NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-20123
Irving T. Bergman, Referee
(Brotherhood of Railway, Airline and Steamship
( Clerks, Freight Handlers, Express and
( Station Employes
PARTIES TO DISPUTE:
(George P. Baker, Richard C. Bond, and Jervis
( Langdon, Jr. , Trustees of the Property of
( Penn Central Transportation Company, Debtor
j STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood
(GL-7253) that:
(a) The Carrier violated the Rules Agreement, effective
February 1, 1968, particularly Rule 6-A-1, when it assessed discipline
of dismissal on L. M. Cooper, Clerk, West Breakwater Yard, Cleveland,
Ohio, Lake Division, Western Region.
(b) Claimant L. M. Cooper's record be cleared of the
charges brought against him on May 15, 1972.
(c) Claimant L. M. Cooper be restored to service with
seniority and all other rights unimpaired, and be compensated for
wage loss sustained during the period out of service, plus interest
at 67. per annum compounded daily.
OPINION OF BOARD; This is a discipline case in which claimant was
held out of service pending the investigation
hearing and thereafter was dismissed from service. The Organization
has raised the following objections: That claimant was held out of
service for violation of Rule G which is not a rule contained in the
clerks' Agreement nor was this the offense with which he was charged
for the purpose of hearing; that the notice for the hearing did not
clearly specify the exact offense with which the claimant was charged;
that the hearing was not conducted fairly and impartially; that the
discipline was excessive.
A careful review of the transcript of the testimony (referred to as "lY.") revealed the followin
The notice of the hearing informed claimant that he was entitled to representation and to presen
behalf. It charged claimant with, "Playing cards and gambling while
on duty and having in your possession a can of beer and the odor of
beer on your person approximately 3:50 A.M., May 13, 1972, West Breakwater Yard Office, Cleveland, O
G-197." The hearing scheduled for May 19, was postponed to May 26
up= the written request of claimant who also requested in writing that
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Award Number 20254 page 2
Docket Number CL-20123
four named employes be present as witnesses. The hearing was further postponed to June 2 at the
Chairman. On June 2, the requested witnesses for the claimant
were present and also the Division Chairman was present to represent claimant. Claimant stated that
Tr. p.l-5.
As to the notice for the hearing, we find that the charge
is precise and specific in stating the offenses alleged, the time
when and the place where the alleged acts occurred. The request
for witnesses indicates that claimant was fully informed. The postponements provided adequate time t
Claimant was ready to proceed. That the notice was adequate is supported by numerous Awards of this
18606 and 18872.
Further reading of the transcript disclosed the following
material and relevant testimony:
I
Claimant testified that he removed himself from the property
when instructed to do so, Tr.p.7. He testified that at approximately
3:50 A.M., he came downstairs, sat at a bench by the table, the only
available seat in the room, was conversing with trainmen and enginemen present. One of the brakemen
took out some money to give him to bring back food. Claimant denied
that he played cards, gambled, possessed a can of beer or that the
odor of beer was on his person. Claimant testified that there were
cards in the middle of the desk where he was sitting but none in front
of him; that he did not observe any beer on the table and to his
knowledge there was no money on the table but that there was money
in his hand to purchase food, Tr.p.8,9.
The Terminal Superintendent testified that he entered the
room at approximately 3:50 A.M., saw four men seated at the table,
cards and money on the table in front of each man and money in the
center of the table. When entering the room he observed claimant
with a green can in his hand which he placed under the desk. The
Superintendent picked up the can and found it to be a can of Rolling
Rock beer. He ascertained that claimant was on duty; asked him if he
had been drinking. When claimant said, "no", the Superintendent asked
claimant to blow his breath in face of Superintendent who detected
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Award Number 20254 Page 3
Docket Number CL-20123
odor of beer on claimant's breath. There were also two decks of
cards on the side of the desk. The money in front of claimant was
change and dollars. It appeared to be a large amount of money, more
than a couple of dollars, nicely stacked. The green can was half
full. There was an empty can of the same brand of beer under the
table, a half full can on the bench on the opposite side of the table
and an empty can in the window. The Superintendent did not see claim
ant or any other employe drinking and none of the employes other than
claimant had a can in his possession. The Superintendent checked the
breath of the three other employes seated at the table but did not
detect the odor of beer on their breath. He also testified that the
half full can of beer he saw claimant holding was cold. The money
was still on the table when the Superintendent left the room. When
the Superintendent entered the room, he was accompanied by the Train
master who was behind him, Tr.p.9-11. In the Superintendent's opinion,
claimant was not intoxicated but was gambling, although he did not
see money change hands, cards being handled, or bets being made, Tr.
p.13. Rule 6-A-LA was read into the record as follows: "An employe
who has been in the service more than 60 days--shall not be disciplined
or dismissed without a fair and impartial investigation. He may, how
ever, be held out of service pending such investigation only if his
retention in service could be detrimental to himself, another person,
or the company."
A trainman called as witness for the claimant testified that
he was in the room at approximately 3:50 A.M. when he saw the Superintendent enter with the Trainmas
but did not detect odor of beer on claimant's breath. He testified
that the Superintendent was the only man in possession of can of beer
when he picked up the can of Rolling Rock from under the table. No
money was in center of table but money was present, being given to
him to buy food. It was conceded for the record at this time that
claimant had worked for Carrier approximately seven years and his record
was clear. There were cards on the table in the left corner, Tr.p.25-30.
The Trainmaster testified that he entered the room at approximately 3:50 A.M. behind the Superin
center of the table. There was money in front of claimant in a neat
stack definitely more than one or two dollars; there was a hand of cards
face up in front of claimant a little to the right of the money and a
deck of cards face down to the right of claimant. He did not see a
can in claimant's hand when he entered behind the Superintendent but
claimant's right hand was out of sight, "in a motion like he was reaching to the floor." The witness
of beer from the floor where claimant's right hand had been. The can
Award Number 20254 Page 4
Docket Number CL-20123
was open and partly consumed. The Superintendent also picked up an
empty can. The partly empty can was cold. The brand name of the
beer, on the can, was Rolling Rock. There was also a partially consumed can sitting on the bench acr
empty can on the window sill. When the witness smelled claimant's
breath a little later, he detected the odor of beer. The Trainmaater
gave claimant the suspension notice at 4:15 A.M. in accordance with
Carrier's instructions, "to remove from service employes found with
possession or use of alcoholic beverages, pending investigation."
He observed the Superintendent smell the breath of each of the four
men sitting at the table including claimant. This witness prepared
the notice. The money was still on the table when he left the building, Tr.p.30-33. The trainmaster
odor of beer on his person, smelled on his breath." The witness
testified that he smelled the half empty can of Rolling Rock found
on the floor next to claimant and it was beer, Tr.p.37-39.
At the completion of the trainmaster's testimony the hearing had been in session for eight hours
consented to recess the hearing until June 5, at 9:30 A.M.
An engineer testified for claimant that he was in the room
at 3:50 A.M. when the two Carrier officials entered. He did not see
claimant with playing cards in his hands, with a can of beer in his
hand, gambling, drinking beer and did not smell the odor of beer on
claimants breath. He testified further that he saw the Superintendent retrieve two cans of Rolling R
that there were cards on the table but not in front of the seated men;
that there was some money on the table, one man had money in front of
him and another had money in his hand. This witness testified that
there were men seated at the table including claimant, Tr.41-43.
The next witness for claimant was a conductor who testified
that he was in the room at 3:50 A.M. when the two Carrier officials
entered but that he left the room 10 minutes later. He testified that
he did not see claimant playing cards, having a can of beer on his
person, gambling or smell the odor of beer on claimants breath. He
further testified that he saw four men seated at the table and saw
cards on corner of desk that had been there since "we" went to work.
This witness testified also that he saw money on the desk, "everybody
had money out", different guys were ordering sandwiches and change
was being made. He saw the Superintendent retrieve one can of beer
from under the table but didn't know exactly where he got it and
didn't know that it was beer, Tr.p.43-45.
The next witness for claimant was a trainman who was in the
room at approximately 3:50 A.M. but was leaving when he met the two
Award Number 20254 Page 5
Docket Number CL-20123
Carrier officials in the hallway. He returned to the room. He
testified that while he was in the room there were some cards laying on the table and did not see an
how many men were seated at the table. He didn't see any beer and
saw the Superintendent pull some empty cans out of a desk drawer
not from under the table. These cans were folded in half. He did
not see Claimant drink beer, play cards, gamble, hold a can of beer,
and stated that claimant was not intoxicated, Tr.p.45,46.
The final witness for claimant was an engineman who testified that he was in the room prior to 3
claimant was present. The witness did not see claimant play cards,
gamble, with a can of beer in his hand, and did not smell beer on
claimant, Tr.p.47.
Claimant was recalled and testified that he saw the Superintendent retrieve, "two cans, green in
desk of which I was seated. As to what the contents of the cans
were I do not know." He also testified that the Superintendent
smelled his breath and 15 to 20 minutes later the Trainmaster smelled
his breath, Tr.p.48.
At the conclusion of the hearing, claimant stated that the
hearing was not conducted in a fair and impartial manner because he
was not guilty and that made the hearing unfair. He also stated that
he had answered all questions in his own words, Tr.p.50.
The transcript also contains argument made by claimant's
representative at many points throughout the hearing. What came through
loud and clear from the argument is that the other employes at the table
went through investigation hearings at which they were not charged with
drinking beer, were disciplined but not dismissed. Claimant's representative insisted that this w
and did not smell the odor of beer on their breath.
Careful examination of the entire transcript makes it clear
that the hearing was conducted in a fair and impartial manner. Every
opportunity was afforded claimant to tell his story, present witnesses
who answered questions and volunteered answers freely and in their own
words. Claimant's representative had wide latitude in making statements, offering opinions, arguing
not a denial of due process when the hearing officer would not allow
in this hearing the transcript of hearings regarding the other employes who were involved. Those men
questioning by claimant's representative. No prejudice resulted to
.r,
Award Number 20254 Page 6
Docket Number CL-20123
claimant because his representative's statements regarding the other
hearings were permitted to stand in the record. It also was not
denial of due process when the hearing officer objected to questioning by claimant's representative
We agree with the contention that claimant should not have
been held out of service. It is our opinion that Carrier's instructions that employee observed to be
beverage be immcdiately held out of service is not applicable to this
specific situation. However, this would not give the claimant a license
to possess or to drink alcoholic beverage at any time or place related
to his work. As a general rule, claimant could have been held out of
service if he was judged to be unfit for his work. Under Rule 6-A-LA,
claimant could have been held out of service if it was demonstrated
that his retention in service could be detrimental to himself, another
person, or the Company. There was no testimony or evidence to support
the conclusion that detriment would result. On the contrary the testimony indicates that a judgment
should be presented upon which a judgment may be made. Holding a can
of beer and odor of beer on the claimant's breath but no evidence of
intoxication does not tell us enough. What was there that indicated
to the Carrier's officials that it would be detrimental for the claimant to return to his work? The
point.
We bbserved from the testimony that there is conflict between
the testimony of the Carrier's witnesses and the testimony of claimant
and his witnesses. In fact, there was conflict in the testimony of
the claimant's witnesses on several issues.
Many prior Awards have covered this subject. Award 13356
stated that credibility of witnesses and weight to be given their
testimony is for the hearing officer. Also more witnesses on one side
than on the other is not, by itself, sufficient to require this Division to disturb the finding unle
and capricious. This policy is stated in Award 16265. Award 16354 in
following this policy, also stated that the Board acts as an Appellate
forum and does not weigh the evidence or judge the credibility of witnesses. In addition, it was sta
substantial, it cannot be said that the Carrier was arbitrary, capricious or acting in bad faith. A
we cannot resolve credibility issues. It added that, once the testimony
of Carrier's witnesses, "is credited and claimant's is not, the weight
of the evidence clearly supports that Carrier's conclusion of the guilt
of the Claimant." Award 19928 repeated the same opinion with reference
to conflicts in testimony.
Award Number 20254 Page 7
Docket Number CL-20123
Prior Awards considered the sufficiency of the evidence.
These Awards, however, also follow the Board's policy with regard
to conflicting testimony. We have reviewed Awards 13613, 19522,
19744 on this point.
Following the well established policy, we have determined
that the decision of the Carrier was based on evidence sufficient to
overcome the possibility that the decision was arbitrary, capricious
or made in bad faith.
We are concerned, however, with the degree of the discipline
in view of the employe's clear record during seven years of employment
and the nature of his work. In this regard we are persuaded by the
reasoning found in Award 8431. On page 2 of that Award: "(3) A
Carrier's disciplinary decision is unreasonable, arbitrary, capricious
or discriminatory when (a) the Carrier's rule or rules violated were
not reasonably related to the orderly and efficient operation of Carrier's business;--." Also, "(7)
the hearing. It is sufficient if the Carrier's decision was based
on substantial evidence of record." On page 3 of the Award: "(8)
If for any of the proper reasons stated above under (3) the Carrier's
disciplinary action is deemed not supportable but if at the time the
record of the case shows that in the circumstances directly leading up
` to the Carrier's action the employe himself was not free of improper
behavior, the employe may be required to suffer some penalty such as
no pay for time lost, upon reinstatement." It is within the Boards pro
vince to review the degree of discipline imposed, Awards 19561, 19797,
20092. In the exercise of our discretion, we find that the dismissal
under the circumstances of this case was unreasonable and arbitrary and
direct the reinstatement of the claimant with no back pay. However,
claimant shall be entitled to pay lost from the time he was held out
of service up to the date of the letter of dismissal I.e. June 15, 1972,
Claimant shall also retain his seniority earned to June 15, 1972 and
retain all rights flowing therefrom.
No provision in the Agreement entitles claimant to interest.
The Organization's argument that the National Labor Relations Board
has been granting interest on back pay awards is not applicable. The
Courts have held that the NLRB has authority to grant interest by reason of language in the statute
a suitable remedy to overcome the effect of an unfair labor practice.
The Railway Labor Act does not contain such a provision. The great
majority of Awards of this Board have held that we do not have discretion to award interest. We are
parties.
Award Number 20254 Page 8
Docket Number CL-20123
FINDINGS: The Third Division of the Adjustment Board, upon the
whole record and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are respectively Carrier and Employes
the Railway Labor Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the dispute involved herein; an
The Carrier violated the Rules Agreement when it held the
claimant out of service pending investigation.
The decision after hearing is sustained.
The discipline assessed was unreasonable and arbitrary
under the circumstances of this case.
A W A R D
Claim disposed of as set forth above.
NATIONAL RAILROAD ADJUSTMENT BOARD
alwo
&A104W
By Order of Third Division
ATTEST: _
Executive Secretary
Dated at Chicago, Illinois, this 31st day of May 1974.