NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-20182
Frederick R. Blackwell, Referee
(Brotherhood of Railway, Airline and Steamship Clerks,
( Freight Handlers, Express and Station Employes
( (Formerly Transportation-Communication Divn. BRAC)
PARTIES TO DISPUTE:
(Norfolk and Western Railway Company
( (Involving employees on lines formerly operated by
the Wabash Railroad Company)
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood (GL-7315)
that:
(1) Claim of the General Committee that the Carrier violated the
terms of the Telegraphers' Agreement, when on July 22, 1972, it dismissed J. A.
Berrien without just reason or cause; and
(2) As a consequence Carrier shall:
(a) Clear service record of J. A. Berrien of the
charge and any reference in connection therewith.
(b) Promptly restore J. A. Berrien to duty with
seniority, vacation and other rights restored.
(c) Pay J. A. Berrien any amount he incurred for medical or surgical expenses for himself or depende
the extent that such payments would have been paid by
Travelers Insurance Co., under Group Policy GA-23000,
and in the event of the death of J. A. Berrien, pay his
estate the amount of life insurance provided for under
said policy. In addition, reimburse him for premium
payments he may have made in the purchase of premium
payments he may have made for substitute health, welfare
and life insurance.
(d) Pay J. A. Berrien the amount of wages he would have
earned absent this violative act, plus expenses incurred
by him.
(e) Pay interest at the statutory rate for the state of
Illinois, for any amounts due and withheld as a result of
the Carrier's action in dismissing claimant.
I ~-
Award Number 20028 Page 2
Docket Number CL-20182
OPINION OF BOARD: Claimant, a regularly assigned relief telegrapher at Car
rier's Landers Yard, Chicago, Illinois, was disciplined
by dismissal from service, effective July 22, 1972, following three separate
hearings and findings of guilt on the following charges: (1) not properly
protecting assignment of position of Telegraph Operator, 7 am to 3 pm, July
3, 1972; (2) not properly protecting assignment of position of Telegraph Opera
tor, 3 pm to 11 pm,
July
4, 1972; and (3) not complying with instructions of a
Carrier official to leave Carrier property between 3:30 pm and 3:45 pm on
July
4, 1972.
The Employees protest the discipline on the grounds that: (1) the
dismissal was without just cause, in that Claimant was singled out for discipline
although a practice existed at Landers Yard wherein employees covered for one
another in respect to tardy situations; (2) the charge of refusing to leave Carrier's property was u
light of the charges involved, dismissal from service was too extreme, drastic,
and severe. The Carrier's position is that the discipline was fully warranted
and that the claim should he denied. Carrier also notes that, during his three
(3) years of service prior to the instant discipline, the claimant has been
assessed discipline by suspension on two occasions, on August 18, 1970 for
sleeping, and on August 5, 1971 for tardiness.
l
The hearings on the three charges were held sequentially on
July
7,
10, and 11, 1972. The Carrier's
July
22, 1972 letter of dismissal refers to
the hearings on
July
7 and 11, but not to the one on July 10; nonetheless, the
record makes it clear that Carrier's disciplinary action resulted from its
assessment of the sum total of the evidence adduced in the three hearings, collectively, and we shal
First hearing,
July
7, 1972.
The evidence in this hearing showed that, at 7 am on
July
3, 1972,
the employee whom claimant was to relieve at 7 am phoned the claimant and was
told he was not there; at 7:30 am another employee was called to cover the
claimant's assignment and such employee arrived at 8:15 am; at 8 am the employee
to be relieved received a phone call from a wcman who said claimant had overslept and was enroute to
property; at 8:20 am the Claimant met with Assistant Superintendent Hering who
told Claimant he could not work that day and that future tardiness would not
be tolerated. Claimant testified that the phone number listed with Carrier
belonged to the occupant of a nearby apartment, that he had told his wife to
call the duty-employee about his tardiness, and that his wife said she made
the call at 8:00 am. In addition to these specifics on the events of
July
3,
1972, Miss Gann, the employee whom Claimant was to relieve, testified as follows:
Award Number 20028 Page 3
Docket Number CL-20182
"30. A. '·'·*·· I put in a time slip for an hour and
fifteen (15) minutes overtime.
31. Q. Is this a normal routine, if somebody comes
late, you put in the extra time?
A. Lately we haven't been time slipping each
other.
32. Q. In other words, if somebody was going to
be late, normally, you just work over and more
or less owe that person time?
A. Yes."
Second hearing, July 10, 1972
The evidence in this hearing showed that claimant was scheduled to
report for duty at 3 pm on July 4, 1972. At 2:50 pm he phoned the duty-employee
to say he would be about five (5) minutes late; at 3:00 pm the duty-employee,
upon reporting to the Assistant Superintendent that claimant was late, was told
to call the Assistant Superintendent when claimant did report; at 3:15 pm the
claimant reported for duty. As directed, the duty-employee informed the Assistant Superintendent of
nt to the Telegraph Office and gave claimant notice of investigation for being
_ste the previous day. Subsequently, the Assistant Superintendent returned to
the Telegraph Office and told Claimant he could not work that day due to his
being fifteen (15) minutes late. For reasons not rcvcalnd by the evidence, a
Carrier Patrolman accompanied the Assistant Superintendent when he went to the
Telegraph Office to speak with Claimant. Also the evidence touched peripherally
on two resignations which were submitted by Claimant during the foregoing episode. The Assistant Sup
voluntarily, but Claimant said he was relie-red of duty after his failure to
sign a resignation effective immediately. This hearing provided further testimony similar to the Can
that a late employee normally calls the duty-employee and that no report is made
to supervision.
Third hearing, July 11, 1972
This hearing covers the latter part of the events which occurred on
the afternoon of July 4, 1972, and relates to the charge that Claimant refused
to leave Carrier property when instructed to do so. The Assistant Superintendent testified that, upo
July 3, 1972 incident, the claimant voluntarily submitted a resignation in circumstances which the A
Award Number 20028 Page 4
Docket Number CL-20182
"* ~' * he opened the drawer of his desk or table and pulled
out a piece of paper with a carbon to it and he handed to me
what was a resignation. It didn't have an effective date on
it so I returned it to him and told him to put the effective
date and to sign it, which he did and he told me when he put
the effective date on it, he said, I am going to make this
effective at 7:00 A.M., Friday. Now, this would have been
Friday, July 7th. So, he put a date on it and he signed my
receipt, receiving the notice of investigation and then Patrolman Jesse and I departed his office an
resignation. When looking over the resignation, he had put
effective 7:00 A.M., July 28th so I went back into the Landers,
Telegraph Office to tell him that he would not work that day
account of being fifteen (15) minutes late, and, at this time,
I said do you want to make this the 28th because with it being
that far off, I am not going to accept it. He examined the
calendar and he said, no, I mean that to be Friday the 7th,
so, he tore up the resignation dated 7:00 A.M., Friday the 28th
and he retyped another resignation, 7:00 A.M., July 7th. He
made several comments about the investigation being set up,
that was for him being late on the 3rd and I told Mr. Berrien,
if he wanted to make his resignation effective July 4th, which
was that day, that he wouldn't have to attend any investigations.
This he said he wouldn't do, that he would make it effective
7:00 A.M., July 7th, which he did. At this time, I told Mr.
Berrien, I wouldn't permit him to work account of being fifteen
minutes late account of being instructed the previous day, by me,
verbally, to be on time for his 3:00 P.M. assignment, July 4th. **"
"23. Q. Mr. Hering, did you have reason for not accepting
his resignation for July 28th?
A. Taking it under the assumption that it was on July
7th; I told him I would take it and I went out and made
copies of it and, when I was making copies, I noticed
it was dated the 28th.
24. Q. Mr. Hering, the question was, did you have reason for
not accepting Mr. Berrien's resignation, effective July
the 28th?
A. Yes, the man told me, verbally, that he wanted it
effective Friday, meaning Friday the 7th.
Award Number 20028 Page 5
Docket Number CL-20182
"25. Q. Is it possible Mr. Berrien could have meant Friday,
July the 28th?
A. Based on what he told me, I assumed it was Friday,
the 7th and this is why it was returned to him. Also,
I might add, at this time, that Mr. Berrien tore up his
resignation effective 7:00 A.M., July 28th, 1972 and then,
he made out another resignation for effective July the 7th,
7:00 A.M. and was received in the office of Assistant Super
intendent on July 5, 1972. Also, a withdrawal notice of
resignation which was to be effective 7:00 A.M., Friday,
July 7th.
26. Q. Mr. Hering, would you state your reason for wanting
Mr. Berrien's resignation effective that day, July 4th?
A. Yes, it would have eliminated the investigations we
have held concerning this matter."
The Assistant Superintendent also testified that at 3:40 pm he instructed claimant to leave the
used coarse langauge in stating his refusal, and that Claimant was removed
from the premises by Carrier's Patrolman at 3:42 pm. During the course of this
ejection, the Assistant Superintendent informed Claimant not to report to work
the following day, July 5. The Carrier's Patrolman described the ejection as
Follows:
"50. Q. Mr. Jesse, during conversation with Mr. Berrien, or
Mr. Hering's conversation with Mr. Berrien, was Mr. Berrien
violent or did Mr. Berrien get violent?
A. In which conversation?
51. Q. Well, in any of them in the Telegraph Office?
A. In the Telegraph Office, no, in the Yard Office, Mr.
Berrien said he would not leave and he was getting a little
excited.
52. Q. Did he get violent?
A. I said he was excited.
53. Q. Did he threaten Mr. Herin, in any way?
A. He just told him he would not leave, to try and put
him under arrest for trespassing.
54. Q. Did he threaten you?
A. No.
Award Number 20028 Page 6
Docket Number CL-20182
"57. Q. Mr. Hering stated that, at approximately 3:42 P.M.,
you took Mr. Berrien by the arm and escorted him out of
the rear door of the building, is that correct?
A. Mr. Hering told me to escort Mr. Berrien off the
property. I told him to come along and he just stood
there, so, I took his left arm and walked him outside the
south door here, around the building, left go of him and
he just walked along.
58. Q. At this time, did Mr. Berrien resist you, in any way?
A. No."
The Claimant admitted that he received a direct order to leave the
property and that he did not do so. His stated reason was that he wanced to
call his Local Chairman, but he did not mention this to anyone during the
incident.
Discussion
Claimant's refusal to leave Carrier's premises on
July
4th is the
pivotal fact here, and we have no doubt that discipline was warranted. However,
Carrier's case against Claimant was less than perfect and, indeed, if he had
left the premises as directed and grieved later, his case here would be in a t
much stronger posture. The hearing evidence established that the telegraph
operators covered for one another in respect to tardiness; they arranged for
compensatory time to be owed to the covering employee and they did not normally
report a late arrival to supervision. Carrier was justified, of course, in
altering this practice and in requiring compliance with its reporting require
ments. But in so doing Carrier was obliged to give reasonable notice of its
insistence on compliance; such notice was not given in respect to the
July 3
tardiness involved in the first hearing and, hence, the Carrier's action in
finding guilt in this hearing was arbitrary and an abuse of discretion. How
ever, in discussing his
July 3
tardiness with the Assistant Superintendent,
the Claimant was given clear notice that future tardiness would not be toler
ated and, thus, he had adequate notice in respect to the
July
4 tardiness which
was involved in the second hearing. In this instance, though, the Claimant did
phone in that he would be late and his tardiness on this occasion amounted to
fifteen (15) minutes. If the matter had stopped there, it seems virtually
certain that the discipline would not have amounted to permanent dismissal. But
the matter did not stop. It escalated; the events that centered around the
resignation affair on the afternoon of
July
4th aroused emotions on both sides,
and culminated in Claimant's wrongful refusal to leave Carrier's premises when
instructed to do so. The Claimant was not justified in this action, but neither
was the conduct of the Assistant Superintendent in the incident without blemish.
Taking the Carrier's testimony in its most favorable light, the record shows
that, while the Claimant's resignation was voluntarily given in the first in
stance, the Assistant Superintendent made his acceptance thereof contingent upon
Award Number 20028 Page 7
Docket Number CL-20182
the Claimant inserting an effective date earlier than July 28, 1972. Further,
when the Assistant Superintendent thought he had in hand a resignation with
a satisfactory effective date, he did not see fit to relieve Claimant from
duty for the work shift of July 4th following the Claimant's 15-minute late
arrival of that day; however, after discovering that the effective date was
not satisfactory, the Assistant Superintendent returned to the telegraph
office, accompanied again by the Patrolman, and relieved Claimant of duty.
From these facts, we can but conclude that the Assistant Superintendent's conduct contributed to the
the property occurred.
In light of the foregoing, and on the whole record, we believe that
Carrier's action in
finding guilt
on the incident of July 3, 1972 was arbitrary
and that the Carrier's Assistant Superintendent contributed to the creation of
the conditions which engendered Claimant's wrongful refusal to leave Carrier's
property on July 4th. We conclude therefore that the discipline of permanent
dismissal was severe and excessive and we shall award that Claimant be restored
to service without back pay.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
The discipline of permanent dismissal was excessive.
A W A R D
The Claimant shall be restored to service without back pay.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:. ~.
Executive Secretary
Dated at Chicago, Illinois, this 20th day of November 1973.