NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-20853
(Brotherhood of Railway, Airline and Steamship
( Clerks, Freight Handlers, Express and
( Station Employes
PARTIES TO DISPUTE:
(Robert W. Blanchette, Richard C. Bond, and John H.
( McArthur, Trustees of the Property of
( Penn Central Transportation Company, Debtor
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood (GL7597) that:
(a) The Carrier violated the Rules Agreement, effective February
1, 1968, partibularly Rule 6-A-1, when it assessed discipline of dismissal,
later reduced to a seven days suspension, on W. C. Parr, Crew Dispatcher,
Trenton, New Jersey, Eastern Region, Philadelphia Division.
(b) Claimant W. C. Parr's record be cleared of the charges brought
against him on or about March 28, 1973.
(c) Claimant W. C. Parr be compensated for wage loss sustained
during the period out of service.
OPINION OF BOARD: It appears from the record that Carrier and Petitioner
are not in disagreement as to the basic facts involved
in this dispute. On March 26, 1973, the date of the incident which gave rise
to the charge,yClaimant was acting as Crew Dispatcher of the train 'crews, and
another Crew Dispatcher_ handled the engine crews. Claimant received a call
from Engineman Stevens 'for permission to be off die following day. Claimant
granted such permission, but then failed to properly note the crew board and
work sheets accordingly so that Stevens would be "marked off" for the 27th.
The Notice of Investigation, although couched in three charges,
nevertheless is based in toto on the one specific incident. In essence,
Claimant is charged with neglect of duty resulting in "delay to the hump
operation . . . on March 27, 1973, due to your failure to have Engineman
A. E. Stevens properly marked off". Formal Investigation was held on April
9, 1973, Claimant was found guilty as charged, and discipline of dismissal
was assessed, later reduced to seven days suspension.
Petitioner raises objection, firstly, to the form of the Notice of
Investigation in
that the "precise offense" was not clearly specified. We
cannot agree. The language of the Notice was clear, precise and detailed.
It was amply sufficient to put Claimant on notice as to an occurrence with
which he was fully familiar and did not in any way prejudice his defense at
the Investigation or violate his rights of due process. Clearly and unequivo-
cally, the Notice apprised him of "the exact offense involved" as required by
Rule 6-A-1(b).of the Agreement.
·o
Award Number 21025 Page 2
Docket Number CL-20853
Our examination of the transcript of the Investigation shows conclusively that it was meticulously c
in full compliance with Rule 6-A-1(a) and with strict adherence to Claimant's
rights to a proper and fair hearing.
Nevertheless, Petitioner objects, contending that it was never the
purpose of an Investigation or Disciplinary Procedure to proceed on the
basis of human error and unintentional misconduct. We cannot sustain such
objection. Human error to the extent that it involves neglect of duty is a
proper basis for disciplinary procedures within the managerial prerogatives
of Carrier. Nor is there any Rule in the Agreement to the contrary.
Moreover, when Claimant took it upon himself, despite the fact
that Stevens came under the jurisdiction of another Crew Dispatcher, to
grant Stevens permission "to mark off" the next day, he assumed certain interrelated responsibilitie
off on the crew board and on the work sheets. His neglect in failing to do
so renders him culpable and subject to discipline.
See Awards 20807 (Quinn) and 20169 (Blackwell) among others, Award
20169 being practically on all fours with the facts involved in the case
before us.
We do not quarrel with the Awards cited as precedent by Petitioner.
In the main, these Awards confirm the established principle that in discipline cases the burden of p
and upon which his disciplinary penalty is based.
See Awards 14120 (Harr), 20245 (Lieberman), and 20252 (Sickles)
among many others.
In applying the latter principle to the dispute before us, we find
that such "substantial probative evidence" is present in this record, and that
Carrier sustained its burden of proof "convincingly". This is particularly
true in view of Claimant's specific admissions in his testimony as to the facts
relating to the specific charge against him.
In these circumstances, we have held repeatedly that, although we
may on occasion disagree with Carrier as to the degree of discipline, we will
not substitute our judgment for Carrier's in assessing discipline; provided,
that Carrier has not acted arbitrarily, capriciously or unreasonably or in
violation of due process.
See Awards 15574, 17914, 19487, 20245, 20194 and 20423, among many
others.
We find no basis in the record before us upon which to conclude that
Carrier has so acted in this case. Nor do we conclude that the discipline
here imposed, seven days suspension, was unwarranted, unreasonable or arbitrary.
Accordingly, we will deny the claim.
Award Number 21025 Page 3
Docket Number CL-20853
FINDINGS: The Third Division of the Adjustment Board, upon the whole
record and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
' ATTEST:
Executive Secretary
Dated at Chicago, Illinois, this 31st day ofMarcy 1976.
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