NATIONAL RAILROAD ADJUSTMENT HOARD
THIRD DIVISION Docket Number CL-20420
(Brotherhood of Railway, Airline and Steamship
( Clerks, Freight Handlers, Express and
( Station Employes
PARTIES TO DISPUTE:
(Norfolk and Western Railway Company
( (Involving employees on lines formerly
( operated by the Wabash Railroad Company)
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood
(GL-740l) that:
(1) Carrier violated the provisions of the Freight Handlers
Agreement, particularly Rule 17, also, Article 5, Section 1 (a) of
the August 21, 1954 National Agreement, when following investigation
held September 22, 1972, it arbitrarily and without justification,
dismissed Storehelper M. L. Hammer, from service, and subsequently
failed to notify Claimant's representative (who appealed the decision)
that their initial decision to dismiss Claimant was upheld.
(2) Carrier shall now return Claimant to his former
position as Storehelper with all rights and privileges unimpaired.
(3)
Carrier shall pay Claimant eight (8) hours pay at the
pro rata rate of his former position for Thursday, September 28, 1972,
and for each subsequent work day thereafter, until he is properly
returned to service.
(4)
In addition to the money amounts claimed herein, the
Carrier shall pay an additional amount at
8%,
per annum compounded
annually on the anniversary date of claim.
OPINION OF BOARD: It is the claim of the System Committee of the
Brotherhood that: "(1) Carrier violated the
provisions of the Freight Handlers Agreement, particularly Rule 17,
also, Article 5, Section 1(a) of the August 21, 1954 National Agreement,
when following investigation held September 22, 1972, it arbitrarily
and without justification, dismissed Storehelper M. L. Hammer, from
service, and subsequently failed to notify Claimant's representative
(who appealed the decision) that their initial decision to dismiss
Claimant was upheld."
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Award Number 20226 page 2
Docket Number CL-20420
Resolution of this dispute requires us to recite details
of record which clarify the question raised here. On October 23,
1972, a hearing on appeal was held under Rule 17 of Agreement,
providing:
(b) An employee dissatisfied with the decision
shall have a fair and impartial hearing before the
next proper officer, provided written request is made
to such officer and a copy furnished to the agent or
officer whose decision is appealed, within seven (7)
days of the date of the advice of the decision.
Hearing shall be granted within seven (7) days
thereafter and a decision rendered within seven 7
days of the comeletion of hearing underscoring
added
On November 15, 1972, the Regional General Chairman wrote the Director
of Labor Relations of the Carrier that "to date, Superintendent Material
Cooper has failed to notify Local Chairman Easterling of what decision
if any, has been rendered as required by Rule 17(b) of the Schedule
for Freight Handlers." On December 7, 1972, the Director Labor
Relations wrote: "The hearing was concluded on October 23, 1972.
Mr. W. W. Osborne, Manager Material, advised Mr. Hammer with a copy
of Local Chairman Easterling by letter dated October 26, 1972 that
the Carrier's decision was unchanged." On January 24, 1973, the
Carrier again wrote the Regional General Chairman that "Manager
Material W. W. Osborne advised Mr. Hammer, with a copy to his representative under date October 26,
with regard to dismissal of Mr. Hammer would be unchanged." The
Carrier, in its Statement of Facts (Carrier Exhibit E), declares
that "Manager Material W. W. Osborne advised Storehelper Hammer as
follows:
October 26, 1972
File:176.11
REGISTERED U.S. MAIrT
RETURN RECEIPT REQUESTED
Mr. M. L. Hammer
158 South Main Street
Decatur. Illinois 62523
Dear Sir:
A review of the re-hearing of investigation, held
on October 23, 1972, has been made. There was no additional
information or evidence introduced that would merit change
in decision rendered on the original investigation held on
September 22, 1972.
Award Number 20226 Page
3
Docket Number CL-20420
Therefore, the decision remains the same that you
are dismissed from service of the Norfolk and Western
Railway Company.
Yours very truly,
W. W. Osborne
Manager Material".
In its Position, the Carrier states that "The copy of Mr. Osborne's
letter directed to the local chairman was delivered personally to
him (the local chairman) on October 26, 1972."
In its Rebuttal, however, the Brotherhood states:
" the Carrier states that a blind carbon copy of
Mr. Osborn's letter of October 26, 1972, upholding the
dismissal was forwarded to Local Chairman Easterling.
The latter has no record of ever receiving a copy of this
letter. Further, when Regional General Chairman jurgens
in his letter of November 5, 1972, (Employes Exhibit No.
10) protested the fact that the Carrier had failed to
notify Local Chairman Easterling of their decision
following the hearing on appeal, he was answered merely
with a statement that:
'Mr. W. W. Osborne, Manager Material, advised
Mr. Hammer with a copy of Local Chairman
Easterling by letter dated October 26, 1972,
that the Carrier's decision was unchanged.'
(Employes Exhibit No. 12, 5th paragraph)
(Underscoring added)
At no time did the Carrier offer to show that letter. As
a matter of fact, the first opportunity the Organization
had to see this letter was when it showed up in the
Carrier's Submission as their Exhibit E. Therefore, the
Carrier violated the provisions of Rote 17 (b)
"
It is clear from this detailed recitation from the record
that the question presented in this case is a question of fact: whether
as a matter of fact the Carrier failed to notify Local Chairman Easterling
of its decision within seven days of the completion of the hearing of
October 23, 1972. The question is not how notification was made, whether
by Mr. Osborne or by ,1r. Cooper, but whether notification of the decision
was made at all within the required seven days.
Ya
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Award Number 20226 Page 4
Docket Number CL-20420
Clearly, the Osborne letter of October 26, 1972, Carrier's
Exhibit E, and the Carrier's statements concerning delivery of this
letter, would resolve the issue of fact in favor of the Carrier.
The Carrier's burden of proof would be met fully. The Hoard, however,
cannot take this letter into account without violating the firmly
established requirements pertaining to the handling of grievances
on the property. We cannot admit into the record the letter of
October 26, 1972, Carrier's Exhibit E, when, as a matter of fact,
the first opportunity the Organization had to see this highly
material letter was "when it showed up in the Carrier's Submission
as their Exhibit E." The Hoard must, therefore, make the determination, based on the proper record o
not comply with Rule 17(b) requiring a "decision rendered within
seven (7) days of the completion of hearing."
In view of this conclusion, the Hoard does not find it
necessary to pass upon the merits of the case or to pass upon the
applicability of the more general provisions of Article
5,
Section
1(a) of the August 21,
1954
National Agreement.
FINDINGS: The Third Division of the Adjustment Hoard, upon the whole
record and all the evidence, finds and holds;
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute
are respectively Carrier and Employes within the meaning of the Railway
Labor Act, as approved June 21,
1934;
That this Division of the Adjustment Hoard has jurisdiction
over the dispute involved herein; and
That the Agreement was violated to the extent indicated in
the Opinion.
A W A R D
Claimant shall be reinstated to his former position as Storehelper with all rights and privilege
compensation for loss of time while out of service.
NATIONAL RAILROAD ADJUSTMENT HOARD
By Order of Third Division
ATTEST:
Executive Secretary
Dated at Chicago, Illinois, this 30th day of April 1974.
CARRIER MEMBERS' DISSENT TO AWARD 20226, DOCKET CL-20420
(Referee Lazar)
This Award is manifestly arbitrary and void because the issue which is said to
be controlling in the Award is not the issue that was framed on the property;
furthermore, the finding on which the Award is expressly based is contrary to the
undenied facts of record and is not even responsive to the issue stated in the Award.
After quoting generously from the record, the Referee who fashioned this Award
gives us the following erroneous statement of the issue:
"It is clear from this detailed recitation from the record that
the question presented in this case is a question of fact:
whether as a matter of fact the Carrier failed to notify Local
Chairman Easterling of its decision within seven days of the
completion of the hearing of October 23, 1972. The question
is not how notification was made, whether b Mr Osborne or by
Mr. Cooper, but whether notification of the decision was made
at all within the required seven days." **
The undenied facts of record establish that this statement of the issue is
arbitrary, and these undenied facts were clearly brought to the attention of the
Aeferee by that portion of the memorandum submitted to him by the Carrier Members
which reads:
"Carrier tells us that in handling on the property the actual
receipt of a disallowance of the claim after the appeal hearing was
not questioned, and that the real issue raised by Petitioner on the
proyertv was simply that the said notice did not satisfy the reouirg
ments of Rule 17 because it did not come from the officer who conducted
the appeal hearing, but rather came from the manager of the department.
"That the issue raised by Petitioner on the property was as represented by Carrier is clearly borne
The Regional General Chairman's letter (P. 45) appealing the claim to
the highest officer had this to say on this particular issue of notice:
'.
. . However, to date, Superintendent Material
Cooper has failed to notify Local Chairnan Easterling
of what decision if any, has been rendered as required
by Rule 17 (b) of the Schedule for Freight Handlers.'
"The highest officer's reply (P. 47) indicates that the entire
matter had been discussed in conference and his denial of this aspect
of the claim reads:
ri All underlining herein
added by Carrier Members.
DISSENT TO AWARD 20226 Page 2
' . . Mr. W. W. Os borne, Manager Material, advised
Mr. Hammer with a copy of Local Chairman Easterling
by letter dated October 26, 1972 that the Carrier's
decision was unchanged.
' . I do not a ree with our contention that Rule
17,·Paragraph b , Schedule for Freight Handlers was
violated when Mr. W. W. Osborne, who reviewed all the
facts involved in this case, advised Mr. Hammer and
the local chairman of the Carrier's decision.'
"We must accept the foregoing statement of the highest officer as
a completely accurate statement of the facts recited therein, including
the position taken by the Petitioner on the issue under discussion,
because the General Chairman responded to that letter without in any
way challenging the correctness of the facts recited. . .
"There was no contradiction of Carrier's statement that the Local
Chairman did in fact receive a copy of Mr. Osborne's decision disallowing the claim and upholdin
since Petitioner did not deny that fact on the property, it is precluded
from denying it before the Board. . ."
The Referee's attention was directed to a multitude of awards of this Board and
decisions of the Federal courts recognizing that under Section 3 First (i) of the
Railway Labor Act and the rules of this Board the only issues that may be considered
by the Board are those framed in the handling on the property, and the Petitioner
has the burden of proving through reproduction of data in its initial submission
that all issues brought to the Board have been previously handled in the usual
manner on the property. It is not legally possible for Petitioner to change or
enlarge the issue framed on the property through the medium of arguments presented
before this Board. Therefore, on the record before us the Referee was legally
precluded from assuming the issue in this case to be a question of whether Carrier
"failed to notify the Local Chairman . . at all" rather than whether notification
should have been by Mr. Cooper instead of Mr. Osborne. The arbitrary assumption
that the controlling issue was whether notification to the Local Chairman "was made
at all" renders the Award a nullity. Furthermore, by the facts that went undenied
on the property the Referee was precluded from lawfully finding that Carrier did
not give any notice to the Local Chairman, and it was unnecessary for Carrier to
adduce any evidence on that point.
In addition, the Award is arbitrary on its face for the reason that the finding on which the cla
said to be controlling. Manifestly, notification of the Local Chairman is something
entirely different from the actual rendering of the decision itself; and since it
was undenied on the property that the decision was rendered and claimant himself
given timely notice thereof, failure to also notify the Local Chairman would have
DISSENT TO AWARD 20226 Page 3
been non-prejudicial; yet, after the Referee so meticulously defined the issue
as being one of alleged failure of Carrier to notify the Local Chairman of the
decision at all, he sustained the claim on the basis of a finding that does not
relate to the alleged non-receipt of notice by the Local Chairman. The arbitrary
finding or "determination" on which the sustaining Award is expressly based reads:
". .The Board must, therefore, make the determination, based
on the proper record of this case, that the Carrier did not
comply with Rule 17(b) requiring a 'decision rendered within
seven (7) days of the completion of hearing."'
In addition to the fact that the rendering of the decision itself is not the
issue which the Referee so carefully framed, and is not the issue framed on the
property, the facts which were undenied on the property establish that both the
decision and the notice thereof were timely rendered by Manager Osborne.
We dissent.
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LABOR I'.EMBEER'S ANSWER TO CARRIER 1°E'BERS' DISSENT
TO AWARD 20226 (CL-20420)
(Referee Lazar)
Carrier r".erbers' Dissent to Award 20226 is nothing
more than the continuation and reiteration of the Carrier
.'!ember's arguments and asserticns presented in the panel
discussion held in this dispute.
The Dissent contains five (5)
facts," "facts that :rent undenied"
undenied." We submit that "facts"
references to "undenied
and "facts which were
are gust that - facts.
"Allegations" can be denied, "assertions" can be denied, but
"facts" cannot be denied.
This 1J^jll;;s us to one
i.e., Carrier's Exhib dated October 26, 1;'7 fled "ail. There was
evidence by Carrier t
to the Claimant er to his Representative. That is a fact.
For an issue which (as the Carrier Members say) eras
not "framed" on the property, there certainly seas a let of
Record material available. The issue "framed" was prop
decided by the Referee, and the Dissent does not detr<.~ct
therefrom.
it
2
"E y"
which
nothinE
o prove
"fact" revealed in the Record,
r:hich is allegedly a letter
Carrier asserts r:as sent Certi-
presented as admissible
such a letter eras sent, either
J~i' ; iLE Ciii
~'~or !'.ember
6-21-74