NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-20693
Irwin M. Lieberman, Referee
(Brotherhood of Railway, Airline and Steamship
( Clerks, Freight Handlers, Express and
( Station Employes
PARTIES TO DISPUTE:
(The Long Island Rail Road Company
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood,
GL-7549, that
1. The Carrier violated the Clerks' Agreement, particularly,
Rules 6, 7, 7-A-2, 9-A-1 and 9-A-2, among others when it removed Clerk
Marilyn Shea from service on September 12, 1972.
2. The Carrier further violated the Clerks' Agreement by conducting trial on October 5, 1972, at 10 a.m., without the accused Clerk
(Marilyn Shea) or her representative present.
3. The Carrier further violated the Clerks' Agreement by conducting trial on October 5, 1972, at 2 p.m.; October 12, 1972; October
18, 1972; and October 24, 1972, without the accused Clerk (Marilyn Shea)
or her representative present.
4. The Carrier further violated the Clerks' Agreement by dismissing claimant from its employ effective November 13, 1972, as a result
of trial for alleged offense of September 18, 1972.
5. That Clerk Marilyn Shea be paid for all loss of pay for
each day from September 11, 1972 to June 25, 1973, when she was returned
to service as a result of appeal to the Superintendent Personnel Management, Long Island Railroad.
OPINION OF BOARD: Claimant had been employed as a key punch operator
with hours of 9:00 A.M. to 5:00 P.M. Monday through
Friday. She had eight years of service. Claimant had been on maternity
leave from May 3, 1972 until her return to duty on September 11, 1972,
having given birth to a child. It is noted that her husband was an officer of the Organization herein. On September 11, 1972 she was informed
that she would be required to work four hours of overtime that evening;
she informed her supervisor that she was unable to work the overtime and
left at about 5:00 P.M. She was then held out of service pending charges
and investigation for her failure to work the overtime, effective September 12th. On September 16th Claimant received a letter telling her to
report for duty on September 18th and informing her that she could continue to work pending the investigation of the incident of September Ilth.
On September 18th Claimant again was required to work overtime and refused. She continued to work and received written charges, dated September 28, 1972, on each of the incidents which also scheduled separate
Award Number 20805 Page 2
Docket Number CL-20693
trials for the two incidents for 10:00 A.M. October 5th and 2:00 P.M.
the same day. The trial for the earlier incident took place as scheduled,
without the presence of Claimant or any representatives, and subsequently
she was assessed a forty-five day suspension ("time held out of service
to apply"). The trial on the second charge was started the afternoon of
October 5th and continued over several following days; the result was
that Claimant was terminated effective November 13, 1972. Following the
appellate process, Claimant was restored to duty on June 25, 1973, but
was neither compensated for time lost nor exonerated.
Dealing with the first incident, the circumstances surrounding
the investigatory trial were unusual and clearly there were no justifiable reasons for the original one week suspension (paragraph 1 of the Claim).
Initially it is noted that all of the representatives of Claimant's Organization were at a meeting of a Presidential Fact Finding Board on October 5th together with certain senior Carrier representatives: a fact
obviously known to Carrier. Petitioner asserts, and presented a written
statement during the appellate process, in corroboration, that on October
2, 1972 an attorney representing Claimant telephoned Claimant's supervisor
and requested a postponement of the trial. He alleges that he sent a telegram confirming the request on October 4th but received no response until
October 6th. Carrier acknowledges the request for postponement but indicated that it had been received on October 4th. In spite of this later
admission (by the highest officer of Carrier), at the trial on October 5th,
the supervisor in question testified that neither Claimant nor the Organization had requested a delay or postponement of the proceedings. Carrier
bases its position, that it acted properly, on the discipline rule which in
6-C-1 (b) provides:
"If he desires to be represented at such trial, he
may be accompanied by the 'duly accredited representative' as that term is defined in this Agreement".
The Agreement defines duly accredited representative quite precisely as either members of the committee or officers of BRAC. Carrier
concludes that the attorney had no standing under the Agreement and his
request for postponement could not be honored. We do not agree. Carrier
perhaps had the right to preclude the outside attorney from representing
Claimant at the hearing, pursuant to the Agreement, but this right does
not extend to ignoring a request for postponement of the proceeding. At
very least, Carrier had the obligation of determining the nature of the
problem from Claimant before proceeding in the absence of Claimant entirely.
It must be concluded, that under the circumstances herein, Claimant's
rights to a fair and impartial trial were irreparably damaged and the discipline resulting from that trial must beset aside. We are not, by this
Award, making a determination with respect to the question of whether an
employe under this Agreement may be represented by an outside attorney in
a disciplinary trial.
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Docket Number CL-20693
With respect to the trial on the second charge of insubordination, the Claimant, contrary to the contention of Petitioner, was effectively represented and was present. We do not find it pertinent to
elaborate on the circumstances, but Claimant was able to find out about
the hearing not being postponed and managed to secure representation.
Paragraph three of the Claim does not have merit.
The record of the trial on the September 18th incident reveals
that Claimant refused to work overtime on the night in question and offered no reason for this action, although she had a plausible basis for
the refusal. There is some conflict on a number of points of fact including whether she indicated she "would not" or "could not" work the
overtime; we cannot resolve credibility questions and must allow the
Carrier's hearing officer that perogative. The conduct of the hearing,
however, raises some serious questions. Claimant's representative repeatedly attempted, by questioning adverse as well as friendly witnesses
to develop information in such questions as how many clerks worked overtime and how many did not work the night of September 18th; how much overtime was actually needed; how many man-hours were indeed worked that night
and several other questions. In each case, the hearing officer refused
to permit the questions to be answered as not being relevant to the incident which took place at 5:10 P.M. that night: the time of the alleged insubordinate act. At the same time the hearing officer did permit testimony, over the Petitioner's representative's strong objections by a Carrier
witness, with respect to an incident which took place on September 8th.
There was a marked lack of impartiality on the hearing officer's part
shown by these rulings and serious question as to the validity of the
entire trial.
This dispute is marked by a distinctly hostile and counterproductive attitude on both sides: Carrier apparently was quite punitive and
showed little regard for Claimant's personal problems; Claimant was at best
uncommunicative and showed no concern for Carrier's problems. However, the
evidence in the transcript is quite clear in that Claimant was required to
work overtime on the evening of September 18th and refused to do so; it
must be concluded therefore, that there was substantial evidence to support
Carrier's conclusion that she was guilty as charged. After careful evaluation, we also must conclude that the hearing officer's conduct, although
prejudicial in his refusal to permit certain questioning, was not of sufficient signifigance to warrant overturning the entire matter. We reach
this conclusion since the line of questioning would not have changed any of
the material facts upon which the conclusion of guilt was based (we make
this determination based on Petitioner's arguments going to those alleged
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Docket Number CL-20693
additional facts). The recor.: demonstrates that carrier's request for
overtime work was not limited solely to Claimant, but was directed to
all the employees in her classification. We have previously held that
refusal to work overtime under such circumstances warrants discipline
(see for example Award 20265 involving the same parties). Since Carrier
employed progressive discipline in the two incidents in this dispute,
we shall follow and not modify Carrier's disciplinary principle. Therefore, we shall. deny the Claim for the September 18th infraction, but, in
view of our conclusion with respect to the earlier incident, the discipline imposed will be reduced to a forty-five day suspension, and she
will be made whole in accordance with the provisions of Rule 7-A-1 (d).
FINDINGS: The Third Division of the Adjustment Board, upon the whole
record and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction
over the dispute involved herein; and
That the Agreement was violated.
A W A R D
Claim sustained to the extent indicated in the Opinion.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
ecutive Se retary
Dated at Chicago, Illinois, this 29th day of August 1975.
_ 2 _,
ment to its conclusion, the compensation should have been for the remaining
strike period until January
19, 1973
and thereafter, which would be considerably in excess of an additional 21 days.
We cannot accept the Organization's logic
in
this case. which
would require the payment for time not worked during a strike and would
include strike time as part of the forty five day suspension. It is a
proper assumption in this case that Claimant would not have been available
for work during the strike period. To permit the concurrent running of
the suspension during the strike hiatus would dissipate all real impact of
the penalty imposed. Therefore we shall sustain the Carrier's computations
with respect to the suspension.
Referee Irwin M. Lieberman, who sat with the Division as a neutral
member when Award No. 20805 was adopted, also participated with the Division
in making this interpretation.
NATIONAL RAILROAD ADJUSTMENT HOARD
By Order of Third Division
ATTEST:/~
Executive Secretary
Dated at Chicago, Illinois, this 12th day of November 1976.