NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-19696
Irwin M, Lieberman, Referee
(Brotherhood of Railway, Airline and Steamship Clerks,
( Freight Handlers, Express and Station Employee
PARTIES TO DISPUTE:
(George P, Baker, Richard C, Bond, Jervis Langdon, Jr.,
( and Willard Wirtz, Trustees of the Property of
( Penn Central Transportation Company, Debtor
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood (GL-7075)
that:
(a) The Carrier violated the Rules Agreement, effective February 1,
1968, particularly Rule 6-A-1, when it assessed discipline of dismissal on L.
A. Pook, Clerk at Botsford Yard, Kalamazoo, Michigan,
(b) Claimant L. A. Pook's record be cleared of the charges brought
against him on October 7, 1970,
(c) Claimant L. A, Pook be restored to service with seniority and all
other rights unimpaired, and be compensated for wage loss sustained during the
period out of service, plus interest at 67. per annum, compounded daily.
OPINION OF BOARD: Claimant, a clerk is Carrier's Botsford Yard is Kalamazoo,
Michigan, had been working the midnight to 8 AM shift. He
was dismissed by letter dated October 21, 1910 which stated that the transcript
of the investigation " . reveals you did remove company property without proper
authority and is is violation of stealing from the company, therefore you are
It appears that Claimant's supervisors had heard that he was in the
habit of leaving the office during the night and going down to his car or van
and sleeping for a few hours end then coming back to the office and working until
quitting time. Two of the supervisors, deciding to observe the operation and
verify Claimant's habit, appeared at the Yard at about 1 AM on October 7th.
These two officials, the 'Prsimuaater and the Freight Agent, observed Claimant at
about 2:50 AM leave the office, go to the storeroom and remora a large carton
which ha placed is the rear of his van parked in the company lot west of the
office. Claimant then entered his truck and went to sleep until about 4:55 AM
when he was awakened by the two officials. Later, in the presence of company
representatives, Claimant opened the rear of his truck and a large carton of
paper towels was revved. He was then advised by the Trainmaeter that he was
being withheld from service pending inveatLgat:on of his taking paper towels
from the Storeroom and putting them in his personal vehicle. These facts are
not in dispute.
Claimant received a notice of investigation dated October 7th which
read in part as follows:
Y
`E
Award Number 19744 page Z
Docket Number CL-19696
"Arrange to be present for a formal investigation ....to
develop the facts and determine your particular responsibility, if any, in connection with the findi
of paper towels which you were observed removing from the
company storeroom_ _ "
Petitioner first raises a number of procedural points, It 1a urged
that the charge contained in the letter above did not apprise Claimant of the
exact nature of the offense. We have held in numerous cases that the notice
of investigation does not have to have the technical language required in a
criminal complaint. The language must be precise enough for Claimant to
understand the nature of the offense charged and afford him a reasonable basis
for preparing his defense (see Awards 16115 and 16637 among others). There
seems to be no doubt in this case that Claimant was well aware of the exact
nature of the circumstance which ass to be investigated. Similarly, we reject
the contention that Claimant was dismissed on charges not made in the notice
of investigation.
Petitioner further urges that the principles of fairness and impartiality essential to an invest
Superintendent acted as both accuser and judge. It was also urged that there
were added violations in that the decision was rendered by an officer other
than the Hearing Officer. There does not appear to be any support for these
arguments in the Rules; further the transcript of the investigation does not
reveal any evidence that Claimant was deprived of a fair and impartial
investigation.
On the merits, we must determine whether there was substantial evidence to support Carrier's con
the essential facts described first above, they must be evaluated as to the
charge. Claimant testified that he took the carton from the storeroom to make
himself comfortable is his vehicle and that he intended to put the paper towels
in the reatroom in the morning. Evidence supports the contention that Claimant
did not need any authority to remove the towels from the storeroom. The Carrier argued that the test
very similar case, Award 15186, we held that there was no competent evidence to
indicate that the Claimant in that case intended to convert the company property
to his own personal use away from Carrier's property. In this case, since
Claimant did not remove the paper towels from the property, did have the authority
to take them from the storeroom, it can only be conjectured as to what he might
have done had he awakened alone. It should be noted that there is no charge
against Claimant that he was sleeping on the job. Under all the circumstances
in the case, we do not find that Carrier has adduced substantial evidence in
support of the charge of stealing.
,. .. .--.i
Award Number 19744 Page 3
Docket Number CL-19696
Carrier claims that Petitioner had an opportunity to mitigate
damages, which he refused by not accepting Carrier's compromise proposal.
The pertinent portion of the letter in question, from the Superintendent of
Labor Relations to the Division Chairman, dated November 18, 1970 reads:
"However, without prejudice to our position as set forth
above, we are willing as a matter of leniency and in full,
final, and complete settlement of this case, to restore
the appellant to duty with time lost to apply as a period
of suspension. Upon receipt of your concurrence, we will
arrange to restore Mr. Pook to duty. If you do not concur,
you may consider this appeal denied in its entirety,"
Carrier cites Awards 5853 and 14225 in support of this argument. Award 5853
stated that Claimant was offered his job back "without prejudice to his claim
for back pay" and he chose to reject that offer. Similarly, in Award No. 14225
Claimant was offered reinstatement while the claim was being submitted to this
Board for determination, and refused. In this case, however, the offer of reinstatement was conditio
full settlement and hence cannot be considered as a bona fide offer resulting
in a mitigation of damages.
Petitioner claims interest on the wage loss sustained by Claimant. We
have ruled on this matter in many cases heretofore, and are not persuaded to
change our thinking (Awards 18312, 18433, 15709, 19336 and many others). We find
that Claimant shall be reinstated in accordance with the provisions of Rule 6-A-1
(h) and no interest shall be paid.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employee involved in this dispute are
respectively Carrier and Employee within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was violated.
i
Award Number 19744 Page 4
Docket Number CL-19696
A W A R D
Claim sustained; Claimant shall be reinstated in accordance with Rule
6-A-1 (h) and no interest shall be paid.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
Executive Secretary
Dated at Chicago, Illinois, this 11th day of day of May 1973.
Serial No, 276
NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION
INTERPRETATION N0. 1 TO AWARD N0. 19744
DOCKET N0. CL-19696
NAME OP ORGANIZATION: Brotherhood of Railway, Airline and Steamship
Clerks, Freight Handlers, Express and Station
Employee
NAME OF CARRIER: Penn Central Transportation Company
Upon application of the representatives of the Employee involved
in the above Award, that this Division interpret the same in light of the
dispute between the parties as to the meaning and application, as provided
for in Section 3, First (m) of the Railway Labor Act, as approved June 21,
1934, the following interpretation is made:
The request made for interpretation in this dispute involves the
issue of back pay for Claimant. There are two matters apparently in dispute: (1) should Claimant be
Carrier upon request; and (2) did Claimant have any earnings during the
period in question which should be offset from the amount he would have been
compensated by Carrier prior to his reinstatement.
With respect to the income tax returns, Petitioner argues that
since a joint income tax return was filed by Claimant and his wife the requirement that the returns
invasion of privacy." Further, it is contended that Claimant is reluctant
to make personal financial information "...indiscriminately available."
Carrier insists that its request for the income tax returns was reasonable
and that it was under no obligation to apply the monetary provisions of
Award 19744 is the absence of the returns. In our view Carrier was within
its rights in requiring the submission of the income tax returns in order
to determine from the best available information what credit if any should
be applied to the back pay. The fact that the particular returns were
joint returns does not exempt the Claimant from complying with Carrier's
request. In this dispute, however, the returns were supplied to Carrier
together with Petitioner's letter to the Board dated August 8, 1974. In
view of this circumstance we find that the Board's order should be complied
with.
Rule 6-A-1 (h) of the Agreement provides that under circumstances
such as those herein, the employs "...shall be reinstated and compensated
for the difference between the amount he earned while out of service or
while otherwise employed and the amount he would have earned had he not been
suspended or dismissed." The income tax returns reveal that Claimant and/or
hio wife owned and operated a dry cleaning business both prior to and during
i
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the period involved in this dispute from. which income was derived. There
is no indication that Claimant received any "wages" from that enterprise
during the period he was out of work nor is there any indication that the
business began to earn more money during this time. On the contrary, it
appears that the enterprise did earn less during this period than it had
earned prior to Claimant being diacha-ged. There is evidence that Claimant's wife received wages fro
but Claimant received no taxable wages or "earnings" from the business
whatsoever. We do not view income as
synonomoua with
earnings, whether
from a privately owned business (in this case pre-dating the discharge)
or from other investments. Therefore, under the circumstances involved
herein, we find that Claimant's income from the dry cleaning business should
not be deducted from the back pay contemplated by the Award.
Referee Irwin M. Lieberman c;l:o sat with the Division as a neutral
member when Lward No. 19744 was adopted, also participated with the Division in making this interpre
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of .Third Division
ATTEST:
Executive Secretary
Dated at Chicago, Illinois, this 16th day of May 1975.
s;l,.