arbitrary
nor capricious;
7. The phrase "due process of law" in the Constitution is a
conceptualism. The authorities
agree that it has never been
defined. In adjudication it is interpreted and applied by
constitutional and statutory courts of law in the factual
circumstances of a case. The guarantees of the Fifth and
Sixth Amendments vests only in criminal proceedings and
prosecutions; and, the Fourteenth Amendment, Section 1,
inhibits the powers of the States. A Federal statutory quasijudicial body, such as this Board, adjudicating civil matters,
has no occasion to be concerned with the applicability or
enforcement of the constitutional rights which are the substance of those Amendments;
8. The phrase "due process" as
employed by this Board pertains to procedures with which the parties have agreed to
comply in their deahngs. The principles of contract law and
the law of evidence-particularized relative to collective
bargaining agreements and admissibility, materiality, relevancy and weight of evidence in quasi-judicial proceedings
-provide the framework of adjudication.
The reasons for the parties agreeing to time limitations in discipline
proceedings are a matter of
general knowledge in the industry. Consequently,
no purpose would be served by detailing them herein. The intent of the parties
in this dispute is self-evident by a reading of the following provisions of the
Agreement in which we have supplied the emphasis:
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"RULE 36.
DISCIPLINE AND GRIEVANCES
(a) An employe who has been
in the service more than 30 days
shall not be disciplined or dismissed without a fair and impartial
hearing by designated officers of the carrier. Suspension in proper
cases pending a hearing, which shall be prompt, shall not be deemed
a violation of this section. At least 48 hours prior to the hearing,
such employe shall be apprised of the precise nature of the occurrence
or irregularities to be investigated and be given a reasonable opportunity to secure the presence of necessary witnesses to testify
in his behalf. He or his representatives shall have the right to
cross-examine witnesses who are used in support of the charges.
Such investigation shall be held within 10 days of the date when
charged with the offense. A decision shall be rendered within 10 days
after the completion of investigation.
(b) An employe dissatisfied with a decision shall have a fair and
impartial hearing before the next higher officer provided written
request is made to such officer and a copy furnished to the officer
whose decision is appealed, within 10 days of the date of the advice
of the decision. Hearing shall be granted within 10 days
thereafter
and a decision rendered within 10 days of the completion of the
hearing.
(c) If further appeal is taken it shall be filed within 20 days
of the date of the decision
appealed from. On such appeals hearings
shall be given and decision rendered as promptly as practicable.
(d) The right of appeal by employes or duly accredited representative of Brotherhood of Railroad Signalmen of America in
regular order of succession and in the manner prescribed up to and
inclusive of the highest official
designated by the railroad to whom
appeals may be made, is hereby established.
~ ~ * fi
rt
(g) If a charge against the employe is not sustained it shall he
stricken from the record
....
~ x s ~ s
(i) No case involving alleged violations of this Agreement shall
be considered after the expiration of 60 days from day such alleged
violation occurred."
While the record raises some questions concerning compliance with
Rule 36 (a) we can
resolve the case by confining the issue of compliance to
Petitioner's allegation that Carrier violated Rule 36 (b) and the prayer of
the Claim that the discipline assessed and imposed be set aside. The following
chronological list of events is sufficient to show the facts which gave rise to
the dispute:
June 20, 1968: Date of the occurrence involved in the charge;
June 24, 1968: Charge and Notice of Hearing served on Claimant;
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July 9, 1968:
Hearing held;
July 19, 1968: Carrier issued its finding of Claimant's guilt as
charged and imposed discipline of 20 days suspension from service;
July 19, 1968: Claimant perfected his appeal to the District Signal
Engineer in the manner mandated in Rule 36 (b);
July 26, 1968: By letter to Petitioner District Signal Engineer set
hearing on the appeal for August 6, 1968-more than 10 days
after it received the appeal request. For reasons not here material
the hearing on the appeal was held subsequent to August 6.
Petitioner timely filed motion to dismiss the charge and make
whole Claimant on the grounds that Carrier, by its failure to
to afford Claimant hearing on the appeal within 10 days of the
filing of the appeal, violated Rule 36 (b).
Carrier's defenses are: (1) the time limits are directory; not mandatoryPetitioner, to prevail, must show that he was prejudiced by the delay; (2)
Nothing in Rule 36 (b) says that the appeal hearing must be held within 10
days, only that it must be "granted" in that time. The Rule only requires that
Carrier grant a bearing, i.e., agree to hold one and set a date, which it did
within 10 days; and, (3) the Rule does not prescribe a penalty for violation.
If the Board finds a violation and sets aside the discipline imposed by Carrier
it would in effect penalize Carrier and exercise a power not within the Board's
jurisdiction.
Words in a contract must be given the meaning of their ordinary everyday
usage in the absence of a showing that the parties intended otherwise. No
such showing is found in this record. The word "grant" generally means "to
give." A legal anology is the conveyance of title to realty. A grant of title
occurs only at the time of execution of a deed. In the sense of Rule 36, as a
whole, we find that paragraph (b) provides that the hearing on appeal shall
be held within 10 days of the date when "written request" is made. Compare
with Rule 36 (c) in which the parties disclose their recognition of the distinction between a fixed time limitation within which a hearing must be held and
one to be held "as promptly as practicable."
Carrier's defense that Rule 36 (b) is directory and not mandatory-in
support of which it cites numerous awards of this Board-finds no essence
in the Agreement. Were we to honor it we would: (1) exceed our jurisdiction
by adding a condition to the Agreement; and, (2) ascribe ineffectuality to the
Rule. Had an employe failed to file written request for appeal within 10 dayswhich is also a time, limitation prescription within Rule 36 (b) -we would,
for the same reason, r; j: et a petitioner's arg'jmant that the Rule was directory
and not mandatory and that the Carrier, to
prevail, would be required to show
that it was prejudiced by a late filing. We have consistently held that an
employe who has failed to initiate action within the time limitations fixed
in an agreement is barred from initiating an action at a later date. Satisfaction
of identified action within fixed agreed upon time limitations is mandatory as
to each of the parties. Time limitations set by contractual agreement have the
same force and effect as those found in statutes and court rules - a party
failing to comply by nonfeasances finds himself hoisted by his own petard.
Carrier's defense that the Board would be exceeding its jurisdiction if it
were to set aside the discipline which it had imposed is novel. It having failed
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to handle the dispute in the usual manner on the property the discipline proceedings became void ab initio. In sustaining the Claim we are merely restoring
Claimant to the status quo he would have enjoyed absent the aborted discipline
proceedings. For certainly, in so doing, we do not penalize Carrier.
FINDINGS:
The Third Division of the Adjustment Board, upon the
whole record and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are respectively
Carrier and Employes within the meaning of the Railway Labor Act, as
approved June 21,1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That Carrier violated the Agreement.
AWARD
Claim sustained.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of THIRD DIVISION
ATTEST: S. H. Schulty
Executive Secretary
Dated at Chicago, Illinois, this 31st day of December 1970.
Keenan Printing Co., Chicago, Ill. Printed in U.S.A.
18352