NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number SG-20221
Irwin M. Lieberman, Referee
1
(Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE:
(The Western Pacific Railroad Company
STATEMENT
OF
CLAIM: Claim of the General Committee of the Brotherhood of
Railroad Signalmen on the Western Pacific Railroad
Company that:
Mr. C. A. Rhines be reinstated to his position of Signal Maintenance Foreman at Elko, Nevada, with a
hospital and all other rights unimpaired, together with full pay for all
time lost including overtime, until he is returned to this position.
(Carrier's File: D-Case No. 9036-1972-BRS)
OPINION
OF
BOARD: Claimant, who had been employed by Carrier on Decem-
ber 12, 1946, was a Signal Maintenance Foreman at Elko,
Nevada at the time of the incident involved in this dispute. He was charged
with failing to follow instructions and consequent violation of a series
of operating rules in relation to investigating damage caused by a derail-
' ment on January 14, 1972. Following a formal investigation Claimant was
discharged by letter dated January 31, 1972. After handling on the property,
by Agreement, Claimant was offered reinstatement as of April 3, 1972, on a
leniency basis only (without prejudicing Petitioner's right to process the
Claim to this Board). Thus the effective penalty was reduced to two months
and two days.
Petitioner raises a number of procedural arguments which we find .
do not have merit. One is deserving of comment: that Carrier improperly
raised in its letter of discipline the fact of past indifference in the
performance of his duties. We have held on numerous prior occasions that
consideration of past record may not be used to establish guilt for the
particular offense in question, but is properly considered in determining
the measure of discipline to be imposed, as was done in this case.
Petitioner's primary position is that Carrier did not establish
a prima facie case for the finding of guilt and that since Carrier has not
met its burden of proof, no discipline is warranted. This of course is
denied by Carrier.
The record of the investigation indicates that Claimant did not
follow his supervisor's instructions and inspect the hot box in the vicinity
of the derailment. He offered to go back and make the inspection several
hours later, when questioned by his supervisor, but was instructed not to
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Award Number 20554 Page 2
Docket Number SG-20221
do so. Claimant, in defense of his position, testified credibly tha
it would have been quite difficult to secure access to the area in question because the track was bl
that in his judgment the inspection was not necessary. Subsequently it
became evident that his judgment was sound in that the e.-iipment was functioning properly and had o
such failure had no negative consequences. It is evident that this Carrier
does not expect or desire its Signal Foremen to exercise independent judgment contrary to the instru
certainly credible in view of the continuing emphasis on safety. In this
case the record of the investigation, therefore, contains substantial evidence to support Carrier's
Over the years in discipline cases we have held consistently that
this Board is not warrented in disturbing discipline imposed by Carrier,
after findings of guilt, unless it appears from the record that the penalty
imposed was so unjust, unreasonable or arbitrary as to constitute an abuse
of discretion. (Awards 5032 and 16074, for example). In this dispute, we
find that the penalty imposed was arbitrary and unreasonable and cannot be
permitted to stand. The penalty of discharge (much less the commutation to
two months-plus on a leniency basis) is not commensurate with the offense
committed, and is an improper exercise of discretion. This employee, with
over twenty five years of service, and holding a position of responsibility,
did not precisely follow the instructions of his supervisor; his dereliction
was at most marginal. If Claimant possessed an absolutely clean record, it
is reasonable to presume that he would have received a reprimand at most for
this infraction. His past record, evaluated by Carrier in its determination
of penalty, included letters admonishing Claimant's performance dated November 1970, May 1969, Novem
for a performance failure in 1962. This record, though not exemplary, contains no prior actual disci
is an appropriate penalty in this case.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
d
Award Number 20554 Page 3
Docket Number SG-20221
That this Division of the Adjustment Board has jurisdiction
over the dispute involved herein; and
That the penalty imposed was improper.
A W A R D
The discipline imposed will be reduced to a fifteen day
suspension.
NATIONAL RAILROAD ADJUSTMENT BOARD
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44a~
By Order of Third Division
ATTEST.
Executive Secretary
Dated at Chicago, Illinois, this 13th day of December 1974.
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