NATIONAL RAILROAD ADJUSTMM HOARD
THIRD DIVISION Docket Number SG-20822
(Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE:
Robert W. Blanchette, Richard C. Bond and
John H. McArthur, Trustees of the Property
( of Penn Central Transportation Company,
( Debtor
STATEMENT OF CIA324: On behalf of, Signal Foreman R. J. Tarts, who was
suspended from service October 8, 1973 pending
hearing and subsequently dismissed from service effective November 29,
1973, for restoration to service with payment for all time lost including
any overtime employee in his gang junior to him received during his
suspension.
OPINION OF
BOARD: Claimant R. J, Tarts was taken out of service by
the Supervisor, Communications and Signals, on
October 8, 1973. By letter dated October 9, 1973 Claimant was served
with a Notice of Hearing reading. as follows:
"l. Insubordination for your failure to follow direct
orders from Asst. Supv. C&B given to you on
October 1, 1973 when you failed to properly place
cable as directed at MP 47.8, Janesville, Mass.
2. Insubordination when you refused a direct order
from the Supv. C&S at approximately 11:15 a.m. on
October 8, 1973, at Jamesville,
mass.
MP 47.8 to
return to him and discuss the improper placement
of cable.
3. Being disrespectful and use of obscene language to
Supv. C&S at approximately 11:15 a.m. on Oct.
8,
1973, at Jamesville. Mass., MP 47.8."
Following three postponements, two at the behest of Claimant and one upon
the request of the General. Chairman, the hearing was held on November 16,
1973, Thereafter, by letter dated November 29, 1973, Claimant was informed as follows:
Award Number 20993 Page
2
Docket Number
SG-20822
"PENN CENTRAL TRANSPORTATION COMPANY
Boston Massachusetts
November
29, 1973
REGISTERED RETURN
RECEIPT REQUESTED
Mr. Robert J. Tarte
126
Concord Street
Ashland
Massachusetts
Dear Sir:
This is to advise you that as a result of a Hearing
which was concluded on Friday, November
23, 1973
in connection with charges levied against you as outlined in letter
of notification dated October
9, 1973,
and based on the
facts established at the Hearing, you have been found guilty
of the charges levied against you.
Accordingly, you will be dismissed from the service
of this Company effective November
29, 1973.
Kindly acknowledge receipt of this letter on copy
attached and return to this office.
Very truly yours,
E. C. CROSS
Is/
Division Superintendent"
Claimant appealed this decision to Carrier's Chief Signal Engineer and,
following an appeals hearing, that official denied the appeal but overruled the initial hearing deci
"Regarding the appeal hearing which began in Worcester,
Mass. on December
12, 1973,
and at your request, was postponed until December
14, 1973.
Reference to the hearing held
in Boston charging you with: (1) insubordination on Oct. 1,
1973 (2)
Insubordination on Get.
8, 1973
and
(3)
being disrespectful and use of obscene language on Oct.
8, 1973
at
Jemesville, Mass,
I have reviewed the transcript of the referred to
hearing as well as the facts brought forth in the appeal
hearing and I could find no violation of Rule
36
wherein
you were not given a fair and impartial hearing.
Award Number 20993 Page
3
Docket Number
SO-20822
"The charge of insubordination on Oct. 1,
1973
is not
substantiated in the hearing and is thereby overruled.
The charge of being disrespectful and using obscene
language is not substantiated and is also overruled.
The charge of insubordination on Oct.
8, 1973
is substantiated and not refuted and is thereby upheld.
In view of your past record which reads as follows
and is taken into consideration at this time, and the
seriousness of the charge substantiated, I find the discipline
of dismissal was warranted:
1. Oct.
25, 1943
Violation: Rule
725
Discipline:
Dismissed from service: Re-employed
Feb. 11,
1944.
2.
Dec. 1,
1945
Violation: Off duty without permission.
Discipline: Two days record suspension.
3.
Jan.
28, 1946
Violation: Switch Run-through at
interlocking: Discipline: Six days record
suspension. Served two days from item 2.
4. Nov. 28, 1946
Violation: Insubordination
Discipline: Verbal reprimand
5.
April
30, 1947
Violation: Insubordination
Discipline: Three days actual suspension.
6.
Feb.
16, 1951
Violation: Not properly taking care
of work on section
3
and interlocking
23
on Jan.
29, 1951.
Discipline: Five days record suspension.
7.
June 11,
1969
Violation: Violation of Rule
3000
and
Rule B and T of the Rules for Conducting
Transportation.
Discipline:
30
days actual suspension.
8.
Mar. 17,
1969
Violation: Violation of Rule
3024
Discipline: Five days record suspension.
9.
Oct.
9, 1972
Violation: Insubordination
Discipline: 10 days actual suspension.
Your appeal is therefore denied. "
Claimant appealed this decision to Carrier's Director-Labor Relations who,
following an appeal hearing on January
14, 1974
notified Claimant as follows:
Award Number 20993
Docket Number
SG-20822
MU CERrRAL TRANSPORTATION COMPANY
Mr. Robert J. Tarte
126
Concord Street
Ashland, Mass.
01721
Dear Sir:
January
29, 1974
Please refer to your letter of December
20, 1973
concerning your appeal of discipline of dismissal assessed
you on November
29, 1973.
In accordance with your request, an appeal hearing
was held in this office on January
14, 1974.
We have carefully reviewed the records in this case
as well as your statements at the appeal hearing. However,
we find no basis in fact or in the record for changing the
discipline involved in the case. Accordingly, your appeal
for restoration to service and payment for time lost is
denied in its entirety.
Page 4
Very truly yours,
N. P. PATTERSON /s/
N. P. Patterson
Director-Labor Relations
cc: R. J. Moran, General Chairman, HRS"
Thereafter, Petitioner, on behalf of Claimant, processed the claim to our
Hoard for review and determination.
Claimant R. J. Tarte was at the time the instant claim arose a
Signal Foremen employed by Carrier on the former Boston and Albany Railroad.
Before and after the incident of October
8, 1973
Claimant has served as a
General Chairman of the Petitioner Organization bat was out of office on
that date. The record developed at the initial hearing sets forth the
incident out of which the dismissal arose and rather than paraphrase we
shall set forth the testimony of the direct participants therein. It is
noted that the sole remaining charge against Claimant is insubordination
for refusing a direct order from the Supervisor C&B on October
8, 1973,
and,
accordingly, our review of the transcript will be limited to that line of
inquiry. The Supervisor C&S made a statement relative to the incident of
October
8, 1973
as follows:
Award Number 20993 page
5
Docket Number SG-20822
"On October
8, 1973,
Mr. Lombardi and myself went to James
ville to look over the progress at the location. I noted
the signal cable, the new signal cable, hanging low to the
ground, installed low to the ground. I questioned Mr.
Lombardi why the cable was installed so. He stated that
he had instructed Mr. Tarte to install said cable under the
second arm in lien of the bottom arm. At that time Mr. Tarts
approached us. I greeted Mr. Tarts with "Hello Hob." His
first statement to me or to us, excuse me, Mr. Lombardi and
myself, was what are you critizing now. At that time I
asked Mr. Tarts why he had installed the cable under the
bottom arm when he was instructed by Mr. Lombardi to install
the cable under the second arm. At that time Mr. Tarts ex
plained that this is the way that they install cable on this
railroad and he could show me numerous occasions where its
installed likewise. I explained to Mr. Tarts that it was
irrelevant, that he was instructed to place the cable as
directed by Mr. Lombardi. He then went on and stated that
he knew more about signalling then him, him referring to
Mr. Lombardi, and he had so many years on the railroad.
that time I explained to Mr. Tarts that what was transpiring
constructive critic time Mr. Tarts stated
me if all I could do is come around ere and critize this
job, en n come around ere with this d damn shit.
e urn me an s o w away, As he walked
away call or Mr. a return to me. I called for
him to return three s. On the third time he turned and
told me c go o Philadelphia with the rest of those
damn nuts an con o walk away from me, At that time I
as Mr. w in the an that he wanted to take Mr.
Tarts's es as I was taking Mr. Tarte out of
service, wen to the location where Mr. Tarts was
wow with the gang, told Mr. Tarts to come with me and
make arrangements to get him back to his automobile, I was
taking him out of service. At the location of his vehicle
just before departing, he made a statement that I could whistle
when I wanted him back and that concluded the transaction be
tween Mr. Tarte and myself on October
8
at Jamesville."(Emphasis added.)
Claimant declined to make a statement at the hearing but, under crossexamination, he testified a
. Mr. Tarte, you were the Signal Foreman on duty at James
ville on October
8, 19737
A. Yes.
Award Number 20993 Page
6
Docket Number SG-20822
"Q. On the morning of October
8, 1973,
did Mr. Bryce appear
on the site at Jamesville?
A. With Mr. Icmbardi, yes.
Q,. And did Mr. Bryce have a conversation with you relative
to the work which had been performed?
A. Not at the moment no. He and Mr. Lombardi spent considerable time pointing and gesturing at the c
I had previously installed.
e.
Did Mr. Brycehave a conversation with you while he was
on t e site at Jamesville?
A. Subsequently later, yes.
Q. During the course of this conversation did You walk away
a?
AI most certainly did,
, ~-~c
Q. Did you hear Mr. Bryce call to you to return to =
A. Not in the sense as one would normally call, no. In a
very demeaning and derogatory mamer as one would call
a dog to heel to his master I was called to return and
subject myself to further harassment by Mr Brvce
Q. After having been called three times did You tu*a s a
make comment to Mr. Bryce?
A. I made comment to Mr. Bryce on a number of times
i_ that
particular time period.
Q. On the occasion of his third call to you it has been
testified that you turned to him and made remarks such
as why don't you go back to Philadelphia with the rest
of the nuts.
A. To the best of my recollection that is not correct. My
reference was that because of his attitude and actions
that he was merely trying to provoke me and I suggested
merely to return to Philadelphia where they are expertise
in this manner.
Q. You heard Mr. Bruce call You on three occasions
to
return
to him. Is this correct?
A. I believe it was more than three s Bat you see at
the moment I was not aware that I was being set up for a
fall and I could be exact as to the number of instances
that I was called or asked questions. I had no prior
knowledge that this sort of thing was going to take place
as Mr. Bryce and Mr. Lombardi had patched this over ahead
of time.
Award Number 20993 Page 7
Docket Number SG-20822
"Q. Did you return to idr. Bryce when he called Mr Tarte?
A.
W -T
did
not. I felt and came to the conclusion at this
incident at I was being set up for a fall that was
deliberately being projected and that I better have some
one who could witness these dastardly activities by these
two personages and I moved a distance away from them so
I could be close to my gang who was working there so that
if they continued on with the harassment I too would have
a witness to the allegations and statements.
Q. Do you recognize Mr. Bryce as an officer of this company?
A. I believe he is.
Q. And as such do you recognize him as having authority and
jurisdiction over you?
A. I believe he does.
Q. In view of the fact that you failed to comply with Mr.
Bryce's calls for you to return to him on October
8
do
you feel that you were disregarding his instructions?
A. Under the circumstances of the call I do not. The fact
that one is a person's immediate supervisor does not give
that supervisor the right to demean, harass and make
suggestive attitudes that would be demeaning to the
employee for the sole purpose of harassment and I don't
believe that I have to be responsible to any carrier
official that is as abusive and corrupt as these two
individuals were at this time, and the carrier's concurrence with their attitudes is evident in the
I have filed a complaint against these two individuals
and the carrier has not even had the decency to acknowledge the complaint as yet.
Q. But you do agree that you did fail to comply with the
orders of Mr. Bryce to return to him.
IS
this correct?
A. In the manner that I felt that I would not have to respond
to such a call that I was not a puppy dog to be heeled by
his master, As a matter of fact I was so shocked by the
experience and realized that I was being belittled and
demeaned that when I was leaving I said to Mr. Bryce
'Don't forget to whistle when you want me back' in keeping
with the tenor of the conversation, that he was calling me
as one would call a dog."
Award Humber 20993 page 8
Docket Number SG-20822
The jurisdiction of this Hoard in discipline cases is well
understood to be a threefold inquiry as to 1) Whether Claimant was
afforded a fair and impartial investigation 2) Whether substantial record
evidence supports the charge and 3) Whether the discipline imposed is,
in all of the facts and circumstances of the case, so disproportionate to
the offense as to be arbitrary, unreasonable or capricious. We have carefully reviewed the instant r
Petitioner contends at the outset that Claimant should be reinstated with full compensation beca
of Rule 36 relative to a fair and impartial hearing and handling of the
claim. In this connection the allegations include improper notice,
failure to grant prompt hearing, prejudgment, improper official making
decision, failure to provide transcripts of hearings, harassment of
Claimant and his wife and an overall allegation that the entire disciplinary proceedings were a "Kan
on each of these charges and are satisfied that they are not supported by
the record. The notice was sufficiently precise and timely, postponements
were all at the request of Claimant or his representatives, there is no
requirement that a specific official render the disciplinary decision,
there is no probative evidence that Claimant was deprived of a transcript,
and the recurring allegations of harassment, intimidation and coercion
of Claimant by Carrier officials at all levels has absolutely no foundation in the evidence before u
It is also asserted that the suspension of Claimant from October 8, 1973 until his dismissal fol
November 29,1973, was violative of his Agreement rights. Both Petitioner
and Carrier have cited substantial authority for their countervailing
positions on this issue, all of which we have reviewed. The express
language of Rule 36 provides for suspension "in a proper case". Each of
the awards relied upon by Petitioner dealt with misconduct of a relatively
minor nature. Here we have a charge of gross insubordination and in all
of the circumstances suspension clearly was not a violation of Rule 36
and consistent with a long line of awards interpreting identical rules
on various properties,
There is absolutely no doubt that the charge of insubordination
is supported by the record, including Claimant's version of the incident
of October 8, 1973. Rarely have we encountered so clear and flagrant a
case of outright refusal to obey a reasonable order of a superior. Nor
do we find circumstances to justify or mitigate the impact of this refusal. Claimant's extravagant c
supervisors to "demean, harass and belittle" him and otherwise engage in
"dastardly activities" in order to "provoke" him are without any support
whatever in the record before us.
In the face of the proven insubordination discipline is no doubt
warranted. The question remains as to the quantum of discipline imposed.
Award Number 20993 Page
9
Docket Number SO-20822
Petitioner urges that in all of the circumstances dismissal is so shockingly severe as to warran
nature of the offense, and Claimant's overall disciplinary record, including several previous citati
that dismissal is arbitrary, unreasonable or capricious. The claim must
be and is denied.
FIRDINOS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employer involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21,
1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
99&0
Dated at Chicago, Illinois, this 12th defy of March 1976.