NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-19788
Frederick R. Blackwell, Referee
(Brotherhood of Railway, Airline and Steamship Clerks,
( Freight Handlers, Express and Station Employee
(George P. Baker, Richard C. Bond, Jervis Langdon, Jr., and
( Willard Wirtz, Trustees of the Property of
( Penn Central Transportation Company, Debtor
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood (GL-7112)
that:
(a) The Carrier violated the Rules Agreement, effective February 1,
1968, particularly Rule 6-A-1, when it assessed discipline of dismissal on
Robert Nerosa, John Buddendorf and Dennis Shaffer, Clerks at Pavonia Yard, Camden, New Jersey.
(b) Claimants Robert Nerosa, John Buddendorf, and Dennis Shaffer's
records be cleared of the charges brought against them on August 17, 1971.
(c) Claimants, Robert Nerosa, John Buddendorf and Dennis Shaffer be
restored to service with seniority and all other rights unimpaired, and be compensated for wage loss
at 67 per annum, compounded daily.
OPINION OF BOARD: This is a dismissal case which arose from an incident occur
ring on August 16, 1971 and involving about 65 cartons of
chocolate scattered along Carrier's right of way in the vicinity of 48th Street,
Camden, New Jersey. At the time of the incident all claimants were working the
11:59 PM to 7:59 AM shift at Carrier's 27th Street Pavonia Yard Office, Camden,
New Jersey. Their ages and length of service were: claimant Nerosa, age 25, six
years service; claimant Buddendorf, age 29, six years service; and claimant
Shaffer, age 19, six weeks service. Claimant Shaffer was posting under the tute
On September 7, 1971, after separate hearings for each claimant, the
Carrier dismissed the claimants for committing the following offenses:
"l. Participation in any unauthorized activity while on duty
or while on Company property which may interfere with the performance of the work of any employe is
7:30 a.m., Monday, August 16, 1971, Camden, N.J."
"2. Property of the railroad, as well as freight and articles
found on cars, right-of-way, or elsewhere on Company property
must be cared for and properly reported, and roust not be removed
from Company premises without first securing proper authority,
approximately 7:30 a.m., Monday. August 16, 1971, Camden, N.J."
.'.~:;~s
d'
Award Number 19720 Page 2
Docket Number CL-19788
Petitioner contends: 1) that the pre-hearing notice of charges contained no statement of the "ex
not be found guilty when no charges had been made; 2) that any charges which
may have been made were not proved by the evidence; and 3) that the discipline
imposed was excessive.
It is not disputed that claimant Nerosa went with Yardmaster Hambley
from the 27th Street Office to the location of the scattered cartons at about
6:30 AM on August 16, 1971; they moved about five cartons from the track and
returned to 27th Street. Subsequently, at about 7 AM, and without having
specific authority to do so, all three claimants left the 27th Street Office
and went to the location of the cartons. There, they loaded cartons of chocolate into the cars of cl
whereupon a Carrier policeman, Sgt. Burns, went to the location and observed
the cartons in both cars. Twelve and six cartons were respectively in the cars
of claimants Nerosa and Buddendorf. Thereafter, Sgt. Burns questioned all of
the claimants in the presence of Trainmaster Bibble.
There is evidentiary conflict on whether claimant Nerosa, after completing the first trip with Y
Nerosa, intended to return to 48th Street to salvage the cartons. There is also
conflict on whether claimants Nerosa and Buddendorf admitted during interrogation by Sgt. Burns that
personal use.
Carrier's evidence, through Sgt. Burns, was that claimant Shaffer had
said "No, he had no use for it", in response to claimant Nerosa asking if he,
Shaffer, wanted some of the chocolate.
Our study of the record shows that claimants Nerosa and Buddendorf
were aware of the nature of the charges against them and that the form of the
statement of charges in no way impaired their defense. The conflict on whether
claimant Nerosa informed his superior of the intended second trip to 48th Street
arises from Yardmaster Hambley's testimony that he did not recall the claimant
saying anything about the second trip and that "if he did it was immaterial at
the time". Petitioner argues that this testimony, together with some talk about
juveniles getting the cartons, amounted to implied authority for claimant Nerosa
to proceed as he did. This argument, at best, raises a credibility issue as does
the question of whether claimants admitted their intent to keep some of the cartons for their person
_.
Award Number 19720 Page 3
Docket Number CL-19788
against the claimants and the record provides no basis for disturbing that
action. It is well established that this Board is in no position to resolve
questions of credibility of witnesses. Award 11531 (Dolnick). In addition,
we note that the establishment of intent of the kind here involved does not
necessarily depend upon admissions of the parties; such intent can, and most
frequently is, drawn as a reasonable inference from all the circumstances.
Also, we see no merit in Petitioner's argument that Carrier's action is based
upon the unsupported word of one person, Sgt. Burns, against the claimants.
Carrier offered several witnesses including Sgt. Burns and Trainmaster Bibble
in whose presence the Burn's interrogation of claimants took place. Thus,
though there was opportunity to do so, claimants' representative did not choose
to question the Trainmaster on what happened in his presence. Accordingly, we
find on the whole record that there is substantial evidence to support Carrier's
actions regarding claimants Nerosa and Buddendorf and, further, we conclude
that the record affords no basis for viewing the discipline as so unreasonable
as to amount to an abuse of discretion by the Carrier.
However, the record before us leads to different conclusions is
respect to claimant Shaffer. Carrier asserts that this claimant's dismissal
must necessarily stand, because he was subject to Rule S-B-1 which permits dismissal without a heari
do not agree with this contention. Carrier proceeded against claimant Shaffer
under Rule 6-A-1, which governs discipline of a person having an employment relationship with Carrie
proceed under Rule 5-B-1. Consequently, Carrier is now bound by the formal
record it made against claimant under its chosen procedure and we shall consider
his claim accordingly. We further find that, though claimant Shaffer's conduct
was such as to warrant discipline, the evidence of record shows several important mitigating facts.
job at the time of the incident, he obviously had. much less knowledge of Carrier's rules than the t
it was natural and logical for him to follow the directions of the employee to
whom he had been assigned for tutoring, his leaving the 27th Street Office in
the company of such employee must be regarded at least as being under the color
of authority. And finally, Carrier's own evidence shows that he consistently
disclaimed any intent to retain any of the merchandise for his personal use. In
light of these mitigating circumstances we believe the Carrier abused its discretion when it assesse
against the other claimants. But we also believe claimant Shaffer's conduct
amounted to something more than a mere technical violation of Carrier's rules.
Upon being asked if he wanted some of the merchandise, he had opportunity to
withdraw completely from the affair but did not. Consequently, we shall not
award any back wages in sustaining his claim. We shall award that he be restored
to service with seniority and all other rights unimpaired.
·~;~:
Award Number 19720 Page 4
Docket Number CL-19788
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
The Agreement was not violated in respect to two of the claimants as
indicated in the Opinion, but was violated in respect to claimant Shaffer.
A W A R D
Claims denied in respect to claimants Nerosa and Buddendorf. Claim
sustained in respect to claimant Shaffer to the extent that he shall be restore
to service with seniority and all other rights unimpaired, but without any compensation for lost
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
Zox
L41~
Executive Secretary
Dated at Chicago, Illinois, this 30th day of April 1973.